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Earn CEU credit Cathy Garrey, Connect with your - Health Care ...

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which ensures that the understanding of an<br />

issue/area of concern is complete. 6 The elements<br />

of a finding are comprised of Criteria,<br />

Condition, Cause, Effect, and Recommendation<br />

(CCCER).<br />

Definitions<br />

Criteria - defines the what should be and<br />

include laws, regulations, contracts, grant<br />

agreements, standards, measures, expected<br />

performance, and so on.<br />

Condition - describes what is or the current<br />

situation.<br />

Cause - refers to the why or an explanation<br />

for the current situation, which may be due<br />

to such factors as lack of or poorly designed<br />

policies and procedures or incomplete or<br />

incorrect implementation.<br />

Effect - describes what will happen or<br />

the impact and spells out the discrepancy<br />

between the criteria (what should be) versus<br />

the condition (what is).<br />

Recommendation - refers to what will<br />

be done or what action(s) will be taken to<br />

correct the situation.<br />

To provide an example, of how the CCCER<br />

approach may be applied to the CLAS standards,<br />

we present the following hypothetical<br />

situation utilizing Standard 7:<br />

You are the manager of one of seven<br />

outpatient clinics that are part of a large<br />

hospital. The Chief Operating Officer (COO)<br />

of the hospital has tasked all clinic managers<br />

<strong>with</strong> determining whether each of the clinics<br />

are meeting CLAS standards. The COO<br />

has provided you <strong>with</strong> verbal and written<br />

instructions on how to utilize CCCER and<br />

has asked that you start <strong>your</strong> assessment <strong>with</strong><br />

Standard 7.<br />

Criteria (what should be)<br />

Standard 7 (Mandate)<br />

<strong>Health</strong> care organizations must make<br />

available easily understood patient-related<br />

materials and post signage in the languages<br />

of the commonly encountered groups and/or<br />

groups represented in the service area.<br />

Condition (what is)<br />

After reviewing patient data, you determine<br />

that <strong>your</strong> patient population consists of a<br />

large number of recent immigrants from the<br />

Philippines and Korea. But, you notice that<br />

all patient-related materials (e.g., consent<br />

forms, conflict and grievance procedures,<br />

informational/educational brochures) are<br />

available only in English.<br />

Cause (why this happened)<br />

You and <strong>your</strong> staff were unaware that these<br />

materials were mandated by the federal government.<br />

The hospital administration had not<br />

provided any guidance in this area. Because<br />

some of <strong>your</strong> staff are bilingual and have been<br />

able to converse in the native languages of the<br />

patients, there was an assumption that this<br />

was sufficient.<br />

Effect (why this matters)<br />

Not only is the clinic out of compliance <strong>with</strong><br />

a federal mandate, more importantly, it has<br />

not been culturally competent or sensitive<br />

to its patients’ needs. A patient may have<br />

consented to a procedure or a payment<br />

plan <strong>with</strong>out fully understanding what was<br />

actually involved. This puts the clinic under<br />

potential legal and/or fiscal liability.<br />

Recommendation (what will be done)<br />

You immediately report <strong>your</strong> finding to the<br />

hospital COO and recommend that you<br />

and <strong>your</strong> staff be provided <strong>with</strong> cultural<br />

competency training <strong>with</strong> a focus on CLAS<br />

standards. You also request a more detailed<br />

needs assessment to determine exactly what<br />

patient-related materials and signage are<br />

needed, and in what languages, to properly<br />

assist <strong>your</strong> patient population.<br />

The above scenario simplifies the complexities<br />

faced when trying to deal <strong>with</strong> cultural competency<br />

issues. However, utilizing CCCER is<br />

a good starting point and serves as a means to<br />

identify potential risk areas <strong>with</strong>out overwhelming<br />

those tasked <strong>with</strong> ensuring cultural<br />

competency compliance. This should not<br />

replace a comprehensive organizational assessment,<br />

but once again, can serve as a basis for<br />

such an endeavor. Cultural competency will<br />

continue to grow in significance. What the<br />

federal government now deems as guidelines<br />

and suggestions, may soon become mandates.<br />

If you have already, or are planning to, assess<br />

cultural competency in <strong>your</strong> organization,<br />

please contact me (mariachu@hawaii.edu)<br />

and let me know what methods you have<br />

used or are planning to use. n<br />

1 Brannigan, M.C. 2008. <strong>Connect</strong>ing the dots in cultural competency:<br />

Institutional strategies and conceptual caveats. Cambridge Quarterly of<br />

<strong>Health</strong>care Ethics, 17: 173-184.<br />

2 Beamon C, Devisetty V, Forcina Hill JM, et al: A Guide to Incorporating<br />

Cultural Competency into Medical Education and Training.<br />

December 2005, National <strong>Health</strong> Law Program.<br />

3 http://www.qsource.org/uqiosc/CLASGuide.pdf. Accessed 7/1/08.<br />

4 http://www.qsource.org/uqiosc/CLAS_Standards_Crosswalk_v3.pdf.<br />

Accessed 7/1/08.<br />

5 http://www.omhrc.gov/templates/browse.aspx1v1=2&1v1ID=15.<br />

Accessed 7/2/08.<br />

6 United States Government Accountability Office. July 2007. Government<br />

Auditing Standards, July 2007 Revision. Also available online at:<br />

http://www.gao.gov/govaud/ybk01.htm.<br />

<strong>Health</strong> <strong>Care</strong> Compliance Association • 888-580-8373 • www.hcca-info.org<br />

5<br />

October 2008

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