Annual Report for Monthly Income Schemes - Tata Mutual Fund

Brokerage Paid to Associate Brokers / Related parties / Group companies of Sponsor / Asset Management CompanyCurrent YearTata Balanced FundSchemeName of associate / related parties / groupcompanies of sponsor/AMCNature of Association /Nature of relationPeriodCoveredValue of Transaction (Rs.)% total value oftransaction ofthe fundANNEXURE 3..….Cont'dGrossBrokerage Paid(Rs.)% of totalbrokeragepaid by thefundAmit Nalin Securities Private Limited Associate Broker 2012-2013 124,060,055 1.69 124,123 1.92Tata Securities Limited Group Company 2012-2013 209,117,135 2.84 205,602 3.18Tata Contra Fund Tata Securities Limited Group Company 2012-2013 67,225,122 5.86 64,925 5.29Tata Dividend Yield FundTata Equity Management FundTata Equity Opportunities FundTata Equity P/E FundTata Ethical Fund (Formerly known as Tata SelectEquity Fund)Amit Nalin Securities Private Limited Associate Broker 2012-2013 53,426,021 1.00 53,467 0.92Tata Securities Limited Group Company 2012-2013 318,671,551 5.94 255,477 4.41Amit Nalin Securities Private Limited Associate Broker 2012-2013 45,912,401 1.16 45,855 1.05Tata Securities Limited Group Company 2012-2013 182,997,990 4.63 181,551 4.15Amit Nalin Securities Private Limited Associate Broker 2012-2013 55,607,487 1.16 55,560 1.04Tata Securities Limited Group Company 2012-2013 31,862,869 0.67 31,690 0.59Amit Nalin Securities Private Limited Associate Broker 2012-2013 56,218,682 0.81 56,255 0.76Tata Securities Limited Group Company 2012-2013 361,708,087 5.24 356,673 4.83Amit Nalin Securities Private Limited Associate Broker 2012-2013 11,845,071 1.18 11,818 1.13Tata Securities Limited Group Company 2012-2013 8,875,602 0.88 8,779 0.84Tata Fixed Tenure Fund - Series 1 Tata Securities Limited Group Company 2012-2013 9,406,788 11.06 9,310 10.96Tata Fixed Tenure Fund - Series 2 Scheme A Tata Securities Limited Group Company 2012-2013 3,289,131 9.70 3,258 9.91Tata Fixed Tenure Fund - Series 2 Scheme B Tata Securities Limited Group Company 2012-2013 6,571,174 10.10 6,509 10.30Tata Growing Economies Infrastructure Fund -Plan ATata Growing Economies Infrastructure Fund -Plan BTata Indo Global Infrastructure FundTata Infrastructure FundTata Securities Limited Group Company 2012-2013 2,590,016 1.12 2,465 2.05Tata Securities Limited Group Company 2012-2013 26,960,025 2.97 25,927 3.24Amit Nalin Securities Private Limited Associate Broker 2012-2013 37,399,312 0.61 37,334 0.54Tata Securities Limited Group Company 2012-2013 193,877,730 3.15 190,545 2.76Amit Nalin Securities Private Limited Associate Broker 2012-2013 148,496,695 1.16 148,499 1.05Tata Securities Limited Group Company 2012-2013 321,181,592 2.51 314,070 2.21Tata Infrastructure Tax Saving Fund Tata Securities Limited Group Company 2012-2013 853,245 0.69 820 0.66Tata Mid Cap Growth FundAmit Nalin Securities Private Limited Associate Broker 2012-2013 15,730,679 0.35 15,680 0.33Tata Securities Limited Group Company 2012-2013 235,129,124 5.18 231,186 4.84Tata MIP Plus Fund Tata Securities Limited Group Company 2012-2013 4,113,077 0.54 3,944 0.91Tata Monthly Income Fund Tata Securities Limited Group Company 2012-2013 332,440 0.53 331 0.53Tata Offshore India Infrastructure SchemeTata Offshore India Opportunities SchemeAmit Nalin Securities Private Limited Associate Broker 2012-2013 3,108,759 0.44 3,102 0.43Tata Securities Limited Group Company 2012-2013 30,050,516 4.24 29,593 4.10Amit Nalin Securities Private Limited Associate Broker 2012-2013 56,031,760 0.47 55,998 0.42Tata Securities Limited Group Company 2012-2013 241,671,492 2.03 240,002 1.82Tata Offshore India Sharia Scheme Tata Securities Limited Group Company 2012-2013 254,758 0.25 255 0.24Tata Pure Equity FundAmit Nalin Securities Private Limited Associate Broker 2012-2013 170,887,146 1.52 170,790 1.38Tata Securities Limited Group Company 2012-2013 330,132,914 2.93 325,708 2.63Tata SIP Fund 3 Tata Securities Limited Group Company 2012-2013 2,843,240 2.34 2,825 2.32Tata Tax Advantage FundTata Tax Saving FundTata Young Citizens FundAmit Nalin Securities Private Limited Associate Broker 2012-2013 13,284,363 0.94 13,255 0.87Tata Securities Limited Group Company 2012-2013 76,251,942 5.39 75,860 5.00Amit Nalin Securities Private Limited Associate Broker 2012-2013 36,177,280 1.68 36,248 1.56Tata Securities Limited Group Company 2012-2013 85,558,319 3.98 85,185 3.66Amit Nalin Securities Private Limited Associate Broker 2012-2013 10,041,826 0.60 10,021 0.67Tata Securities Limited Group Company 2012-2013 26,628,031 1.60 26,430 1.78Brokerage Paid to Associate Brokers / Related parties / Group companies of Sponsor / Asset Management CompanyPrevious Year ANNEXURE 3..….Cont'dTata Balanced FundSchemeName of associate / related parties / groupcompanies of sponsor/AMCNature of Association /Nature of relationPeriodCoveredValue of Transaction (Rs.)% total value oftransaction ofthe fundGrossBrokerage Paid(Rs.)% of totalbrokeragepaid by thefundAmit Nalin Securities Private Limited Associate Broker 2011-2012 97,411,409 2.11 121,874 2.41Tata Securities Limited Group Company 2011-2012 291,316,162 6.31 318,528 6.29Tata Capital Builder FundTata Contra FundTata Dividend Yield FundAmit Nalin Securities Private Limited Associate Broker 2011-2012 18,472,894 1.26 18,466 1.16Tata Securities Limited Group Company 2011-2012 12,516,299 0.85 12,500 0.78Amit Nalin Securities Private Limited Associate Broker 2011-2012 19,172,462 2.82 25,467 2.81Tata Securities Limited Group Company 2011-2012 5,472,707 0.81 8,180 0.90Amit Nalin Securities Private Limited Associate Broker 2011-2012 28,201,402 1.34 28,137 1.05Tata Securities Limited Group Company 2011-2012 39,436,214 1.88 48,050 1.80Tata Equity Management FundAmit Nalin Securities Private LimitedAssociate Broker 2011-2012 44,995,664 1.44 48,007 1.59Associate Broker 2011-2012 321,368,192 10.27 141,229 4.68