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chapter 2: methods<br />

The set of data of <strong>the</strong> identified <strong>and</strong> counted botanical rema<strong>in</strong>s<br />

raises <strong>the</strong> question of how far <strong>the</strong> data represent <strong>the</strong> orig<strong>in</strong>al<br />

situation. In o<strong>the</strong>r words, what are <strong>the</strong> processes affect<strong>in</strong>g <strong>the</strong><br />

assembl<strong>age</strong> between <strong>the</strong> beg<strong>in</strong>n<strong>in</strong>gs of <strong>the</strong> deposition of plant<br />

rema<strong>in</strong>s <strong>and</strong> recovery <strong>and</strong> analysis by <strong>the</strong> archaeobotanist The<br />

solution of <strong>the</strong>se questions is difficult, <strong>and</strong> even more so <strong>the</strong><br />

consideration <strong>and</strong> <strong>in</strong>tegration of <strong>the</strong> results <strong>in</strong>to <strong>the</strong><br />

<strong>in</strong>terpretation of <strong>the</strong> data. Some of <strong>the</strong> taphonomic effects on<br />

plant rema<strong>in</strong>s are known, e.g. that of combustion (more<br />

dam<strong>age</strong> occurs with <strong>in</strong>creas<strong>in</strong>g temperature). All later<br />

processes dur<strong>in</strong>g deposition, or sampl<strong>in</strong>g <strong>and</strong> extraction of <strong>the</strong><br />

carbonised rema<strong>in</strong>s, result ma<strong>in</strong>ly <strong>in</strong> fragmentation.<br />

For <strong>the</strong> taphonomic effects on macrorema<strong>in</strong>s dur<strong>in</strong>g<br />

carbonisation, Boardman <strong>and</strong> Jones (1990) obta<strong>in</strong>ed<br />

quantitative data from charr<strong>in</strong>g experiments. They tested<br />

destruction of different parts of <strong>the</strong> cereal plants caused by<br />

carbonisation. Their results suggest limits to <strong>the</strong> <strong>in</strong>terpretation<br />

of cereal rema<strong>in</strong>s. One of <strong>the</strong>ir ma<strong>in</strong> discoveries was that those<br />

components which are characteristic of early crop-process<strong>in</strong>g<br />

st<strong>age</strong>s <strong>and</strong> which are rarely represented <strong>in</strong> archaeological<br />

contexts (i.e. straw, free-thresh<strong>in</strong>g cereal rachis) are <strong>the</strong> first to<br />

be lost through charr<strong>in</strong>g. Crop-process<strong>in</strong>g might not to be<br />

recognised on this basis. Dur<strong>in</strong>g combustion, some of <strong>the</strong><br />

species/taxa seemed to be more resistant to destruction than<br />

o<strong>the</strong>rs. The gra<strong>in</strong> generally survives better than <strong>the</strong> chaff.<br />

E<strong>in</strong>korn chaff generally survives best. As already mentioned,<br />

glume wheat chaff survived better than rachises of naked wheat<br />

or barley, of which <strong>the</strong> latter was less resistant.<br />

Where little chaff from free-thresh<strong>in</strong>g cereals (rachis segments)<br />

is found at archaeological sites, this could be a result of loss of<br />

material by its pre-depositional combustion <strong>and</strong> might not<br />

necessarily reflect <strong>the</strong> orig<strong>in</strong>al function or even economic<br />

behaviour.<br />

Accord<strong>in</strong>g to Hillman (1983), electron sp<strong>in</strong> resonance (ESR)<br />

determ<strong>in</strong>ations of <strong>the</strong> charr<strong>in</strong>g temperature should be st<strong>and</strong>ard<br />

archaeobotanical procedure. This would show <strong>the</strong> likelihood of<br />

chaff <strong>and</strong> straw loss. The <strong>in</strong>terpretation of ESR results rema<strong>in</strong>s<br />

