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Buckling of Spherical Shells

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31<br />

<strong>Buckling</strong> <strong>of</strong> <strong>Spherical</strong> <strong>Shells</strong><br />

31.1 INTRODUCTION<br />

By ‘‘spherical shell,’’ we mean complete spherical configurations, hemispherical heads (such as<br />

pressure vessel heads), and shallow spherical caps. In analyses, a spherical cap may be used to<br />

model the behavior <strong>of</strong> a complete spherical vessel with thickness discontinuities, reinforcements,<br />

and penetrations.<br />

Although the response <strong>of</strong> a spherical shell to external pressure has received considerable<br />

attention from analysts, the calculation <strong>of</strong> collapse pressure still presents substantial difficulties in<br />

the presence <strong>of</strong> geometrical discontinuities and manufacturing imperfections. The bulk <strong>of</strong> the<br />

theoretical work carried out so far has had a rather limited effect on the method <strong>of</strong> engineering<br />

design, and therefore much experimental support is still needed. At the same time, the application <strong>of</strong><br />

spherical geometry to the optimum vessel design has continued to be attractive in many branches<br />

<strong>of</strong> industry dealing with submersibles, satellite probes, storage tanks, pressure domes, diaphragms,<br />

and similar systems. This chapter deals with the mechanical response and working formulas<br />

for spherical shell design in the elastic and plastic ranges <strong>of</strong> collapse, which could be used for<br />

underground and aboveground applications. The material presented is based on state-<strong>of</strong>-the-art<br />

knowledge in pressure vessel design and analysis.<br />

31.2 ZOELLY–VAN DER NEUT FORMULA<br />

R. Zoelly and A. Van der Neut conducted significant original theoretical work on the buckling <strong>of</strong><br />

spherical shells [1]. They used the classical theory <strong>of</strong> small deflections and the solution <strong>of</strong> linear<br />

differential equations. Based upon this work, the elastic buckling pressure P CR for complete, thin<br />

spherical shell was found to be<br />

pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi<br />

P CR ¼ 2E=m 2 3(1 n 2 )<br />

(31:1)<br />

where<br />

E is the elastic modulus<br />

n is Poisson’s ratio<br />

m is the radius=thickness ratio (R=T)<br />

For a typical Poisson’s ratio n <strong>of</strong> 0.3, Equation 31.1 becomes simply<br />

P CR ¼ 1:21E=m 2 (31:2)<br />

31.3 CORRECTED FORMULA FOR SPHERICAL SHELLS<br />

At the time <strong>of</strong> the development <strong>of</strong> the classical theory, which led to Equation 31.1, no systematic<br />

experimental work was done. Several years later, however, some tests reported at the California<br />

Institute <strong>of</strong> Technology [2] showed that the experimental buckling pressure could be as low as 25%<br />

<strong>of</strong> the theoretical value given by Equation 31.1. The value derived by means <strong>of</strong> Equation 31.1 was<br />

then considered as the upper limit <strong>of</strong> the classical elastic buckling, while several investigators<br />

embarked on special studies with the aim <strong>of</strong> explaining these rather drastic differences between the<br />

ß 2008 by Taylor & Francis Group, LLC.


theory and experiment. There was no reason to doubt the classical theory <strong>of</strong> elasticity, which<br />

worked well for flat plates, and it was soon suspected that the effect <strong>of</strong> curvature and spherical shape<br />

imperfections could have been responsible for the discrepancies.<br />

This thesis led to the realization that the classical theory must have failed to reveal the fact that<br />

for a vessel configuration, not far away but somewhat different from the perfect geometry, lower<br />

total potential energy was involved, and therefore a lower value <strong>of</strong> buckling load could be expected,<br />

such as that indicated by tests. The theoretical challenge then became to formulate a solution<br />

compatible with such a lower boundary <strong>of</strong> collapse pressure at which the spherical shell could<br />

