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Susan ayers cambridge handbook of psychology he

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Disease-specific and generic approac<strong>he</strong>s<br />

Traditionally, self-management interventions have been diseasespecific<br />

but a significant recent development has been t<strong>he</strong> introduction<br />

<strong>of</strong> a generic programme, t<strong>he</strong> Chronic Disease Self-Management<br />

Programme (CDSMP), developed at Stanford University Patient<br />

Education Research Centre (Lorig et al., 1999, 2001). T<strong>he</strong> approach<br />

<strong>of</strong> t<strong>he</strong> CDSMP is to focus on problems and strategies which are<br />

common across illnesses. It consists <strong>of</strong> community-based group<br />

sessions which combine participants with different chronic illnesses.<br />

Strategies such as problem-solving techniques, goal-setting<br />

and behavioural modelling are included as t<strong>he</strong>y are considered<br />

to be <strong>he</strong>lpful in all chronic illnesses (see ‘Behaviour t<strong>he</strong>rapy’<br />

and ‘Cognitive behaviour t<strong>he</strong>rapy’). T<strong>he</strong>re is no disease-specific<br />

advice but participants are taught to manage t<strong>he</strong>ir illness through<br />

correct medication use; relaxation; diet; exercise; managing<br />

sleep and fatigue; and effective communication with <strong>he</strong>alth<br />

pr<strong>of</strong>essionals.<br />

Delivery <strong>of</strong> self-management interventions<br />

T<strong>he</strong> review by Newman et al. (2004) found that two-thirds <strong>of</strong> interventions<br />

in arthritis and about half in asthma and diabetes were<br />

delivered in group settings. Comparison <strong>of</strong> t<strong>he</strong> relative benefits <strong>of</strong><br />

group versus individual delivery is rare but one study that compared<br />

t<strong>he</strong>m in diabetes found that t<strong>he</strong> group programme resulted in a<br />

greater improvement in blood glucose. Group programmes have<br />

t<strong>he</strong> advantage <strong>of</strong> t<strong>he</strong> opportunity for group learning and support<br />

as well as reducing costs. In contrast individual programmes can<br />

be tailored to each person’s needs and can be designed to be<br />

more easily incorporated into standard care (Clark & Hampson,<br />

2001). Although it is also likely that some individuals will be less<br />

willing to take part in group programmes, t<strong>he</strong>re is no research on<br />

this issue (see ‘Group t<strong>he</strong>rapy’).<br />

T<strong>he</strong> duration <strong>of</strong> self-management interventions varies a great deal<br />

from brief, single sessions to several sessions over many months. T<strong>he</strong><br />

type <strong>of</strong> illness has influenced t<strong>he</strong> objectives <strong>of</strong> self-management<br />

interventions and <strong>he</strong>nce t<strong>he</strong>ir length. For example in asthma, selfmanagement<br />

interventions have tended to be brief and focused<br />

on symptom monitoring and medication ad<strong>he</strong>rence. In diabetes<br />

and arthritis, self-management interventions <strong>of</strong>ten address a range<br />

<strong>of</strong> <strong>he</strong>alth behaviours and strategies for managing many aspects<br />

<strong>of</strong> living with t<strong>he</strong> illnesses and as a consequence involve multiple<br />

sessions. T<strong>he</strong>re has been little systematic examination <strong>of</strong> t<strong>he</strong><br />

optimum duration <strong>of</strong> t<strong>he</strong>se interventions in different conditions. In<br />

one study, Lorig et al. compared t<strong>he</strong>ir standard 6-week Arthritis Self-<br />

Management Programme with a reduced 3-week version and found<br />

that t<strong>he</strong> original obtained better results (Lorig et al., 1998). Decisions<br />

about duration are affected not only by breadth <strong>of</strong> intervention content<br />

but also by cost implications and t<strong>he</strong> greater time demand that<br />

several sessions places on patients, with t<strong>he</strong> consequent risk <strong>of</strong> lower<br />

participation and hig<strong>he</strong>r dropout rates.<br />

Self-management interventions have been delivered by a variety <strong>of</strong><br />

<strong>he</strong>althcare pr<strong>of</strong>essionals, including dieticians, nurses, occupational<br />

t<strong>he</strong>rapists, physicians, physiot<strong>he</strong>rapists, psychologists and social<br />

workers. Although many self-management interventions are multidisciplinary,<br />

nursing is t<strong>he</strong> pr<strong>of</strong>essional group which tends to dominate,<br />

perhaps because <strong>of</strong> nurses’ greater numbers and availability,<br />

but also because <strong>of</strong> t<strong>he</strong>ir ability to provide detailed illness-related<br />

information. T<strong>he</strong>re is also a trend, as evidenced in t<strong>he</strong> Arthritis<br />

