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Mims et al, Anti elevation syndrome after anterior transposition of the ...

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<strong>Anti</strong><strong>elevation</strong> Syndrome After Bilater<strong>al</strong>Anterior Transposition <strong>of</strong> <strong>the</strong> InferiorOblique Muscles: Incidence and PreventionJames L. <strong>Mims</strong> III, MD, a and Robert C. Wood, MPH bBackground: Unilater<strong>al</strong> 1 and bilater<strong>al</strong> 2 <strong>anterior</strong> <strong>transposition</strong>s <strong>of</strong> <strong>the</strong> inferior oblique muscle (ATIOs) for primary inferioroblique (IO) muscle overaction may produce apparent new or recurrent overaction <strong>of</strong> <strong>the</strong> contr<strong>al</strong>ater<strong>al</strong> IO muscle.This effect has been termed “antielevating” and can produce overaction <strong>of</strong> <strong>the</strong> contr<strong>al</strong>ater<strong>al</strong> elevators inadduction that mimics recurrent or new overaction <strong>of</strong> <strong>the</strong> IO muscle <strong>of</strong> <strong>the</strong> o<strong>the</strong>r eye. This phenomenon may b<strong>et</strong>ermed <strong>the</strong> anti<strong>elevation</strong> <strong>syndrome</strong> (AES). Kushner 2 has hypo<strong>the</strong>sized that this complication <strong>of</strong> <strong>the</strong> ATIO is producedprimarily by <strong>the</strong> posterior fibers <strong>of</strong> <strong>the</strong> IO muscle. The purpose <strong>of</strong> this study is to correlate <strong>the</strong> frequency <strong>of</strong> this <strong>syndrome</strong>in a large series <strong>of</strong> patients with <strong>the</strong> mm <strong>of</strong> later<strong>al</strong> displacement (spreading) <strong>of</strong> <strong>the</strong> IO muscle reattachmentsite. M<strong>et</strong>hods: There was a combination <strong>of</strong> 123 patients who received ATIO from <strong>Mims</strong> and 77 patients who receivedATIO from Kushner. 2 ATIO was performed according to a previously published technique. 3 Results: All 16 patients(14 from <strong>Mims</strong> and 2 from Kushner) with AES had received bilater<strong>al</strong> <strong>anterior</strong> <strong>transposition</strong> <strong>of</strong> <strong>the</strong> posterior fibers <strong>of</strong><strong>the</strong> IO muscle to at least 2 mm <strong>anterior</strong> to <strong>the</strong> later<strong>al</strong> end <strong>of</strong> <strong>the</strong> inferior rectus (IR) muscle with spreading later<strong>al</strong>ly3 to 5 mm. Among children who had <strong>the</strong> posterior fibers <strong>of</strong> <strong>the</strong>ir IO muscles placed 2 to 4 mm <strong>anterior</strong> to a line drawnlater<strong>al</strong>ly from <strong>the</strong> insertion <strong>of</strong> <strong>the</strong> IR muscle, <strong>the</strong> incidence <strong>of</strong> AES was significantly larger with more spreading out<strong>of</strong> <strong>the</strong> new IO muscle insertion. Conclusions: AES may be prevented by attaching <strong>the</strong> posterior fibers <strong>of</strong> <strong>the</strong> IO muscleno more than 2 mm later<strong>al</strong> to <strong>the</strong> IR muscle insertion site. This complication responds to bilater<strong>al</strong> nas<strong>al</strong> IO musclemyectomy in many cases. (J AAPOS 1999;3:333-6)Anterior <strong>transposition</strong> <strong>of</strong> <strong>the</strong> inferior oblique muscle(ATIO) was first suggested by Scott, 4 on <strong>the</strong> basis<strong>of</strong> computer simulations. ATIO was first reportedby Elliott and Nankin, 5 who found that <strong>the</strong> <strong>anterior</strong> <strong>transposition</strong>was an effective way to reduce inferior oblique(IO) muscle overaction. Elliott and Parks 6 performedasymm<strong>et</strong>ric IO muscle surgic<strong>al</strong> procedures in a series <strong>of</strong>patients to compare <strong>the</strong> effectiveness <strong>of</strong> ATIO with denervationextirpation. In 67% <strong>of</strong> <strong>the</strong>ir