Yum! 2010 Annual Report

Proxy Statement
9MAR201101440694
individual has either sole or shared voting power or investment power and also any shares that the
individual has the right to acquire within 60 days through the exercise of any stock option or other right.
Beneficial Ownership
Number Options/SARS’s Deferral Additional
of Shares Exercisable Plans Total Underlying
Beneficially within Stock Beneficial Stock
Name Owned(1) 60 Days(2) Units(3) Ownership Units(4) Total
David C. Novak .......... 267,829 2,567,575 1,334,280 4,169,684 988,841 5,158,525
David W. Dorman ......... 36,227 15,716 0 51,943 5,255 57,198
Massimo Ferragamo ....... 44,488 25,098 43,131 112,717 24,337 137,054
J. David Grissom ......... 86,652(5) 20,710 2,055 109,417 0 109,417
Bonnie G. Hill ........... 0 20,416 11,961 32,377 12,168 44,545
Robert Holland, Jr. ....... 57,279 25,098 12,168 94,545 13,447 107,992
Kenneth G. Langone ...... 650,490(6) 5,240 17,561 673,291 20,236 693,527
Jonathan Linen .......... 14,438 15,716 0 30,154 25,447 55,601
Thomas C. Nelson ........ 0 7,845 0 7,845 25,300 33,145
Thomas M. Ryan ......... 19,755 24,654 1,712 46,121 24,861 70,982
Robert D. Walter ......... 51,830 2,936 0 54,766 12,752 67,518
Richard T. Carucci ........ 22,388(7) 476,762 0 499,150 121,953 621,103
Jing-Shyh S. Su ........... 278,361 988,378 0 1,266,739 246,408 1,513,147
Graham D. Allan ......... 428,226(8) 792,834 155,185 1,376,245 89,459 1,465,704
Scott Bergren ............
All Directors and Executive
Officers as a Group
11,255 170,208 9,866 191,329 128,580 319,909
(23 persons) ........... 2,043,119 7,067,748 1,722,298 10,833,165 2,287,874 13,121,039
(1) Shares owned outright. These amounts include the following shares held pursuant to YUM’s 401(k)
Plan as to which each named person has sole voting power:
Mr. Novak, 30,999 shares
all directors and executive officers as a group, 33,923 shares
(2) The amounts shown include beneficial ownership of shares that may be acquired within 60 days
pursuant to stock options and stock appreciation rights awarded under our employee or director
incentive compensation plans. For stock options, we report shares equal to the number of options
exercisable within 60 days. For SARs we report the shares that would be delivered upon exercise
(which is equal to the number of SARs multiplied by the difference between the fair market value of
our common stock at year-end and the exercise price divided by the fair market value of the stock).
(3) These amounts reflect units denominated as common stock equivalents held in deferred
compensation accounts for each of the named persons under our Directors Deferred Compensation
Plan or our Executive Income Deferral Program. Amounts payable under these plans will be paid in
shares of YUM common stock at termination of employment/directorship or within 60 days if so
elected.
(4) Amounts include units denominated as common stock equivalents held in deferred compensation
accounts which become payable in shares of YUM common stock at a time (a) other than at
termination of employment or (b) after March 1, 2010. For Messrs. Novak and Su, amounts also
include restricted stock units awarded in 2008 and 2010, respectively.
(5) This amount includes 26,000 shares held in IRA accounts.
(6) All shares are held in a margin account.
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