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the role of property rights in natural resource management, good ...

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••••Box 4. Elements <strong>of</strong> Tenure SecurityTenure security is characterized by:Legitimacy,Institutional back<strong>in</strong>g,Clarity, andExcludability.available to support legitimate <strong>property</strong> <strong>rights</strong> (Me<strong>in</strong>zen-Dicket al., 2004), clarity <strong>of</strong> <strong>rights</strong>, and excludability <strong>of</strong> <strong>the</strong>se <strong>rights</strong>(Lawry, 1990).Legitimacy. A lead<strong>in</strong>g factor <strong>in</strong> <strong>property</strong> <strong>rights</strong>enforceability is <strong>the</strong> degree <strong>of</strong> legitimacy <strong>of</strong> <strong>the</strong> <strong>property</strong><strong>rights</strong> system <strong>in</strong> which <strong>the</strong> claimed <strong>rights</strong> are anchored. Ahigh degree <strong>of</strong> legitimacy encourages voluntary complianceon <strong>the</strong> one hand, and discourages challenges to recognized<strong>rights</strong> on <strong>the</strong> o<strong>the</strong>r. A high degree <strong>of</strong> legitimacy reduces <strong>the</strong> need for repressive responses and elaborate<strong>in</strong>stitutions for dispute resolution. Property <strong>rights</strong> ga<strong>in</strong> legitimacy through laws and associated <strong>in</strong>stitutions (seeTable 1). A diverse set <strong>of</strong> laws and <strong>in</strong>stitutions may legitimate <strong>property</strong> <strong>rights</strong> claims; however, <strong>the</strong>se typically<strong>in</strong>volve customary law enforced by a local governance unit such as village <strong>in</strong>stitutions and elected orappo<strong>in</strong>ted <strong>in</strong>stitutional or village authorities. The statutory system is def<strong>in</strong>ed <strong>in</strong> written laws (de jure) enactedand enforced by a central or regional government. 11 Customary <strong>property</strong> <strong>rights</strong> regimes are <strong>of</strong>ten referred toas non-formal (de facto) systems. These typically <strong>in</strong>corporate unwritten rules, <strong>of</strong>ten characterized by <strong>property</strong><strong>rights</strong> systems <strong>of</strong> considerable complexity. Customary <strong>property</strong> <strong>rights</strong> systems, which have evolved along with<strong>the</strong> societies <strong>in</strong> which <strong>the</strong>y are rooted, <strong>of</strong>ten enjoy a degree <strong>of</strong> legitimacy <strong>in</strong> <strong>the</strong> eyes <strong>of</strong> local people that farexceeds that <strong>of</strong> (imposed) statutory laws. Indeed, <strong>in</strong> many parts <strong>of</strong> <strong>the</strong> non-Western world, it is <strong>the</strong> customary<strong>rights</strong> that legitimate <strong>property</strong> <strong>rights</strong> <strong>in</strong> rural areas. For <strong>in</strong>stance <strong>in</strong> West African countries, Toulm<strong>in</strong> (2005­2006) notes that <strong>rights</strong> to only 2-3 percent <strong>of</strong> land may be formally recognized under statutory law. A majority<strong>of</strong> those parcels are localized <strong>in</strong> urban or o<strong>the</strong>r commercialized areas. Various sets <strong>of</strong> laws (formal and nonformal)may contradict each o<strong>the</strong>r result<strong>in</strong>g <strong>in</strong> overlapp<strong>in</strong>g claims and at times conflict.TABLE 1. SUPPORT FOR ENFORCEMENT OF CUSTOMARY PROPERTY RIGHTS TOVILLAGE LANDS AND NATURAL RESOURCES: THE ROLE OF LEGITIMACYRights HolderCOMMUNITYCOUNCIL OFELDERSHEADS OFHOUSEHOLDSHOUSEHOLDMEMBERSType <strong>of</strong>Rightsownership<strong>rights</strong>transfer <strong>rights</strong><strong>management</strong><strong>rights</strong>use <strong>rights</strong>Basis for LegitimacyTraditional authoritystructures <strong>of</strong> community;shared history andtraditionsTraditional authoritystructures <strong>of</strong> communityTraditional authoritystructures <strong>of</strong> communityand householdsTraditional authoritystructures <strong>of</strong> householdbacked up by communityChallenges to LegitimacyGovernment claims to manage reserves,waterways, watersheds, fisheries and wildlife,as well as o<strong>the</strong>rwise “vacant” lands;development <strong>of</strong> land marketsHereditary posts los<strong>in</strong>g power and authority;fragmentation <strong>of</strong> authority as it shifts fromcommunity-level toward households andnuclear familiesHousehold fragmentation and assertion <strong>of</strong>claims to portions <strong>of</strong> family common lands onpart <strong>of</strong> nuclear familiesMoney economy develops creat<strong>in</strong>g livelihoodoptions for household members beyondfarm<strong>in</strong>g; encourages land markets)Institutional Back<strong>in</strong>g. Institutions are necessary to enforce <strong>the</strong> specific legal system that provides legitimacyto a set <strong>of</strong> <strong>property</strong> <strong>rights</strong>. These <strong>in</strong>stitutions (associated with each legal system) are responsible for mak<strong>in</strong>gand modify<strong>in</strong>g rules <strong>of</strong> <strong>the</strong> regime; monitor<strong>in</strong>g compliance with those rules; sanction<strong>in</strong>g persons who <strong>in</strong>fr<strong>in</strong>gerules; mediat<strong>in</strong>g any result<strong>in</strong>g conflicts; dissem<strong>in</strong>at<strong>in</strong>g <strong>in</strong>formation about results <strong>of</strong> monitor<strong>in</strong>g; sanction<strong>in</strong>g;resolv<strong>in</strong>g disputes; and mobiliz<strong>in</strong>g <strong>resource</strong>s, leaders and staff to conduct all <strong>the</strong>se functions. The11O<strong>the</strong>r sets <strong>of</strong> laws and rules regard<strong>in</strong>g <strong>property</strong> <strong>rights</strong> may apply depend<strong>in</strong>g on <strong>the</strong> context and <strong>the</strong> specific site. For <strong>in</strong>stance, Me<strong>in</strong>zen-Dick et al. (2004) identify religious or “project” laws that may apply to specific areas.ROLE OF PROPERTY RIGHTS IN NRM: GOOD GOVERNANCE AND EMPOWERMENT OF THE RURAL POOR 9

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