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European Peer Review Guide - European Science Foundation

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4.7.1<br />

Briefing<br />

† †<br />

4.7.2<br />

Evaluation<br />

criteria<br />

4.7.3<br />

Scoring<br />

†<br />

Right<br />

4.7.4<br />

to reply<br />

Figure 8. Expert assessments<br />

28<br />

<strong>European</strong> <strong>Peer</strong> <strong>Review</strong> <strong>Guide</strong><br />

promotional material and in the call for proposals.<br />

These criteria must be sharp, clear and concise. They<br />

should be formulated such that the key aspects of<br />

the proposals can be measured in relation to the<br />

main scope and objectives of the programme. The<br />

assessment criteria should not attempt to be exhaustive<br />

and include criteria that will not be strongly<br />

relevant and determining in the decision making<br />

process for the given instrument.<br />

The criteria must be clearly drafted and easily<br />

applicable. All attempts must be made to minimise<br />

room for diverging interpretations of the criteria<br />

and for ambiguity. Evaluation criteria in the most<br />

general sense may be grouped into four categories as<br />

described below. It should be noted that, depending<br />

on the funding instrument and the variants under<br />

consideration, different combinations of these main<br />

groups of criteria may be applicable33.<br />

I. Relevance and expected impacts (driven by<br />

programme policy, strategy, mandates, etc.)<br />

• Relevance of the proposed work to the scope of<br />

the call;<br />

• Broader impact (scientific, knowledge creation,<br />

socio-economic, etc.);<br />

• Incremental versus transformative gains;<br />

• Associated risks;<br />

• Requested resources:<br />

– budget: although it may be inevitable for some<br />

organisations to actually scrutinise the overall<br />

amounts requested by the proposers, it is more<br />

appropriate to avoid this and instead to assess<br />

the appropriateness of the cost items mentioned<br />

below that can be used as a measure of confirming<br />

the requested budget,<br />

– staff effort,<br />

– access to infrastructure,<br />

– equipment and consumables,<br />

33. Part II of this <strong>Guide</strong> will provide more detail on criteria<br />

for each instrument.<br />

– travel,<br />

– networking and dissemination;<br />

• Ethical issues: compliance with standard norms<br />

and ethical practices when dealing with safety<br />

and security, use of animals and human subjects,<br />

environment, embargos and sanctions;<br />

• Gender balance: some organisations pay specific<br />

attention to promote gender balance within their<br />

national programmes.<br />

II. Scientific quality<br />

• Scientific/intellectual merits of the proposed<br />

research: clear, convincing and compelling;<br />

• Thoroughness: definition of the problem and proposed<br />

solutions, review of state of the art;<br />

• Novelty and originality:<br />

– unconventional,<br />

– potential for the creation of new knowledge,<br />

exciting new ideas and approaches,<br />

– use of novel technologies/methodologies,<br />

– innovative application of existing methodologies/technologies<br />

in new areas,<br />

– potential for the creation of new fundamental<br />

questions and new directions for research,<br />

– feasibility: scientific, technological, access to<br />

infrastructure, recruitment, project timeline,<br />

management plan and deliverables, associated<br />

risks,<br />

– appropriateness of the research methods, infrastructures,<br />

equipment and fieldwork.<br />

III. Applicant<br />

• Academic qualifications and achievements in relation<br />

to their stage of career;<br />

• Research experience and level of independence;<br />

• Demonstrated expertise of the applicant(s) in<br />

similar projects;<br />

• Applicants’ scientific networks and ability to<br />

successfully disseminate research findings, i.e.,<br />

knowledge transfer activities;<br />

• Appropriateness of the team of applicants in terms

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