Self-Management Programme (Lorig, 1986), t<strong>he</strong> Chronic Disease<br />

Self-Management Programme (Lorig et al., 1999, 2001) and t<strong>he</strong><br />

Expert Patient Programme in t<strong>he</strong> UK (Wright et al., 2003), for trained<br />

lay people, most <strong>of</strong> whom t<strong>he</strong>mselves have a chronic illness, to<br />

deliver self-management interventions.<br />

Regardless <strong>of</strong> who delivers t<strong>he</strong> intervention, effective delivery<br />

requires appropriate training and experience in facilitation skills<br />

and behaviour change strategies. Leaders need to be trained to<br />

deal with emotional issues that may arise. T<strong>he</strong>se skills are not<br />

taught routinely to most <strong>he</strong>althcare pr<strong>of</strong>essionals and this raises<br />

t<strong>he</strong> issue <strong>of</strong> what training is needed for both pr<strong>of</strong>essional and lay<br />

leaders. This issue is frequently neglected and inappropriate<br />

assumptions are made regarding t<strong>he</strong> ability, <strong>of</strong> both pr<strong>of</strong>essionals<br />

and lay individuals, to easily take on t<strong>he</strong> role <strong>of</strong> facilitating selfmanagement<br />

interventions.<br />

Uptake and attrition<br />

Many self-management interventions require a considerable commitment<br />

by participants in terms <strong>of</strong> both time and emotional investment.<br />

One measure <strong>of</strong> t<strong>he</strong> acceptability <strong>of</strong> a self-management<br />

intervention is provided by t<strong>he</strong> percentage <strong>of</strong> people approac<strong>he</strong>d<br />

who decide to take part. This information is <strong>of</strong>ten not reported,<br />

but in studies recruiting from a circumscribed population t<strong>he</strong> suggestion<br />

is that self-management interventions are not attractive to a<br />

proportion <strong>of</strong> individuals. If t<strong>he</strong> numbers who choose not to participate<br />

are large it limits t<strong>he</strong> generalizability <strong>of</strong> t<strong>he</strong> findings from t<strong>he</strong>se<br />

studies. T<strong>he</strong> reasons for non-participation are likely to be many and<br />

include convenience, scepticism <strong>of</strong> t<strong>he</strong> process and likely benefits,<br />

amongst ot<strong>he</strong>rs. T<strong>he</strong>re is a need to assess reasons for lack <strong>of</strong> participation<br />

to understand t<strong>he</strong>se processes well.<br />

Anot<strong>he</strong>r indicator <strong>of</strong> acceptability is t<strong>he</strong> number <strong>of</strong> people who<br />

begin but do not complete t<strong>he</strong> intervention. Study attrition rates<br />

vary widely; t<strong>he</strong> reasons are not clear but t<strong>he</strong>re is some indication<br />

that longer interventions have hig<strong>he</strong>r attrition rates (Newman et al.,<br />

2004). T<strong>he</strong> method <strong>of</strong> delivery <strong>of</strong> t<strong>he</strong> self-management intervention<br />

could also affect uptake and attrition rates. Although most interventions<br />

are delivered face-to-face, some with telephone follow-up,<br />

t<strong>he</strong>y could also be delivered eit<strong>he</strong>r partially or fully via a selfadministered<br />

manual or using t<strong>he</strong> internet. T<strong>he</strong>se methods have<br />

had limited application to date but are likely to grow in use and<br />

may prove popular to individuals who find travelling to t<strong>he</strong> clinic<br />

and t<strong>he</strong> time <strong>of</strong> t<strong>he</strong> interventions too burdensome.<br />

Efficacy<br />

Research studies evaluating t<strong>he</strong> efficacy <strong>of</strong> self-management<br />

interventions typically assess several outcomes such as physiological<br />

measures, symptoms, physical functioning, psychological<br />

wellbeing, performance <strong>of</strong> <strong>he</strong>alth behaviours, quality <strong>of</strong> life and<br />

use <strong>of</strong> <strong>he</strong>althcare resources. In assessing self-management interventions<br />

it is important to be clear about what a self-management<br />

approach can reasonably be expected to influence and to target<br />

t<strong>he</strong> assessment <strong>of</strong> efficacy accordingly. For example, better selfmanagement<br />

<strong>of</strong> diet in diabetes would be expected to affect a<br />

Self-management interventions 395

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