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A Basis for Action - Commission de l'éthique de la science et de la ...

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Position Statement of the <strong>Commission</strong> <strong>de</strong> l'éthique <strong>de</strong> <strong>la</strong> <strong>science</strong> <strong>et</strong> <strong>de</strong> <strong>la</strong> technologie<br />

Although holding patents is consi<strong>de</strong>red an economic advantage, experience in scientific fields other<br />

than nanotechnology has <strong>de</strong>monstrated that patents that are too broad or that do not strictly me<strong>et</strong> the<br />

criteria of novelty and non-obviousness can work against the public good. 306 To that effect, the<br />

following problems are generally raised about holding patents: difficulty obtaining the required licenses<br />

due to the <strong>la</strong>rge number of patent hol<strong>de</strong>rs in a given field of research or <strong>for</strong> an application in particu<strong>la</strong>r,<br />

the refusal of patent hol<strong>de</strong>rs to grant licenses to a third party—which can be legal in some countries<br />

like the United States—and the exorbitant licensing fees that certain patent hol<strong>de</strong>rs <strong>de</strong>mand in<br />

exchange <strong>for</strong> using their technology. 307 In such conditions, acquiring knowledge is a major challenge<br />

and can even be a source of iniquity.<br />

However, part of the problem surrounding intellectual property and patent management is people’s<br />

misun<strong>de</strong>rstanding of how the system works. Brazilian chemist Galembeck maintains that a <strong>la</strong>rge<br />

portion of scientists from non G7 countries (now G8) do not read patents or think to file patents <strong>for</strong><br />

their discoveries. This situation has two harmful consequences. First, a number of scientific ef<strong>for</strong>ts are<br />

conducted in vain, because the research objectives may have already been m<strong>et</strong> by other teams who<br />

already hold the re<strong>la</strong>ted patents. Second, scientists who work in emerging countries are contributing<br />

more and more to scientific publication, but without protecting the results of their work. “This new<br />

in<strong>for</strong>mation will be finally trans<strong>for</strong>med into products and processes that will be imported into the<br />

country, bringing in mo<strong>de</strong>rnity but also unemployment and pressures on the economy.” 308<br />

Some questions are also raised about public versus private control of intellectual property. In a sector<br />

like nanotechnology where new technology also furthers basic knowledge in physics, chemistry, and<br />

other fields, shouldn’t ef<strong>for</strong>ts be ma<strong>de</strong> to prevent the fact that research has been both publicly and<br />

privately fun<strong>de</strong>d from imposing limits on knowledge <strong>de</strong>velopment as a result of the intellectual<br />

protection system currently in <strong>for</strong>ce? Einsie<strong>de</strong>l and Gol<strong>de</strong>nberg hold that knowing who owns<br />

knowledge engen<strong>de</strong>red by initiatives involving both public universities and private corporations<br />

remains a very problematic issue. Research by Baber [hol<strong>de</strong>r of the Canada Research Chair in Science,<br />

Technology, and Social Change] <strong>de</strong>monstrates that funding conditions <strong>for</strong> university researchers in<br />

Japan and Singapore have reduced their resistance to directly trans<strong>la</strong>ting into mon<strong>et</strong>ary value any<br />

knowledge <strong>de</strong>rived from research. A <strong>la</strong>rge portion of what is referred to as nanotechnology concerns<br />

the acquisition of new knowledge in basic <strong>science</strong> and quantum processes, which poses a serious<br />

challenge in terms of existing approaches to ownership rights. 309<br />

306 See, among others, THE ROYAL SOCIETY & THE ROYAL ACADEMY OF ENGINEERING (United Kingdom),<br />

op. cit., p. 53 and Edna F. EINSIEDEL and Linda GOLDENBERG, op. cit., p. 30.<br />

307 David B. RESNIK, “A Biotechnology Patent Pool: An I<strong>de</strong>a Whose Time Has Come?” The Journal of Philosophy,<br />

Science & Law, vol. 3, January 2003 [online] http://www6.miami.edu/<strong>et</strong>hics/jpsl/archives/papers/<br />

biotechPatent.html.<br />

308 Fernando GALEMBECK, “Ethical issues of nanotechnology” speech given at the 3rd session of COMEST,<br />

December 1–4, 2003, Rio <strong>de</strong> Janeiro, UNESCO, p. 129 of Proceedings [online] http://unesdoc.unesco.org/<br />

images/0013/001343/134391e.pdf.<br />

309 Edna F.EINSIEDEL and Linda GOLDENBERG, op. cit., p. 30.<br />

Chapter 3 – Nanotechnology: Ethical Concerns 77

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