Master Circular on 'Account Opening' - Version 1 - NSDL

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Disclaimer: While every care has been exercised by NSDL in compiling the mastercircular out of the various circulars/guidelines issued by NSDL from time to time,NSDL does not warrant completeness or accuracy of information and disclaims allliabilities, losses and damages arising out of the use of this information. For anyspecific/latest information, Participants are requested to refer to the relevantcircular(s) issued by NSDL from time to time.Annexure I – Types and Sub-types for Corporate accounts wherechange of name can be effected in DPM SystemSr.No. Type Sub-Type1 FI Govt. sponsored FI2 FI SFC3 FI Others4 FI Govt. sponsored FI – Promoter5 FI SFC-Promoter6 FI Others-Promoter7 FII Mauritius Based8 FII Others9 FII DR10 Body Corporate Domestic11 Body Corporate OCB-Repatriable12 Body Corporate Govt.Companies13 Body Corporate Central Government14 Body Corporate State Government15 Body Corporate Co-operative Body16 Body Corporate NBFC17 Body Corporate Non-NBFC18 Body Corporate Broker19 Body Corporate Group Company20 Body Corporate Foreign Bodies70
21 Body Corporate Others22 Body Corporate OCB-NonRepatriable23 Body Corporate OCB-DR24 Body Corporate Foreign Bodies – DR25 Body Corporate Margin Account26 Body Corporate Domestic-Promoter27 Body Corporate Govt.Companies - Promoter28 Body Corporate Central Government - Promoter29 Body Corporate State Government - Promoter30 Body Corporate NBFC-Promoter31 Body Corporate Non-NBFC-Promoter32 Body Corporate Group Company - Promoter33 Body Corporate Foreign Body-Promoter34 Body Corporate Others-Promoter35 Body Corporate Co-operative Body - Promoter36 Body Corporate Foreign Venture Capital37 Body Corporate Domestic – DR38 Body Corporate Limited Liability Partnership39 Body Corporate Limited Liability Partnership - DR40 Mutual Fund DR41 Mutual Fund MF42 Bank Foreign Bank43 Bank Co-operative Bank44 Bank Nationalised Bank45 Bank Others46 Bank Others-Promoter47 Bank Nationalised Bank - Promoter48 Bank Foreign Bank - Promoter49 Bank Co-operative Bank - Promoter50 Trust71
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National Securities Depository Ltd.
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X Registered Society 281.3.3 Escrow
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1. Account Opening:1.1 General Guid
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II.bill/ Insurance Copy /Aadhaar Le
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VII.VIII.IX.For FII/sub account, Po
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above for list of documents which c
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point nos. 1.1.2 and 1.1.3], as POI
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Form. If ‘in-person’ verificati
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e operated by a natural guardian wi
Page 19 and 20: Client(s)", on the account opening
Page 21 and 22: general/specific approvals as may b
Page 23 and 24: IV.Trust: The procedure and documen
Page 25 and 26: (iv) Where the depository account w
Page 27 and 28: ody of individuals and operated by
Page 29 and 30: account after the same has been ver
Page 31 and 32: VII. The Participant should capture
Page 33 and 34: A, Mr. B, Mr. C & Mr. D, the accoun
Page 35 and 36: warehouse receipts will be same as
Page 37 and 38: "Beneficiary Address Local" (referr
Page 39 and 40: facility, the Participant should ca
Page 41 and 42: (a) Sub-type viz. "Margin Account"
Page 43 and 44: 2. Change in demographic details :2
Page 45 and 46: (b) Atleast one of the authorised s
Page 47 and 48: 2.4 Change in bank details:2.4.1 Pa
Page 49 and 50: (a) In case the entity is registere
Page 51 and 52: (d) In case of amalgamation/ scheme
Page 53 and 54: 2.7.4 After the changes are effecte
Page 55 and 56: 3.1.6 Nomination in respect of the
Page 57 and 58: 4.3 Suspend the accountfor debit an
Page 59 and 60: guardian, which is/areto be process
Page 61 and 62: Participants should ensure that the
Page 63 and 64: Clarification by SEBI: Only interne
Page 65 and 66: time. However, such revocation shal
Page 67 and 68: 6.3 If the application is not in or
Page 69: APPLICATION FOR SHIFTING OF CLEARIN
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Master Circular on 'Account Opening' - Version 1 - NSDL

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