difficult, however, because of <strong>the</strong> somewhat unclear <strong>in</strong>fluence<br />

of depositional <strong>and</strong> post-depositional processes.<br />

With <strong>the</strong> material from Troy <strong>and</strong> Kumtepe, it has not been<br />

possible to <strong>in</strong>vestigate pre-depositional taphonomy by<br />

techniques such as ESR analysis. Therefore taphonomic<br />

consideration has had to concentrate on depositional <strong>and</strong> postdepositional<br />

processes. The follow<strong>in</strong>g section discusses some<br />

questions of taphonomy relat<strong>in</strong>g to <strong>the</strong>se processes. For this,<br />

sedimentological aspects were considered with<strong>in</strong> <strong>the</strong><br />

excavation. The need for a sedimentological analysis was<br />

suggested when a relationship between <strong>the</strong> amount of<br />

macrorema<strong>in</strong>s <strong>in</strong> <strong>the</strong> sediment <strong>and</strong> <strong>the</strong> sediment characteristics<br />

was observed dur<strong>in</strong>g <strong>the</strong> flotation process.<br />

At <strong>the</strong> beg<strong>in</strong>n<strong>in</strong>g of <strong>the</strong> flotation <strong>in</strong> 1993, it was observed<br />

tha<strong>the</strong> state of preservation of <strong>the</strong> rema<strong>in</strong>s seems to be related<br />

to <strong>the</strong> type of sediment <strong>in</strong> which <strong>the</strong>y are found. The first<br />

thought was that by underst<strong>and</strong><strong>in</strong>g this relationship, one would<br />

learn more about <strong>the</strong> depositional conditions of <strong>the</strong> sediment,<br />

<strong>and</strong> <strong>the</strong>refore of <strong>the</strong> rema<strong>in</strong>s, aid<strong>in</strong>g <strong>in</strong>terpretation not at least<br />

<strong>in</strong> terms of representativeness (Willerd<strong>in</strong>g 1971). In <strong>the</strong> first<br />

st<strong>age</strong> of this work a comprehensive analysis of <strong>the</strong> sediments<br />

was planned, but this aim was given up, because <strong>the</strong> laboratory<br />

efforts required were disproportionate to <strong>the</strong> value of <strong>the</strong><br />

results.<br />

Amongst <strong>the</strong> most promis<strong>in</strong>g qualities of <strong>the</strong> sediment that<br />

might be related to <strong>the</strong> taphonomy of carbonised rema<strong>in</strong>s are<br />

those that <strong>in</strong>dicate any k<strong>in</strong>d of mechanical process, for<br />

example, whe<strong>the</strong>r <strong>the</strong> quantity of carbonised rema<strong>in</strong>s is low<br />

when <strong>the</strong> sediment is chalky <strong>and</strong> rich <strong>in</strong> sharp-edged stones.<br />

Loss by ignition, which provides <strong>in</strong>formation on <strong>the</strong> organic<br />

proportion with<strong>in</strong> <strong>the</strong> sediment (e.g. microfauna, roots) was<br />

also thought to be suitable evidence for ‛mechanical stress’.<br />

Organic matter could represent <strong>the</strong> rema<strong>in</strong>s of aggressive<br />

<strong>age</strong>nts such as roots or microfauna, actively disturb<strong>in</strong>g <strong>the</strong><br />

sediment particles <strong>and</strong> <strong>the</strong>refore mechanically destructive of<br />

carbonised plant rema<strong>in</strong>s. The organic content <strong>in</strong> <strong>the</strong> sediment<br />

can be measured through <strong>the</strong> loss by ignition, <strong>the</strong> loss of weight<br />

after heat<strong>in</strong>g to 400°C represent<strong>in</strong>g <strong>the</strong> organic portion.<br />