undergo the ‘‘oil canning’’ or ‘‘Durchschlag’’ process.<br />

After making a number <strong>of</strong> necessary simplifying assumptions, von Kármán and Tsien [2]<br />

developed a formula for the lower elastic buckling limit for collapse pressure, which for n ¼ 0.3<br />

was found to be<br />

P CR ¼ 0:37E=m 2 (31:3)<br />

This level <strong>of</strong> collapse pressure may be said to correspond to the minimum theoretical load necessary<br />

to keep the buckled shape <strong>of</strong> the shell with finite deformations in equilibrium. The lower limit<br />

defined by Equation 31.3 appeared to compare favorably with experimental results, also given in<br />

the literature [2]. On the other hand, the upper buckling pressure given by Equation 31.1 could be<br />

approached only if extreme manufacturing and experimental precautions were taken. In practice, the<br />

buckling pressure is found to be closer to the value obtained from Equation 31.3 and therefore this<br />

formula is <strong>of</strong>ten recommended for design.<br />

The exact calculation <strong>of</strong> the load–deflection curve for a spherical segment subjected to uniform<br />

external pressure is known to involve nonlinear terms in the equations <strong>of</strong> equilibrium, which cause<br />

substantial mathematical difficulties [3].<br />

31.4 PLASTIC STRENGTH OF SPHERICAL SHELLS<br />

Equations 31.2 and 31.3 may be regarded as design formulas based upon results using elasticity<br />

theory. Bijlaard [4], Gerard [5], and Krenzke [6] conducted subsequent studies to determine<br />

the effect <strong>of</strong> including plasticity upon the classical linear theory. To this end, Krenzke [6] conducted<br />

a series <strong>of</strong> experiments on 26 hemispheres bounded by stiffened cylinders. The materials were<br />

6061-T6 and 7075-T6 aluminum alloys, and all the test pieces were machined with great care at the<br />

inside and outside contours. The junctions between the hemispherical shells and the cylindrical<br />

portions <strong>of</strong> the model provided good natural boundaries for the problem. The relevant physical<br />

properties for the study were obtained experimentally. The best correlation was arrived at with the<br />

aid <strong>of</strong> the following expression:<br />

P CR ¼ 0:84(E sE t ) 1=2<br />

m 2 (31:4)<br />

where E s and E t are the secant and tangent moduli, respectively, at the specific stress levels. These<br />

values can be determined from the experimental stress–strain curves in standard tension tests. The<br />

relevant test ratios <strong>of</strong> radius to thickness in Krenzke’s work varied between 10 and 100 with a<br />

Poisson’s ratio <strong>of</strong> 0.3. The correlation based on Equation 36.4 gave the agreement between<br />

experimental data and the predictions within þ2% and 12%.<br />

The extension <strong>of</strong> the Krenzke results to other hemispherical vessels should be qualified.<br />

Although his test models were prepared under controlled laboratory conditions, the following<br />

detrimental effects should be considered in a real environment:<br />

ß 2008 by Taylor & Francis Group, LLC.


h<br />

Local and=or overall out-<strong>of</strong>-roundness<br />

Thickness variation<br />

Residual stresses<br />

Penetration and edge boundaries<br />

These effects are likely to be more significant when spherical shells are formed by spinning<br />

or pressing rather than by careful machining.<br />

31.5 EFFECT OF INITIAL IMPERFECTIONS<br />

In a subsequent series <strong>of</strong> collapse tests, Krenzke and Charles [7] aimed at evaluating the potential<br />

applications <strong>of</strong> manufactured spherical glass shells for deep submersibles. Because <strong>of</strong> the anticipated<br />

elastic behavior <strong>of</strong> glass vessels, the emphasis was placed on verifying the linear theory that<br />

resulted in Equation 31.2. Prior to this series <strong>of</strong> tests, very limited experimental data existed, which<br />

could be used to support a rational, elastic design with special regard to the influence <strong>of</strong> initial<br />

imperfections.<br />

The formula for the collapse pressure <strong>of</strong> an imperfect spherical shell can be expressed in terms<br />