patients <strong>the</strong>re appearedto be a recurrent overaction <strong>of</strong> <strong>the</strong> inferior oblique muscle(OAIO) on <strong>the</strong> side <strong>of</strong> <strong>the</strong> IO muscle that had previouslyreceived <strong>the</strong> denervation extirpation. Stein and Ellis 1pointed out that this difference in <strong>the</strong> postoperative recurrence<strong>of</strong> OAIO could be explained by <strong>the</strong> difference in <strong>the</strong>From <strong>the</strong> University <strong>of</strong> Texas He<strong>al</strong>th Science Center (UTHSC-SA), a,b and <strong>the</strong> Santa RosaChildren’s Hospit<strong>al</strong>, Baptist Medic<strong>al</strong> Center, a San Antonio, Texas.Presented at <strong>the</strong> 24th Annu<strong>al</strong> Me<strong>et</strong>ing <strong>of</strong> <strong>the</strong> American Association for PediatricOphth<strong>al</strong>mology and Strabismus, April 4-8, 1998.Submitted March 30, 1998.Revision accepted June 7, 1999.Reprint requests: James L. <strong>Mims</strong> III, MD, Suite 511, 311 Camden, San Antonio, TX78215.Copyright © 1999 by <strong>the</strong> American Association for Pediatric Ophth<strong>al</strong>mology andStrabismus.1091-8531/99 $8.00 + 0 75/1/101390surgery that had been performed in <strong>the</strong> o<strong>the</strong>r eye in eachseries. They proposed that <strong>the</strong> difference was related to<strong>the</strong> limitation <strong>of</strong> <strong>elevation</strong> in abduction <strong>of</strong> <strong>the</strong> contr<strong>al</strong>ater<strong>al</strong>eye caused by <strong>the</strong> <strong>anterior</strong> <strong>transposition</strong> procedure.After ATIO, <strong>the</strong> norm<strong>al</strong>, increased innervation <strong>of</strong> <strong>the</strong>IO muscle on supraduction produces a powerful force vectordirected inferiorly, an effect Kushner termed “antielevating.”This antielevating force can produce overaction <strong>of</strong><strong>the</strong> contr<strong>al</strong>ater<strong>al</strong> elevators in adduction that mimics recurrentor new overaction <strong>of</strong> <strong>the</strong> IO muscle <strong>of</strong> <strong>the</strong> o<strong>the</strong>r eye.This phenomenon may be termed <strong>the</strong> anti<strong>elevation</strong> <strong>syndrome</strong>(AES). The purpose <strong>of</strong> this study is to correlate <strong>the</strong>frequency <strong>of</strong> this <strong>syndrome</strong> in a large series <strong>of</strong> patientswith <strong>the</strong> mm <strong>of</strong> later<strong>al</strong> displacement (spreading) <strong>of</strong> <strong>the</strong> IOmuscle reattachment site and to suggest how to prevent<strong>the</strong> development <strong>of</strong> AES.SUBJECTS AND METHODSA r<strong>et</strong>rospective chart review was conducted on <strong>al</strong>l <strong>of</strong> <strong>the</strong>author’s patients on whom an ATIO was performed froml982 to l994. The location <strong>of</strong> <strong>the</strong> posterior fibers was tabulatedaccording to <strong>the</strong> inspection <strong>of</strong> <strong>the</strong> typed operativenotes from <strong>the</strong> hospit<strong>al</strong> records. Although <strong>the</strong> later<strong>al</strong> end <strong>of</strong><strong>the</strong> inferior rectus (IR) muscle insertion curves posteriorly,when <strong>the</strong> muscle is placed on a straight muscle hook, aJourn<strong>al</strong> <strong>of</strong> AAPOS December 1999 333


