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Technology Today 2007 Issue 1 - Raytheon

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on<strong>Technology</strong><br />

Using Multi-Biometrics Fusion <strong>Technology</strong><br />

to Protect Our Nation<br />

Criminal justice investigation and civil<br />

screening using biometric technology has<br />

increased dramatically since Sept. 11, 2001.<br />

Biometrics is the technology of applying<br />

measures of a person’s unique biological<br />

attributes to determine identity. The most<br />

commonly used biometrics modality is the<br />

fingerprint, which has been used in criminal<br />

forensics for over 100 years. Other biometric<br />

measures that can be used to distinguish<br />

individuals include face imaging, iris imaging,<br />

retina scans, hand geometry, palm prints,<br />

electrocardiogram and voice analysis. FBI IAFIS<br />

and DHS IDENT are examples of very large<br />

automatic fingerprint identification systems<br />

for criminal justice and civilian applications.<br />

There is a significant challenge with the<br />

current single biometrics-based systems.<br />

Biometric matching calculations attempt to<br />

discriminate a match from a non-match,<br />

and the result is a statistical probability with<br />

errors. Borderline probabilities require manual<br />

intervention to determine the correct<br />

decision. Optimizing performance is a tradeoff<br />

between keeping the False Reject Rate<br />

(FRR)/False Accept Rate (FAR) low and the<br />

True Accept Rate (TAR)/True Reject Rate<br />

(TRR) high. The challenge has been that any<br />

single biometrics-based identification system<br />

has a limit to how low an FAR/FRR can be<br />

achieved. The number of manual interventions<br />

increases significantly when larger<br />

populations of subjects need to be processed.<br />

The cost increases could be unsustainable.<br />

Figure 1. Typical steps for single biometric process<br />

<strong>Raytheon</strong>’s solution is to build biometric<br />

systems using multi-biometrics fusion technology.<br />

Multi-biometrics systems are those<br />

capable of using more than one biometric<br />

24 <strong>2007</strong> ISSUE 1 RAYTHEON TECHNOLOGY TODAY<br />

aspect (modality, sensor,<br />

instance and/or algorithm)<br />

in some form of combined<br />

use for making a specific<br />

identity match. This is generally<br />

referred to as multibiometrics<br />

fusion. The<br />

fusion techniques can be<br />

categorized as follows:<br />

Multi-modal – Biometric<br />

systems take input from<br />

single or multiple sensors<br />

measuring two or more different<br />

biometric attributes<br />

like face and fingerprint.<br />

Multi-algorithmic –<br />

Biometric systems receive a<br />

single sample from a single<br />

sensor and process that sample with two or<br />

more distinctly different methods (for example,<br />

different vendors’ matching algorithms).<br />

Multi-instance – Biometric systems use<br />

one sensor (or possibly multiple sensors) to<br />

capture samples of two or more different<br />

instances of the same biometric attributes.<br />

Multi-sensorial – Biometric systems sample<br />

the same instance of a biometric trait with<br />

two or more distinctly different sensors.<br />

A typical single biometric process includes<br />

these steps: sample acquisition, feature<br />

extraction, matching and decision (see<br />

Figure 1). Multi-biometrics fusion can happen<br />

at different levels; the commonly used<br />

fusion options are:<br />

Decision level – Each biometric process<br />

makes its own recognition decision. The<br />

fusion process fuses them together with<br />

combination algorithms to make the final<br />

decision.<br />

Feature extraction level – Each biometric<br />

process extracts its features for its modalities<br />

(finger or face). The fusion processes<br />

fuses the collection features into one feature<br />

set to make the final decision.<br />

E O / L A S E R S<br />

Figure 2. The illustrative ROC curves of a multi-biometrics system<br />

Matching score – Each biometric matcher<br />

provides a match score indicating match<br />

probability. These scores can be combined<br />

to a single score for matching decision.<br />

The key benefit of biometric fusion technology<br />

is to improve the overall system accuracy<br />

and reduce manual processes. Shown in<br />

Figure 2 is an example of Receiver<br />

Operating Characteristics (ROC) of the biometrics<br />

systems before and after the multimodal<br />

fusion. The Genuine Accept Rate of<br />

the multi-modal-based system with hand<br />

geometry, fingerprint and face represents a<br />

substantial improvement compared to individual<br />

biometrics-based systems.<br />

Other benefits of a multi-biometrics system<br />

include the fact that it’s more technically<br />

challenging and costly to fool a multi-biometrics<br />

system. It can also help with people<br />

unable to enroll in one biometrics (e.g.,<br />

because of physical limitations or cultural<br />

concerns). For example, iris can be used in<br />

some countries in Europe where fingerprint<br />

collection is considered to be for criminals.<br />

However, biometric systems with fusion<br />

technologies cost more to build, with<br />

Y E S T E R D A Y … T O D A Y … T O M O R R O W

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