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Earn CEU credit Cathy Garrey, Connect with your - Health Care ...

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It was established in 1969 in response to the<br />

Community Mental <strong>Health</strong> Act, and since<br />

then it has built a history of success in managing<br />

a comprehensive community human<br />

service system of care that includes collaborative<br />

and financial relationships <strong>with</strong> federal<br />

and state mental health and welfare agencies,<br />

as well as <strong>with</strong> public and private agencies.<br />

My responsibilities include ensuring that<br />

our funded agencies are compliant <strong>with</strong><br />

Medicaid-Medicare rules and regulations.<br />

The MHB audits agencies for compliance<br />

triggered by utilization trends that are over<br />

or under the expected norm by about 15%<br />

based on monthly reports. If a problem <strong>with</strong><br />

compliance emerges during a routine audit,<br />

audits may take place monthly until the<br />

problem is resolved.<br />

During an audit, charts and case notes are<br />

examined to review all required information.<br />

I look for trends in billing records that reflect<br />

the need to develop a plan to ensure quality<br />

of care. An audit also examines treatment<br />

plans, which are reviewed every six months.<br />

All provided services should be part of the<br />

plan. We also make sure that new clients have<br />

a mental health assessment.<br />

Once an audit is completed, we arrange for<br />

an exit conference, and then we structure a<br />

formal report.<br />

GI: What attracted you to the compliance<br />

profession and why do you remain in the<br />

compliance profession<br />

CG: I became a compliance professional<br />

quite by accident. While working as the<br />

Assistant Manager of a community mental<br />

health program, the organization received<br />

notice of an upcoming state Medicaid audit.<br />

At the time, I was the only one available to<br />

review charts and make sure we were ready. I<br />

found that I enjoyed the challenge and had a<br />

knack for the work. Eventually, I became the<br />

Director of Quality Assurance and Training at<br />

that organization. I remain in the compliance<br />

profession because it is challenging. Things<br />

are forever changing. No two days are the<br />

same, and the work is very rewarding. There<br />

are always new things to learn and new<br />

networking opportunities.<br />

GI: I see that you have been Certified<br />

in <strong>Health</strong>care Compliance (CHC) by the<br />

<strong>Health</strong> <strong>Care</strong> Compliance Association. When<br />

did you become certified, and why you chose<br />

to do so<br />

CG: I became Certified in <strong>Health</strong>care<br />

Compliance in 2006. At the time, I was<br />

developing a corporate compliance program<br />

for an organization and came across the<br />

<strong>Health</strong> <strong>Care</strong> Compliance Association website.<br />

I signed up for This Week in Corporate<br />

Compliance, and <strong>with</strong>in a few weeks, I<br />

joined the association. When I presented<br />

the idea of getting certified to my supervisor,<br />

he was supportive. We agreed that the<br />

certification would enhance my credentials<br />

as a Compliance Officer. I signed up to<br />

attend a Compliance Academy and had the<br />

opportunity to meet people from all over the<br />

country. The training was excellent. I sat for<br />

the certification exam on the Friday morning<br />

after completing the four-day training. The<br />

many resource materials presented at the<br />

training proved quite useful.<br />

GI: How has CHC helped you as a compliance<br />

professional, generally and specifically,<br />

in <strong>your</strong> role at the McHenry County<br />

Mental <strong>Health</strong> Board Has CHC certification<br />

brought you professional recognition <strong>with</strong>in<br />

<strong>your</strong> organization How has this helped you<br />

to be an effective compliance professional<br />

CG: Certification necessitates staying<br />

abreast of what is happening in the health<br />

care field in matters of compliance, because<br />

continuing education is one of the requirements.<br />

CHC also allows access to HCCA<br />

website information developed by experts in<br />

the field, offering opportunities to conduct<br />

Gabriel L. Imperato<br />

<strong>Health</strong> <strong>Care</strong> Compliance Association • 888-580-8373 • www.hcca-info.org<br />

research on compliance issues. Additionally,<br />

it provides networking opportunities that put<br />

me in touch <strong>with</strong> professionals around the<br />

country, and that offers a much larger base of<br />

knowledge and information. When we have<br />

a difficult question regarding compliance, I<br />

can connect <strong>with</strong> experts who are willing to<br />

share their knowledge and tools. Certification<br />

means that I can count on other professionals<br />

to help resolve specific problems.<br />

Here in McHenry County, I meet <strong>with</strong><br />

compliance professionals on a monthly basis.<br />

Reading Compliance Today and attending<br />

Compliance Institute training sessions<br />

provides up-to-date information that I can<br />

share <strong>with</strong> my colleagues. They appreciate my<br />

access to professionals around the country,<br />

which expands their knowledge base as they<br />

develop their compliance programs.<br />

Recently, three compliance professionals<br />

and I developed a comprehensive training for<br />

executive directors, finance managers, and<br />

human resource managers. Information in the<br />

portion that I covered came from materials<br />

that I received at the recent Compliance Institute<br />

and from articles in Compliance Today.<br />

A month later, my executive director showed<br />

me an article she had read on corporate<br />

compliance. Our group had covered it all.<br />

GI: What value does CHC certification<br />

Continued on page 16<br />

15<br />

October 2008

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