The proportion of chalk (CaCO 3 ) was measured because of its<br />

potential to harden <strong>the</strong> sediment <strong>and</strong> to dam<strong>age</strong> <strong>the</strong> fragile<br />

carbonised rema<strong>in</strong>s. The content of chalk was measured with a<br />

second combustion at a higher temperature. The loss of weight,<br />

i.e. <strong>the</strong> former content of CaCO 3 can be calculated from <strong>the</strong><br />

molecular weight of <strong>the</strong> escap<strong>in</strong>g carbon dioxide. In general <strong>the</strong><br />

chalk proportion at Troy was slightly higher than that of <strong>the</strong><br />

Kumtepe samples. From <strong>the</strong> few samples analysed from Troy,<br />

those from <strong>the</strong> Lower City came up with <strong>the</strong> highest proportion<br />

of chalk (trenches I 17, p28 <strong>and</strong> w 28), due to <strong>the</strong>ir proximity<br />

to outcrops of bedrock. Samples from those trenches were at<br />

<strong>the</strong> same time quite poor <strong>in</strong> rema<strong>in</strong>s, so that one could assume<br />

a relationship exists. More samples have to be analysed,<br />

however, to prove that this pattern is not co<strong>in</strong>cidental.<br />

Fur<strong>the</strong>r, <strong>the</strong> results from <strong>the</strong> sediment analysis were planned to<br />

be related to fragmentation <strong>and</strong> distortion of <strong>the</strong> carbonised<br />

material. Preservation of <strong>the</strong> gra<strong>in</strong>s <strong>in</strong> <strong>the</strong>se samples was<br />

<strong>the</strong>refore recorded.<br />

Different methods exist for record<strong>in</strong>g <strong>the</strong> state of preservation<br />

of subfossil seeds <strong>and</strong> fruits, e.g. Murphy <strong>and</strong> Wiltshire (1994)<br />

for waterlogged material <strong>and</strong> Hubbard <strong>and</strong> al Azm (1990) for<br />

carbonised cereal gra<strong>in</strong>s. A scheme similar to that of Hubbard<br />

<strong>and</strong> Al Azm was used to evaluate <strong>the</strong> rema<strong>in</strong>s from Troy <strong>and</strong><br />

Kumtepe. This assessment scheme conta<strong>in</strong>s three states of<br />

fragmentation <strong>and</strong> three states of distortion that are estimated<br />

with scores from one to three for <strong>the</strong> carbonised cereal gra<strong>in</strong>s.<br />

The three states of fragmentation are ma<strong>in</strong>ly matter of postdepositional<br />

preservation. These are (1) ‛not fragmented’, (2)<br />

‛s<strong>in</strong>gle split offs, but with more than 50% of <strong>the</strong> gra<strong>in</strong><br />

preserved’, <strong>and</strong> (3) ‛heavily fragmented, difficult to identify’.<br />

Pre-depositional fragmentation, e.g. dur<strong>in</strong>g crop-process<strong>in</strong>g, is<br />

recognisable by swell<strong>in</strong>g at <strong>the</strong> surface of <strong>the</strong> break dur<strong>in</strong>g<br />

charr<strong>in</strong>g. Such gra<strong>in</strong>s were not considered. For corrosion or<br />

distortion, which ma<strong>in</strong>ly represents <strong>the</strong> effects of combustion,<br />

<strong>the</strong>re was <strong>the</strong> choice between an (1) ‛<strong>in</strong>tact surface’, (2) ‛s<strong>in</strong>gle<br />

split offs of <strong>the</strong> surface’ <strong>and</strong> (3) ‛surface hardly preserved, up<br />

to skeletal structure of <strong>the</strong> gra<strong>in</strong>’.<br />

The 30 samples which were evaluated for loss of ignition,<br />

chalk content, fragmentation <strong>and</strong> corrosion of <strong>the</strong> cereal were<br />

from different periods, <strong>and</strong> came from <strong>the</strong> Upper <strong>and</strong> <strong>the</strong><br />

Lower City of Troy <strong>and</strong> Kumtepe.<br />

19

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