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European Peer Review Guide - European Science Foundation

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1.1 Key definitions<br />

1.3 How to use this <strong>Guide</strong><br />

8<br />

<strong>European</strong> <strong>Peer</strong> <strong>Review</strong> <strong>Guide</strong><br />

In order to facilitate the establishment of a common<br />

set of terminologies for the purpose of interpreting<br />

the content of this <strong>Peer</strong> <strong>Review</strong> <strong>Guide</strong>, a few<br />

key definitions are provided in the Appendix 1:<br />

Glossary.<br />

1.2 Applicability<br />

This document is aimed at any organisation involved<br />

in funding and performing research, notably:<br />

• Public research funding organisations;<br />

• Research performing organisations;<br />

• Research councils;<br />

• Private foundations;<br />

• Charities.<br />

The <strong>Guide</strong> has been developed in a <strong>European</strong><br />

context, but will be largely relevant beyond the<br />

continent. The suggested guidelines are designed to<br />

promote common standards that adhere to accepted<br />

good practices on a voluntary basis. In particular,<br />

they aim to support intergovernmental or interorganisational<br />

activities through the identification<br />

and establishment of benchmarks and prevailing<br />

approaches necessary to manage multi-stakeholder<br />

programmes.<br />

The applicability of the <strong>Guide</strong> stops at the level of<br />

granting of the awards. Hence, for example, ex-post<br />

evaluation of funded research – which generally has<br />

strong reliance on peer (or expert) review – has not<br />

been explicitly included in the <strong>Guide</strong>1.<br />

In order to make the best use of this document,<br />

readers with a general interest in the subject are<br />

recommended to browse through the chapters of<br />

Part I. The content of the first Part is structured<br />

according to three thematic and easily recognisable<br />

areas: the first comprises an introduction to<br />

peer review in a general sense (Chapter 1); a typology<br />

of funding instruments (Chapter 2); and the<br />

pillars of good practice in peer review (Chapter 3).<br />

A second area focuses on peer review methodology<br />

(Chapter 4, from Sections 4.1 to 4.10) and a<br />

third area specifically describes the variants of the<br />

funding instruments and their implication for peer<br />

review (Sections 4.11 to 4.13).<br />

<strong>Science</strong> management practitioners with the<br />

intention of gathering concrete information on good<br />

practices specific to the peer review of particular<br />

funding instruments are advised first to review the<br />

chapters of Part I, with particular attention given<br />

to Chapter 4, and then to consult their programme<br />

of interest in the corresponding chapter in Part II.<br />

The chapters of Part II are meant to provide information<br />

on the state-of-the-art and benchmarking of<br />

peer review practices specific to the selected funding<br />

instruments.<br />

1. For ex-post evaluation, see the ESF Member Organisation Forum<br />

on Evaluation of Funding Schemes and Research Programmes’<br />

activities, in particular the report: Evaluation in National Research<br />

Funding Agencies: approaches, experiences and case studies, at:<br />

http://www.esf.org/index.php?eID=tx_nawsecuredl&u=0&file=<br />

fileadmin/be_user/CEO_Unit/MO_FORA/MOFORUM_<br />

Evaluation/moforum_evaluation.pdf&t=1296135324&hash=9a6f4<br />

76733d58e8f9ff738ceb755bf08

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