(a) m - HKU Libraries - The University of Hong Kong

with all the relevant legal and regulatory requirements including, but not limited to,
the following:
(a) the Protection of Investors Ordinance (Cap. 335);
(b) the Securities Ordinance (Cap. 333);
(c) the Companies Ordinance (Cap. 32);
(d) the Banking Ordinance (Cap. 155);
(e) the Insurance Companies Ordinance (Cap. 41);
(f) the Commodities Trading Ordinance (Cap. 250);
(g) the Securities and Futures Commission Ordinance (Cap. 24);
(h) the Leverage Foreign Exchange Trading Ordinance (Cap. 451);
ft) the Mandatory Provident Fund Schemes Ordinance (Cap. 485);
(j)
the Codes of the Securities and Futures Commission (SFC), including
without limitation :
(i)
the Code on Unit Trusts and Mutual Funds;
(ii) the Code on Investment-linked Assurance Schemes;
(iii) the Code on Pooled Retirement Funds;
(iv) the Code on Immigration-linked Investment Schemes;
(v) the SFC Code on Mandatory Provident Fund Products;
(vi) the Code of Conduct for Persons Registered with the Securities
and Futures Commission; and
(vii) any other prevailing rules and guidelines on other types of
investment arrangement regulated by the SFC such as paper gold
schemes and commercial paper; and
(k) the Exchange Rules of the Stock Exchange of Hong Kong and Rules of
the Hong Kong Futures Exchange Limited.
(The list is for reference only and it is the responsibility of the users of this Code to
ascertain the applicable and up-to-date legal and regulatory requirements.}
Leverage Foreign Exchange Trading
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