Journ<strong>al</strong> <strong>of</strong> AAPOSVolume 3 Number 6 December 1999<strong>Mims</strong> and Wood 335TABLE 1. AES cases corresponding to each degree <strong>of</strong> <strong>anterior</strong> <strong>transposition</strong> and later<strong>al</strong> displacement <strong>of</strong> <strong>the</strong> IO musclemm tempor<strong>al</strong> to later<strong>al</strong> end <strong>of</strong> IR muscle(X, later<strong>al</strong> displacement) 1 mm 2 mm 3 mm 4 mm 5 mmmm <strong>anterior</strong> to later<strong>al</strong> end <strong>of</strong> IR muscle 4 mm 0/1 0/0 0/6 1/4 1/4(Y, <strong>anterior</strong> <strong>transposition</strong>) 3 mm 0/0 0/1 0/4 1/5 0/32 mm 0/15* 0/1 5/46 3/30 5†/171 mm 0/31* 0/0 0/1 0/1 0/10 mm 0/29*The numerator <strong>of</strong> each fraction is <strong>the</strong> number <strong>of</strong> cases <strong>of</strong> AES; <strong>the</strong> denominator is <strong>the</strong> tot<strong>al</strong> cases with a specific level <strong>of</strong> <strong>anterior</strong> <strong>transposition</strong> (mm <strong>anterior</strong> to a line drawn later<strong>al</strong>lyfrom <strong>the</strong> IR muscle insertion) and later<strong>al</strong> spreading (mm later<strong>al</strong> to <strong>the</strong> later<strong>al</strong> end <strong>of</strong> <strong>the</strong> IR muscle insertion).*All <strong>of</strong> <strong>the</strong>se cases are from Kushner. 2†Two <strong>of</strong> <strong>the</strong>se 5 cases are from Kushner. 2TABLE 2. Various group characteristics among <strong>Mims</strong>’ patients (N = 123)Comparisons <strong>of</strong> those who did and did not have AESMo <strong>of</strong> follow-up* Patient age at MROU (mo) Patient age at ATIO (mo) OAIOAll who did not have AES (N = 109)87.2 ± 4.2 22.4 ± 2.0 35.5 ± 2.3 1.9 ± 0.07All who did have AES (N = 14)45.5 ± 4.3 18.2 ± 3.8 29.4 ± 4.4 2.0 ± 0.14Comparisons among those whose IO muscleswere placed 2 mm or more <strong>anterior</strong> to <strong>al</strong>ine drawn later<strong>al</strong>ly from <strong>the</strong> insertion <strong>of</strong> <strong>the</strong>IR muscle with 3, 4, or 5 mm <strong>of</strong> later<strong>al</strong> displacementMo <strong>of</strong> follow-up* Patient age at MROU (mo) Patient age at ATIO (mo) OAIO3 mm: posterior IO muscle insertion placed at X,Y <strong>of</strong> 3,4 or 3,3 or 3,2. (N = 56)81.8 ± 5.4 24.7 ± 3.1 44.8 ± 5.0 1.8 ± 0.14 mm: posterior IO muscle insertion placed at X,Y <strong>of</strong> 4,4 or 4,3 or 4,2. (N = 39)69.8 ± 6.3 21.7 ± 2.9 31.6 ± 3.7 1.8 ± 0.095 mm: posterior IO muscle insertion placed at X,Y <strong>of</strong> 5,4 or 5,4 or 5,2. (N = 22)97.9 ± 10.8 15.1 ± 3.4 43.2 ± 5.4 2.2 ± 0.16The ± designates ± 1 SE <strong>of</strong> <strong>the</strong> mean.*Months <strong>of</strong> follow-up is <strong>after</strong> <strong>the</strong> ATIO and extends to ei<strong>the</strong>r <strong>the</strong> surgic<strong>al</strong> date for AES or to <strong>the</strong> last visit in <strong>the</strong> <strong>of</strong>fice.MROU, Bilater<strong>al</strong> medi<strong>al</strong> rectus muscle recession.Kushner 2 extended this idea to explain an abnorm<strong>al</strong>motility pattern he observed in some patients <strong>after</strong> bilater<strong>al</strong>ATIO. This pattern resembles marked recurrent OAIOassociated with a Y or V pattern and exotropia in upgaze.Sm<strong>al</strong>l <strong>al</strong>ternating hypertropias (right hypertropia in leftgaze and left hypertropia in right gaze) may be present infar side gazes, but <strong>the</strong>se hypertropias are much sm<strong>al</strong>lerthan those seen in cases <strong>of</strong> primary OAIO with a similarappearance on version testing. A limitation <strong>of</strong> <strong>elevation</strong> <strong>of</strong><strong>the</strong> abducting eye is frequently demonstrable. Kushner 2has hypo<strong>the</strong>sized that this complication <strong>of</strong> ATIO is producedprimarily by <strong>the</strong> posterior fibers <strong>of</strong> <strong>the</strong> IO muscle.In this study, <strong>al</strong>l 16 patients with AES had receivedbilater<strong>al</strong> <strong>anterior</strong> <strong>transposition</strong> <strong>of</strong> <strong>the</strong> posterior fibers <strong>of</strong><strong>the</strong> IO muscle to at least 2 mm <strong>anterior</strong> to <strong>the</strong> later<strong>al</strong> end<strong>of</strong> <strong>the</strong> IR muscle, with displacement 3 to 5 mm later<strong>al</strong> to<strong>the</strong> later<strong>al</strong> end <strong>of</strong> <strong>the</strong> IR muscle insertion. Is <strong>the</strong> incidence<strong>of</strong> AES