<strong>of</strong> a buckling coefficient K and a modified ratio m i as<br />

P CR ¼ KE<br />

m 2 i<br />

(K 0:84) (31:5)<br />

where, based upon the work <strong>of</strong> Krenzke and Charles [7], the modified radius=thickness ratio m i may<br />

be approximated as<br />

m i ¼ R i =h (31:6)<br />

where Figure 31.1 illustrates the modified radius R i and thickness h.<br />

According to the results obtained by Krenzke and Charles on glass spheres, the buckling<br />

coefficient K in Equation 31.5 was about 0.84. Their study showed that the elastic buckling<br />

strength <strong>of</strong> initially imperfect spherical shells must depend on the local curvature and the thickness<br />

<strong>of</strong> a segment <strong>of</strong> a critical arc length, L c . For a Poisson’s ratio <strong>of</strong> 0.3, this critical length can be<br />

estimated as<br />

L c ¼ 2:42h(m i ) 1=2 (31:7)<br />

L c<br />

R i<br />

T<br />

R<br />

FIGURE 31.1<br />

Notation for defining a local change in wall thickness.<br />

ß 2008 by Taylor & Francis Group, LLC.


In a related study conducted at the David Taylor Model Basin Laboratory, for the Department <strong>of</strong><br />

Navy, the effect <strong>of</strong> clamped edges on the response <strong>of</strong> a hemispherical shell was evaluated. The<br />

relevant collapse pressure was found to be about 20% lower than that for a complete spherical shell<br />

having the same value <strong>of</strong> the parameter m and the elastic modulus E. Although these tests on<br />

accurately made glass spheres tended to support the validity <strong>of</strong> the small-deflection theory <strong>of</strong><br />

buckling, there appeared to be little hope that metallic shells would yield a similar degree <strong>of</strong><br />

correlation even under controlled conditions.<br />

The investigations reviewed above may be <strong>of</strong> particular interest to designers dealing with<br />

complete spherical vessels as well as domed-end configurations. From a practical point <strong>of</strong> view,<br />

the most satisfactory method <strong>of</strong> predicting the collapse pressure would be to use a plot <strong>of</strong><br />

experimental data as a function <strong>of</strong> the following well-defined dimensional quantities:<br />

Experimental collapse pressure, P e<br />

Pressure to cause membrane yield stress, P m<br />

Classical linear buckling pressure, P CR<br />

31.6 EXPERIMENTS WITH HEMISPHERICAL VESSELS<br />

Using experimental data for collapse <strong>of</strong> hemispherical vessels subjected to external pressure, Gill [8]<br />

provides information for a nondimensional plot suitable for preliminary design purposes. Figure 31.2<br />

shows this plot for the following dimensionless ratios:<br />

0:83P e m 2<br />

E<br />

¼ P e<br />

P CR<br />

where<br />

P e is the experimental collapse pressure<br />

P CR is the classical linear buckling pressure<br />

and<br />

0:61E<br />

mS y<br />

¼ P CR<br />

P m<br />

(31:8)<br />

0.6<br />

0.5<br />

0.83P e m 2 /E<br />

0.4<br />

0.3<br />

0.2<br />

0.1<br />

1 2 3 4<br />

0.61E/mS y<br />

FIGURE 31.2<br />

Lower-bound curve for hemispherical vessels under external pressure.<br />

ß 2008 by Taylor & Francis Group, LLC.


m is the radius=thickness ratio (R=T)<br />

E is the elastic modulus<br />

S y is the yield stress<br />

The accuracy with which the collapse pressure can be predicted on the basis <strong>of</strong> experimental data<br />

must be influenced by the maximum scatter band involved. Since this scatter is sensitive to material<br />

and geometry imperfections, their probable extent should be known before a more reliable, lowerbound<br />

curve can be developed. The results given in Figure 31.2 include hemispherical vessels in the<br />

stress-relieved and as-welded condition without, however, specifying the extent <strong>of</strong> geometrical<br />

imperfections, which, in this particular case, were known to be less pronounced. It follows that<br />

