Master Circular on 'Account Opening' - Version 1 - NSDL

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‘<strong>Master</strong> <strong>Circular</strong> on Account Opening' - Version 4.3Sr.TopicPage No.No.1. Account Opening 51.1 General Guidelines 51.1.1 Important Points 51.1.2 Proof of Identity 61.1.3 Proof of Address 61.1.4 PAN 91.1.5 Exemptions/clarifications to PAN 111.1.6 List of persons authorized to attest the documents 111.1.7 Bank Details 121.2 Individual 131.2.1 Account opening for Individual 131.2.2 Minor Account 161.2.3 Non Resident Indian/ Foreign National (NRI/FN) 171.2.4 Illiterate person 181.2.5 Blind person 191.3 Non-Individual 201.3.1 Account opening for Non-Individual 201.3.2 Additional Documents to be obtained from non-individuals 21I Corporate 21II Partnership firm 21III Limited Liability Partnership (LLP) 22IV Trust 23V HUF 25VI Unincorporated association or a body of individuals 26VII Banks/Institutional Investors 27VIII Foreign Institutional Investors (FIIs) 27IX Army/ Government Bodies 282
X Registered Society 281.3.3 Escrow Account 281.3.4 Depository account for unclaimed shares of listed 29companies1.3.5 CM Account 311.4 Additional requirements for special types of account 311.4.1 Promoter account 311.4.2 DR Account 311.4.3 Margin Account 311.5 Procedure to be followed if there are more than three holders 311.6 Commodity Account 331.7 Guidelines for Capturing details in DPM system 351.7.1 Capturing of PAN details 351.7.2 Capturing of local and correspondence address 361.7.3 Capturing of Bank details 371.7.4 Signature of Client 381.7.5 Standing Instruction 381.7.6 SMS flag 381.7.7 NRI (Repatriable/Non- Repatriable) account 391.7.8 Promoter account 401.7.9 DR Account 401.7.10 Margin Account 401.8 Information to KYC Registration Agency and Clients 411.8.1 Information to KYC Registration Agency 411.8.2 Information to Client 422. Change in demographic details 432.1 Change of address 432.2 Change of Signature 452.3 Change in status of Standing Instruction: 462.4 Change in bank details 473
Page 1: National Securities Depository Ltd.
Page 5 and 6: 1. Account Opening:1.1 General Guid
Page 7 and 8: II.bill/ Insurance Copy /Aadhaar Le
Page 9 and 10: VII.VIII.IX.For FII/sub account, Po
Page 11 and 12: above for list of documents which c
Page 13 and 14: point nos. 1.1.2 and 1.1.3], as POI
Page 15 and 16: Form. If ‘in-person’ verificati
Page 17 and 18: e operated by a natural guardian wi
Page 19 and 20: Client(s)", on the account opening
Page 21 and 22: general/specific approvals as may b
Page 23 and 24: IV.Trust: The procedure and documen
Page 25 and 26: (iv) Where the depository account w
Page 27 and 28: ody of individuals and operated by
Page 29 and 30: account after the same has been ver
Page 31 and 32: VII. The Participant should capture
Page 33 and 34: A, Mr. B, Mr. C & Mr. D, the accoun
Page 35 and 36: warehouse receipts will be same as
Page 37 and 38: "Beneficiary Address Local" (referr
Page 39 and 40: facility, the Participant should ca
Page 41 and 42: (a) Sub-type viz. "Margin Account"
Page 43 and 44: 2. Change in demographic details :2
Page 45 and 46: (b) Atleast one of the authorised s
Page 47 and 48: 2.4 Change in bank details:2.4.1 Pa
Page 49 and 50: (a) In case the entity is registere
Page 51 and 52: (d) In case of amalgamation/ scheme
Page 53 and 54:
2.7.4 After the changes are effecte
Page 55 and 56:
3.1.6 Nomination in respect of the
Page 57 and 58:
4.3 Suspend the accountfor debit an
Page 59 and 60:
guardian, which is/areto be process
Page 61 and 62:
Participants should ensure that the
Page 63 and 64:
Clarification by SEBI: Only interne
Page 65 and 66:
time. However, such revocation shal
Page 67 and 68:
6.3 If the application is not in or
Page 69 and 70:
APPLICATION FOR SHIFTING OF CLEARIN
Page 71:
21 Body Corporate Others22 Body Cor
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Master Circular on 'Account Opening' - Version 1 - NSDL

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