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PEOPLE FOCUS - CIPD

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LEGAL<br />

<strong>PEOPLE</strong> <strong>FOCUS</strong><br />

NATURAL JUSTICE: A REFRESHER<br />

Despite its importance, the concept of natural justice continues to be either<br />

ignored or misunderstood by some employers, leading to adverse decisions at the<br />

Employment Appeals Tribunal and in the High Court. In those circumstances, it is<br />

hoped that this short summary of the notion of natural justice will prove to be of<br />

assistance to those considering the issue for the first time.<br />

What are the Principles of<br />

Natural Justice?<br />

The British Courts have traditionally taken<br />

the view that certain decision-makers who<br />

are acting in a quasi-judicial capacity are<br />

required by the law to comply with what<br />

are known as the principles of “natural<br />

justice”. Since Ireland attained its<br />

independence, our courts have continued<br />

to cleave to this idea. In fact, since the<br />

adoption of the constitution by the people<br />

in 1937, the courts have acknowledged<br />

these principles of natural justice as being<br />

constitutionally reinforced. For that<br />

reason, the same principles are often<br />

referred to as the principles of<br />

“constitutional justice” in Ireland.<br />

There are effectively two core principles<br />

of natural justice:<br />

1. That a decision-maker must give the<br />

subject of their decision a fair hearing<br />

in advance of the decision being<br />

made (audi alteram partem); and<br />

2. That the decision-maker may not be<br />

biased or prejudiced (nemo iudex in<br />

causa sua) by, for example, earlier<br />

involvement in the matter.<br />

Each of these ideas is discussed in more<br />

detail below.<br />

When do the Principles of<br />

Natural Justice Apply?<br />

In very simple terms, the principles of<br />

natural justice apply when a decisionmaker<br />

is acting in a judicial or quasijudicial<br />

capacity and making a decision<br />

that may have a major impact on the life<br />

of the person to whom the decision<br />

relates. Obviously, the principles apply,<br />

18<br />

for that reason, to judges making<br />

decisions in courts or tribunals. They<br />

have also, however, been deemed to<br />

apply to others. Examples include:<br />

• social welfare appeals officers<br />

deciding on appeals against the<br />

refusal of social welfare payments;<br />

• school principals or others deciding<br />

on whether or not a pupil should<br />

be expelled;<br />

• employers deciding whether or not to<br />

dismiss employees; and<br />

• investigators conducting<br />

investigations into bullying or<br />

harassment allegations.<br />

Rule Against Bias<br />

The rule against bias (nemo iudex in<br />

causa sua) requires that the decisionmaker<br />

must not be biased or prejudiced<br />

against the subject of the decision<br />

or against an outcome in favour<br />

of that person. For that reason, it<br />

is important to ensure that the<br />

decision-maker:<br />

• has not had any prior involvement<br />

in the matter before being<br />

assigned to investigate or make<br />

a decision;<br />

• has not been the subject<br />

of any previous allegations<br />

made by the person whose<br />

case is being investigated<br />

or heard;<br />

• has had no prior knowledge<br />

of the issue before being<br />

charged with responsibility<br />

to investigate or<br />

determine the matter;<br />

• has no family or other<br />

close relationship with<br />

any of the parties<br />

involved.<br />

The Employment Appeals<br />

Tribunal has even gone so<br />

far as to suggest that the decision-maker<br />

is biased if they witnessed the incident<br />

giving rise to the complaint so care<br />

should also be taken in that regard.<br />

Fair Hearing<br />

The requirement that the individual about<br />

whom allegations have been made be<br />

given a fair hearing (audi alteram partem)<br />

is of critical importance and will arise as<br />

an issue or concern in every case to<br />

which the principles of natural justice<br />

apply. This requirement has a number<br />

of applications:<br />

1. The hearing itself should usually be<br />

an oral hearing. In very limited<br />

circumstances the hearing may be<br />

based on written submissions only.

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