Full corporate governance report 2011 - Straumann
Full corporate governance report 2011 - Straumann
Full corporate governance report 2011 - Straumann
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94<br />
operational review<br />
<strong>corporate</strong> <strong>governance</strong><br />
PARTICIPATION CERTIFICATES AND CONVERTIBLE/<br />
EXCHANGABLE SECURITIES<br />
<strong>Straumann</strong> has not issued any of the following: participation<br />
certificates, profit participation certificates, convertible/exchangeable<br />
bonds, warrants, options or other securities<br />
granting rights to <strong>Straumann</strong> shares, other than<br />
options/warrants granted to certain employees as a component<br />
of compensation (see Compensation Report p. 123).<br />
SHAREHOLDERS AND SHAREHOLDINGS<br />
DISTRIBUTION OF SHARES<br />
On 31 December <strong>2011</strong>, 10 938 shareholders were registered<br />
as holding 85.6% of the total shares of <strong>Straumann</strong> Holding AG<br />
(see chart opposite).<br />
Shares held<br />
No. registered<br />
sharefolders<br />
% of share<br />
capital<br />
% of registered<br />
sharefolders<br />
1–100 7 214 2.34 65.95<br />
101–1 000 3 368 6.28 30.79<br />
1 001–10 000 305 5.55 2.79<br />
10 001–100 000 37 5.69 0.34<br />
100 001–1 000 000 12 26.24 0.11<br />
1 000 001 and more 2 39.51 0.02<br />
Unregistered shares n/a 14.40 n/a<br />
n/a = not applicable<br />
MAJOR SHAREHOLDERS<br />
The following major shareholders were registered as<br />
holding more than 3% of the share capital on 31 December<br />
<strong>2011</strong>.<br />
Major shareholders<br />
(in %)<br />
31 Dec<br />
<strong>2011</strong><br />
31 Dec<br />
2010<br />
31 Dec<br />
2009<br />
Dr h.c. Thomas <strong>Straumann</strong><br />
27.3 27.6 28.0<br />
(Vice Chairman of the Board)<br />
Dr h.c. Rudolf Maag 12.2 12.2 12.3<br />
Simone Maag de Moura Cunha 5.9 6.0 6.0<br />
Gabriella <strong>Straumann</strong> 3.4 4.0 4.3<br />
Total 48.8 49.8 50.6<br />
In October <strong>2011</strong>, Manning & Napier Advisors, Inc. of 290<br />
Woodcliff Drive, Fairport, NY 14450, USA <strong>report</strong>ed a <strong>corporate</strong><br />
reorganization resulting in a newly formed Delaware<br />
limited liability company, called Manning & Napier Advisors,<br />
llC. The latter therefore <strong>report</strong>ed its new holding of<br />
599 839 shares, corresponding to 3.83% of the share capital<br />
of <strong>Straumann</strong>. In December <strong>2011</strong>, it <strong>report</strong>ed that the same<br />
shareholding had dropped below the 3% threshold.
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