Figure 31.2 is applicable only to the design <strong>of</strong> hemispherical vessels, where good manufacturing<br />

practice can be assured. Further research work is recommended to narrow the scatter band to assure<br />

better correlation for the lower bound.<br />

The dimensionless plot given in Figure 31.2 is sufficiently general for practical design purposes.<br />

For example, consider a titanium alloy hemisphere with m ¼ 60, E ¼ 117,200 N=mm 2 , and the<br />

compressive yield strength, S y ¼ 760 N=mm 2 . From Equation 31.8, we get 0.61E=mS y ¼ 1.57.<br />

Hence, Figure 31.2 yields 0.83P e m 2 =E ¼ 0.36, from which P e ¼ 14.1 N=mm 2 .<br />

It may now be instructive to look briefly at the empirical result in relation to the theoretical<br />

limits defined by Equations 31.2 and 31.3 for the complete spherical vessels.<br />

Making P e ¼ P CR ¼ 14.1 N=mm 2 and solving Equation 31.5 for the magnitude <strong>of</strong> the buckling<br />

coefficient gives K ¼ 0.43. This value is close to the theoretical lower limit <strong>of</strong> 0.37 given by<br />

Equation 31.3 for a complete spherical vessel, and it appears to suggest that certain portions <strong>of</strong><br />

such a vessel under uniform external pressure may behave in a manner similar to that <strong>of</strong> a complete<br />

vessel. This observation may be <strong>of</strong> special importance in dealing with the spherical shells containing<br />

local reinforcements and penetrations. It is also generally consistent with the elastic theory <strong>of</strong> shells,<br />

according to which the influence <strong>of</strong> geometrical discontinuities is local and does not extend<br />

significantly beyond the range determined by the value <strong>of</strong> the parameter T(m) 1=2 .<br />

31.7 RESPONSE OF SHALLOW SPHERICAL CAPS<br />

Consider a relatively thin and shallow spherical cap fully clamped at its edge and subjected to<br />

uniform external pressure as represented in Figure 31.3 [9]. A key parameter characterizing a<br />

spherical cap is l o ,defined as<br />

l o ¼ 1,82a o<br />

T(m) 1=2 or l o ¼ 2:57(H=T) 1=2 (31:9)<br />

P cr<br />

T<br />

H<br />

a o<br />

a o<br />

R<br />

q<br />

q<br />

FIGURE 31.3<br />

A spherical cap and notation.<br />

ß 2008 by Taylor & Francis Group, LLC.


where<br />

a o is the support radius<br />

T is the shell thickness<br />

m is the radius=thickness ratio (R=T)<br />

R is the shell radius<br />

H is the shell height above its support (see Figure 31.3)<br />

The structural response <strong>of</strong> the cap for a typical Poisson ratio n <strong>of</strong> 0.3 may be described as<br />

l o < 2:08<br />

l o > 2:08<br />

4l o > 6<br />

continuous deformation with buckling<br />

axisymmetric snap-through<br />

local buckling<br />

From Figure 31.3, the half-central angle u is related to a o , R, and H as<br />

a o ¼ R sin u and H ¼ R(1 cos u) (31:10)<br />

By squaring and adding these expressions we obtain, after simplification,<br />

H 2 2HR þ a 2 o ¼ 0 (31:11)<br />

Assuming that H is small, H 2 is considerably smaller than 2HR. Then by neglecting H 2 in Equation<br />