increased with more later<strong>al</strong> displacement <strong>of</strong> <strong>the</strong>TABLE 3. AES: dependence on amount <strong>of</strong> <strong>anterior</strong> <strong>transposition</strong> and later<strong>al</strong><strong>transposition</strong> (percentages <strong>of</strong> patients with AES <strong>after</strong> ATIO)X (later<strong>al</strong> displacement)Y (<strong>anterior</strong> <strong>transposition</strong>) 0-2 mm 3 mm 4 mm 5 mm0-1 mm 0% 0% 0% 0%2-4 mm 0% 8.9% 12.8% 25%These percentages were derived from <strong>the</strong> data in Table 1.This progression in incidence <strong>of</strong> AES with more spreading out <strong>of</strong> <strong>the</strong> new IO muscleinsertion later<strong>al</strong>ly was significant (P = .011).posterior fibers <strong>of</strong> <strong>the</strong> IO muscle? When we combined ourpatients with those previously reported on by Kushner, 2we found that for those patients with posterior fibers <strong>of</strong> <strong>the</strong>IO muscle placed at least 2 mm directly <strong>anterior</strong> to <strong>the</strong> later<strong>al</strong>end <strong>of</strong> <strong>the</strong> IR muscle, <strong>the</strong> amount <strong>of</strong> later<strong>al</strong> displacement<strong>of</strong> <strong>the</strong> new IO muscle insertion significantly


336 <strong>Mims</strong> and Woodincreased <strong>the</strong> incidence <strong>of</strong> AES (P = .011). A similar an<strong>al</strong>ysisusing only our patients indicated only a trend in thisdirection, not statistic<strong>al</strong> significance (P = .19). There werenot enough patients who were <strong>anterior</strong>ly transposed 0 to 1mm with concurrent displacement 3 to 5 mm later<strong>al</strong>ly tod<strong>et</strong>ermine wh<strong>et</strong>her later<strong>al</strong> displacement was <strong>al</strong>so a hazardwith less <strong>anterior</strong> displacement.For now, it appears that if <strong>the</strong> new insertion <strong>of</strong> <strong>the</strong> IOmuscle is <strong>anterior</strong>ized more than 1 mm (Y >1 mm), <strong>the</strong> newinsertion <strong>of</strong> <strong>the</strong> IO muscle should not be spread out mor<strong>et</strong>han 2 mm, unless <strong>the</strong> severity <strong>of</strong> <strong>the</strong> DVD warrants risk <strong>of</strong>later development <strong>of</strong> AES. The mm <strong>of</strong> <strong>anterior</strong>ization <strong>of</strong><strong>the</strong> IO muscle’s posterior fibers beyond <strong>the</strong> later<strong>al</strong> edge <strong>of</strong><strong>the</strong> IR muscle insertion required to effectively treat variousdegrees <strong>of</strong> DVD severity is not y<strong>et</strong> well characterized. 12-14Also, wh<strong>et</strong>her spreading out <strong>the</strong> muscle less will decreas<strong>et</strong>he effectiveness <strong>of</strong> ATIO in <strong>the</strong> treatment or prevention <strong>of</strong>DVD has not y<strong>et</strong> been studied adequately.Once AES has developed, properly performed bilater<strong>al</strong>nas<strong>al</strong> myectomy is preferable to denervation-extirpationbecause denervation-extirpation can unleash significantDVD. Prevention should be possible because <strong>the</strong> AESappears to be <strong>the</strong> result <strong>of</strong> an excessive downward forcevector <strong>after</strong> ATIO. AES may be prevented by attaching <strong>the</strong>posterior fibers <strong>of</strong> <strong>the</strong> <strong>anterior</strong>ized IO muscle no mor<strong>et</strong>han 2 mm later<strong>al</strong> to <strong>the</strong> IR muscle insertion.Bunching <strong>the</strong> IO muscle insertion at <strong>the</strong> later<strong>al</strong> edge <strong>of</strong><strong>the</strong> IR muscle insertion as described by Kushner 2 shouldbe associated with a very low incidence <strong>of</strong> AES; <strong>the</strong> incidenceand cure <strong>of</strong> DVD were not reported. 