APPENDIX G – Portfolio Holdings Disclosure RecipientsService ProvidersBased on the nature of the services provided to the Fund by the following Service Providers, each suchService Provider has access to the Fund’s portfolio holdings on a daily basis:• The Northwestern Mutual Life Insurance Company in its capacity as service provider to theFund and Mason Street Advisors, LLC• Mason Street Advisors, LLC in its capacity as investment adviser, and each of the subadvisers(with respect to the Portfolio(s) for which they provide services), for the Fund• JPMorgan Chase Bank, N.A., Mellon Bank, N.A. and Brown Brothers Harriman & Co. intheir capacity as custodians, and depositories utilized by the foregoing• RiskMetrics Group (formerly Institutional Shareholder Services, Inc.) in its capacity as proxyservice provider for Mason Street Advisors, LLC• SunGard Data System Inc. in its capacity as provider of Code of Ethics compliance services• FT Interactive Data Corporation and its subsidiaries, Bloomberg L.P., Reuters Group PLC andBear Sterns Pricing Direct Inc. in their capacity as provider of pricing services and, in the caseof Bloomberg L.P., order management and portfolio compliance services• Brown Brothers Harriman & Co. in its capacity as international fund accountant• FactSet Research Systems, Inc. and Lipper, Inc. in connection with conducting attributionanalyses on the Mason Street Advisors, LLC advised equity PortfoliosThe following Service Providers receive portfolio holdings information covering various periods, withvarying lag times, depending on the nature of the services provided to the Fund, as indicated below withrespect to each Service Provider:• The Fund’s directors and legal counsel to the independent directors, on a monthly andquarterly basis, generally within 20 days following the end of each such period• Pricewaterhouse Coopers LLP in its capacity as independent auditors for the Fund, at theFund’s semi-annual and annual periods, generally within two weeks following the end of theeach such period• Abel/Noser Corporation in connection with evaluating the quality and cost of trade executionof the Portfolio transactions for the Mason Street Advisors, LLC advised Portfolios, on amonthly basis, provided the day following the close of each such monthly period• Financial writers utilized to assist in the preparation of fund advertising and reportingmaterials, on a quarterly, semi-annual and annual basis, generally within one week followingthe end of each such period• Financial printers used to print advertising and regulatory materials, at the Fund’s semi-annualand annual periods, generally within four weeks following the end of each such periodB-144
Investment ProfessionalsThe following Investment Professionals have access to portfolio holdings information on an ongoingbasis, updated monthly, generally within one week following each month end:ABN AMROABG Sundal CollierAG Edwards & Sons, Inc.Agency Trading Group Inc.Alberts Investment Management Inc.Arbor ResearchAuerbach Grayson & Company, Inc.Banc of America Securities LLCBarclays Bank, PLCBB&T CorporationBears Stearns & Co., Inc.Blaylock & Partners, L.P.BMO Nesbitt BurnsBNP Paribas Securities Corp.Brean Murray, Carret & Co., LLCBroadPoint Capital Inc.Cantor FitzgeraldCarnegie Inc.Castleoak Securities LPCheuvreux SecuritiesCIBC World MarketsCitigroup Global Markets, Inc.CLSACraig-Hallum Capital Group LLCCredit Suisse First Boston, LLCCRT Capital Group, LLCDaiwa Securities America Inc.Davy SecuritiesDescap Securities, Inc.Deutsche Bank Securities Inc.Dresdner Kleinwort BensonE*TradeEnskilda SecuritiesESN North America Inc.Exane, Inc.First Albany Capital, Inc.First Analysis GroupFortis Securities. LLCFTN Financial Securities Corp.FTN Midwest Securities, Inc.Goldman Sachs Group, Inc.Greenwich Capital Markets, Inc.Guggenheim Capital Markets, LLCHandelsbanken Markets Securities, Inc.Harris Nesbitt Corp.HSBC Securities (USA) Inc.HVB Capital Markets, Inc.Ixis SecuritiesJanco Partners, Inc.JefferiesJPMorganKBC Financial PartnersKaufman Bros., L.P.Keefe Bruyette & Woods, Inc.Kepler SecuritiesLazard Capital MarketsLegg Mason Wood WalkerLehman BrothersLoop Capital MarketsMF Global Markets LimitedMacQuarie Securities USA, Inc.Maxcor Financial Group, Inc.McDonald Investments, Inc.Merrill Lynch & Co., Inc.Mesirow FinancialMiller Tabak Roberts Securities, LLCMizuho Securities USA, Inc.Morgan Keegan and Company, Inc.Morgan Stanley & Co., IncorporatedMurphy & DurieuNational Bank of CanadaNollenberger Capital Partners Inc.Nordic Partners, Inc.Oddo SecuritiesOff the Record ResearchRaymond James & Associates Inc.RBC Securities Financial GroupRedburn Partners LLPRobert W. Baird & Company Inc.Ryan Beck & Co.Sanford C. Bernstein Co., LLCSantander SecuritiesSG Americas Securities, LLCSimmons & Company InternationalSouthwest Securities, Inc.Stephens Inc.Stifel, Nicolaus & Company, Inc.Stone & Youngberg LLCSunTrust Robinson HumphreySwedbank First Securities, LLCThomas Weisel PartnersUBS Securities, LLCWachovia Capital Markets, LLCWilliam Blair & CompanyB-145
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APPENDIX F - Proxy Voting Policies
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stocks that make up that index. Str
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Interest rate swaps do not involve
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the Adviser or Sub-Adviser will not
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Forward Contracts. The Portfolios m
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principal amount as the call writte
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Options on Foreign Currencies. The
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securities. The issuers of the unde
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the former pools. However, timely p
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CMO residuals are generally purchas
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utilize the underlying assets may r
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include range floaters which are a
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par unless the price of the underly
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to changes in interest rates genera
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corresponding floaters. The underly
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A Portfolio will not enter into suc
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egulations. The presence of an issu
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Portfolio TurnoverPortfolio turnove
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The ability of the Portfolio to ach
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Advisors, LLC, in accordance with t
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OWNERSHIP OF SHARES OF THE FUNDAll
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on the next $50 million, 0.50% on t
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Independent Registered Public Accou
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Name of Portfolio 2008 2007 2006Int
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Broker High Yield Bond BalancedAsse
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and cost of trade execution of Port
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Effective April 30, 2008, the Fund
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TAXES AND DIVIDENDSEach Portfolio i
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APPENDIX A - Credit RatingsDescript
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F2Good credit quality. A satisfacto
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. Moody’s Commercial Paper (short
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Plus (+) or minus (-)The ratings fr
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APPENDIX B - Directors and Officers
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Name, Address, andYear of BirthDavi
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APPENDIX C - Ownership of Shares of
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SMALL CAP VALUE PORTFOLIOGeneral Ac
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APPENDIX D - Portfolio ManagersOthe
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PortfolioManager(s)FundRegisteredIn
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Compensation of Portfolio ManagersM
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management firms. Performance is pr
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Portfolio managers are eligible for
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PortfolioPortfolio Manager(s)Dollar
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