31.11, the equation may be written as<br />

H ¼ a2 o<br />

2R<br />

(31:12)<br />

By substituting this expression for H into the second expression <strong>of</strong> Equation 31.9, we obtain the first<br />

expression <strong>of</strong> Equation 31.9. Thus the two expressions <strong>of</strong> Equation 31.9 are equivalent for shallow<br />

caps (that is, H considerably smaller than R).<br />

As a guide, a spherical cap may be regarded as thin when m > 10. Shallow geometry is then<br />

approximately defined as a o =H 8. Once the spherical cap parameter l o is calculated by either <strong>of</strong><br />

the equations in (Equation 31.9), we can estimate the critical buckling pressure by using the curve <strong>of</strong><br />

Figure 31.4. This curve is based upon numerical data quoted by Flügge [9].<br />

<strong>Buckling</strong> load parameter, (0.91 p CRa 4 o)/(ET 4 )<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

2 4 6 8<br />

Geometrical parameter, l 0<br />

FIGURE 31.4<br />

Design chart for a shallow spherical cap under external pressure.<br />

ß 2008 by Taylor & Francis Group, LLC.


The curve <strong>of</strong> Figure 31.4 is smoothed out somewhat in the midregion <strong>of</strong> the parameter l o , which<br />

involves a transition between the theoretical and experimental data in simplifying the curve fitting<br />

process. By using the curve <strong>of</strong> Figure 31.4, the following expression for the critical buckling<br />

pressure can be developed:<br />

P CR ¼ 0:075 En 4<br />

0 l4:15 0 e 0:095l 0<br />

(31:13)<br />

where n 0 is the dimensionless ratio a o =T.<br />

As an example application <strong>of</strong> Equation 31.13 let R ¼ 127 mm, a o ¼ 31.8 mm, T ¼ 2.1 mm, and<br />

E ¼ 117,200 N=mm 2 . From this data, we obtain<br />

m ¼ R=T ¼ 60:5 and n 0 ¼ a o =T ¼ 15:1 (31:14)<br />

Then from the first equation <strong>of</strong> Equation 31.9 we obtain l o as<br />

l o ¼ 3:53 (31:15)<br />

Finally, by substituting the data and results into Equation 31.13, we obtain<br />

P CR ¼ 22:7 N=mm 2 (31:16)<br />

In a special situation where a spherical cap is very thin, with a range <strong>of</strong> m values between 400 and<br />

2000, the following empirical formula has been suggested for the relevant buckling pressure [10]:<br />

P CR ¼<br />

(0:25 0:0026u)(1 0:000175m)E<br />

m 2 (31:17)<br />

where u is the half central angle <strong>of</strong> Figure 31.3 in degrees. In Equation 31.17, u is intended to have<br />

values between 208 and 508.<br />

Although Equation 31.17 is useful within the indicated brackets <strong>of</strong> m, it may not be quite<br />

suitable for bridging the boundaries between the shallow caps and hemispherical shells without a<br />

careful study. Ideally, the formula for the collapse pressure <strong>of</strong> a spherical shell should be reduced to<br />

the form <strong>of</strong> Equation 31.5 with the K value representing a continuous function <strong>of</strong> the shell geometry<br />

and manufacturing imperfections. For inelastic behavior, the parameter (E s E t ) 1=2 appears to have the<br />

best chance <strong>of</strong> success for a meaningful correlation <strong>of</strong> theory and experiment. In the interim,<br />

however, the formulas given in this chapter are recommended for the preliminary design and<br />

experimentation.<br />

31.8 STRENGTH OF THICK SPHERES<br />

When a thick-walled spherical vessel is subjected to an external pressure P 0 , the maximum stress S<br />

occurs at the inner surface as<br />

S ¼<br />

3P 0R 3 o<br />

<br />

2 R 3 o R 3 (31:17)<br />

i<br />

where R i and R o are the inner and outer sphere radii.<br />

The displacement <strong>of</strong> the inner surface toward the center <strong>of</strong> the vessel is<br />

u i ¼ 3P 0R i R 3 o (1 n)<br />

(31:18)<br />

2E R 3 o<br />

R 3 i<br />

ß 2008 by Taylor & Francis Group, LLC.