2 This studydid not include enough patients with later<strong>al</strong> displacementat <strong>the</strong> exact level <strong>of</strong> <strong>the</strong> IR muscle insertion as described byKratz <strong>et</strong> <strong>al</strong> 12 to predict <strong>the</strong> incidence <strong>of</strong> AES in this technique.Placing <strong>the</strong> new IO muscle insertion 4 to 5 mm justlater<strong>al</strong> to and par<strong>al</strong>lel with <strong>the</strong> <strong>anterior</strong> end <strong>of</strong> <strong>the</strong> IR muscle,as recently described by Guemes and Wright, 15 shouldJourn<strong>al</strong> <strong>of</strong> AAPOSVolume 3 Number 6 December 1999reduce <strong>the</strong> incidence <strong>of</strong> AES, but may reduce <strong>the</strong> control<strong>of</strong> DVD. The technique <strong>of</strong> ATIO as described by <strong>Mims</strong> 3should probably be limited to severe cases <strong>of</strong> DVD.References1.Stein LA, Ellis FJ.Apparent contr<strong>al</strong>ater<strong>al</strong> inferior oblique muscleoveraction <strong>after</strong> unilater<strong>al</strong> inferior oblique weakening procedures. JAAPOS l997;1:2-7.2.Kushner BJ.Restriction <strong>of</strong> <strong>elevation</strong> in abduction <strong>after</strong> inferioroblique <strong>anterior</strong>ization. J AAPOS 1997;1:55-62.3.<strong>Mims</strong> JL, Wood RC.Bilater<strong>al</strong> <strong>anterior</strong> <strong>transposition</strong> <strong>of</strong> <strong>the</strong> inferiorobliques. Arch Ophth<strong>al</strong>mol 1989;107:41-4.4.Scott AB.Planning inferior oblique surgery.In: Reinecke RD, editor.Strabismus. New York: Grune and Stratton; 1978. p. 347-54.5.Elliott RL, Nankin SJ.Anterior <strong>transposition</strong> <strong>of</strong> <strong>the</strong> inferior oblique.J Pediatr Ophth<strong>al</strong>mol Strabismus 1981;18:35-8.6.Elliott RL, Parks MM.A comparison <strong>of</strong> inferior oblique muscleweakening by <strong>anterior</strong> <strong>transposition</strong> or denervation-extirpation.Binocular Vision Eye Muscle Surg Q 1992;7:205-10.7.Weakley DR, Stager DR.Inferior oblique weakening procedures.Ophth<strong>al</strong>mology Clin N Am 1992;5:57-65.8.<strong>Mims</strong> JL.Benefits <strong>of</strong> bilater<strong>al</strong> <strong>anterior</strong> <strong>transposition</strong> <strong>of</strong> <strong>the</strong> inferiorobliques. Arch Ophth<strong>al</strong>mol l986;104:800-1.9.Stager DR, Weakley DR Jr, Stager D.Anterior <strong>transposition</strong> <strong>of</strong> <strong>the</strong>inferior oblique: anatomic assessment <strong>of</strong> <strong>the</strong> neurovascular bundle.Arch Ophth<strong>al</strong>mol 1992;110:360-2.10.Stager DR.The neurovascular bundle <strong>of</strong> <strong>the</strong> inferior oblique muscleas its ancillary origin. Trans Am Ophth<strong>al</strong>mol Soc 1996;94:1073-94.11.Stager DR.The neurovascular bundle <strong>of</strong> <strong>the</strong> inferior oblique muscleas <strong>the</strong> ancillary origin <strong>of</strong> that muscle. J AAPOS l997;1:216-25.12.Kratz RE, Rogers GL, Bremer DL, Lequire LE.Anterior tendondisplacement <strong>of</strong> <strong>the</strong> inferior oblique for DVD. J Pediatr Ophth<strong>al</strong>molStrabismus l989;26:212-7.13.Bac<strong>al</strong> DA, Nelson LB.Anterior <strong>transposition</strong> <strong>of</strong> <strong>the</strong> inferior obliquemuscle for both dissociated vertic<strong>al</strong> deviation and/or inferior obliqueoveraction: results <strong>of</strong> 94 procedures in 55 patients. Binocular VisionEye Muscle Surg Q 1992;17:219-25.14.Ziffer AJ, Isenberg SJ, Elliott RJ, Apt L.The effect <strong>of</strong> <strong>anterior</strong> <strong>transposition</strong><strong>of</strong> <strong>the</strong> inferior oblique muscle. Am J Ophth<strong>al</strong>mol 1993;116:224-7.15.Guemes A, Wright KW.Effect <strong>of</strong> graded <strong>anterior</strong> <strong>transposition</strong> <strong>of</strong><strong>the</strong> inferior oblique muscle on versions and vertic<strong>al</strong> deviation in <strong>the</strong>primary position. J AAPOS 1998;2:201-6.

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