where<br />

E is the elastic modulus<br />

n is Poisson’s ratio<br />

The corresponding displacement <strong>of</strong> the outer surface is<br />

P 0 R o<br />

u o ¼<br />

2E R 3 o<br />

R 3 i<br />

<br />

(1 n) 2R 3 o R 3 <br />

i<br />

2n R 3 o<br />

R 3 i<br />

<br />

(31:19)<br />

For a solid sphere subjected to external pressure, the amount <strong>of</strong> radial compression in the elastic<br />

range becomes<br />

u o ¼ P 0R o (1 2n)<br />

E<br />

(31:20)<br />

SYMBOLS<br />

a o Support radius<br />

E Elastic modulus<br />

E s Secant modulus <strong>of</strong> elasticity<br />

E t Tangent modulus <strong>of</strong> elasticity<br />

H Depth <strong>of</strong> spherical cap<br />

h Reduced thickness <strong>of</strong> shell (see Figure 31.1)<br />

K <strong>Buckling</strong> coefficient<br />

L c Critical arc length (see Figure 31.1)<br />

m Radius=thickness (R=T) ratio<br />

m i Mean radius=local thickness ratio<br />

P CR Elastic buckling pressure<br />

P e Experimental collapse pressure<br />

P m Membrane yield stress<br />

P o External pressure<br />

R Shell radius<br />

R i Inner radius<br />

R o Outer radius<br />

S Stress<br />

S y Yield strength<br />

T Shell thickness<br />

u i Inner surface displacement<br />

u o Outer surface displacement<br />

l o Shallow cap parameter<br />

n Poisson’s ratio<br />

REFERENCES<br />

1. S. P. Timoshenko and J. M Gere, Theory <strong>of</strong> Elastic Stability, 2nd ed., McGraw Hill, New York, 1961,<br />

pp. 512–519.<br />

2. T. von Kármán and H. S. Tsien, The buckling <strong>of</strong> thin cylindrical shells under axial compression, Journal <strong>of</strong><br />

Aeronautical Sciences, 8, 1941, pp. 303–312.<br />

3. C. B. Biezeno, Über die Bestimmung der Durchschlagkraft einer schmach gekrümmten kreisförmigen<br />

Platte, AAMM, Vol. 19, 1938.<br />

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4. P. P. Bijlaard, Theory and tests on the plastic stability <strong>of</strong> plates and shells, Journal <strong>of</strong> the Aeronautical<br />

Sciences, 16(9), 1949, pp. 529–541.<br />

5. G. Gerard, Plastic stability <strong>of</strong> thin shells, Journal <strong>of</strong> the Aeronautical Sciences, 24(4), 1957, pp. 269–274.<br />

6. M. A. Krenzke, Tests <strong>of</strong> Machined Deep <strong>Spherical</strong> <strong>Shells</strong> Under External Hydrostatic Pressure, Report<br />

1601, David Taylor Model Basin, Department <strong>of</strong> the Navy, 1962.<br />

7. M. A. Krenzke and R. M. Charles, The Elastic <strong>Buckling</strong> Strength <strong>of</strong> <strong>Spherical</strong> Glass <strong>Shells</strong>, Report 1759,<br />

David Taylor Model Basin, Department <strong>of</strong> the Navy, 1963.<br />

8. S. S. Gill, The Stress Analysis <strong>of</strong> Pressure Vessels and Pressure Vessel Components, Permagon Press,<br />

Oxford, 1970.<br />

9. W. Flügge, Handbook <strong>of</strong> Engineering Mechanics, McGraw Hill, New York, 1962.<br />

10. K. Kloppel and O. Jungbluth, Beitrag zum Durchschlagproblem dünnwandiger Kugelschalen, Stahlbau,<br />

1953.<br />

ß 2008 by Taylor & Francis Group, LLC.


ß 2008 by Taylor & Francis Group, LLC.

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