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1<br />

UTTAR PRADESH COMMUNITY<br />

MOBILISATION PROJECT<br />

The Proof is in the <strong>Process</strong><br />

Innovating the Self-Help Group Model to Impact Large-Scale Health Behavior<br />

Change and Service Delivery


2<br />

CREDITS<br />

Author:<br />

Michaela Partridge<br />

Graphic design & layout: RDD Design<br />

Publisher:<br />

RGMVP<br />

Publication Date: 2016<br />

Thank you to the <strong>UPCMP</strong> team and partners for sharing helpful insights,<br />

documentation and data. Also, this would not have been possible without the<br />

help of committed RGMVP staff, who organized events and key moments in<br />

the field for reflection and learning. And lastly, to the rural women of Uttar<br />

Pradesh, for whom this document seeks to recognize and benefit – may you<br />

continue to mobilize action with the same unwavering spirit that has inspired<br />

this great movement for change.


3<br />

ABOUT RGMVP<br />

Rajiv Gandhi Mahila Vikas Pariyojana (RGMVP) is a community-based flagship<br />

program that aims to reduce poverty and address social issues by activating<br />

the innate potential of women living in rural and marginalized sections of<br />

Uttar Pradesh, India.<br />

RGMVP has been operating in Uttar Pradesh since 2002, organizing women<br />

into Self-Help Groups (SHGs) to enhance their economic and social<br />

inclusion and also encourage them to demand their rights and<br />

entitlements from the government.<br />

RGMVP BELIEVES IN INNOVATION AND<br />

SCALE BY DOING THINGS DIFFERENTLY.<br />

WE ARE TRYING TO INSPIRE PEOPLE TO<br />

CHANGE THEIR MINDSET BY CHANGING<br />

THE TIME HORIZON AND THE DIRECTION<br />

OF THEIR INNATE ENERGY IN ORDER TO<br />

HELP THEM OVERCOME POVERTY AND<br />

EXCLUSION.<br />

Sampath Kumar, CEO<br />

ABOUT THIS DOCUMENT<br />

Going beyond mere micro-finance schemes, RGMVP has innovated the<br />

conventional SHG Model to emerge as a vibrant and inclusive system of<br />

leadership and holistic empowerment.<br />

The following document aims to capture the unique designs and<br />

processes built behind the RGMVP model, as they are made evident<br />

through implementation of the Uttar Pradesh Community Mobilization<br />

Project (<strong>UPCMP</strong>).<br />

<strong>UPCMP</strong> is a project funded by the Bill and Melinda Gates Foundation,<br />

in partnership with the Public Health Foundation of India, Population<br />

Council, Community Empowerment Lab and Boston University, Center<br />

for Global Health and Development.<br />

Through the activation of RGMVP’s SHG platforms, <strong>UPCMP</strong> has<br />

developed and successfully scaled-up a package of interventions to<br />

change health behaviors, improve delivery systems to reduce infant and<br />

maternal mortality rates.<br />

Since 2011, tremendous impacts have been felt across the state, in which<br />

hundreds of women have been able to turn life-saving knowledge into<br />

practice. The insights and data from this document seek to highlight<br />

these impacts, while also serving as a repository of information for<br />

development practitioners, researchers and academics who are<br />

interested in new approaches to large-scale health behavior<br />

change and improved service delivery.


CONTENTS<br />

Introduction......................................................................................................................6<br />

RGMVP Background .......................................................................................................7<br />

UPCM – The Project.......................................................................................................8<br />

Delivering Innovations ...................................................................................................7<br />

Critical Results & Milestones .........................................................................................7<br />

Lessons for the Future ....................................................................................................8<br />

Partner Organizations ....................................................................................................7<br />

Acronyms ..........................................................................................................................8


5<br />

INTRODUCTION<br />

Maternal health is closely linked to newborn survival. In India, where it is estimated that one woman dies of childbirth related complications every five <strong>min</strong>utes,<br />

we are hard-pressed to deter<strong>min</strong>e what strategies can actually ensure healthier behaviors and safer deliveries. Although facility births are increasing, the quality<br />

of care at birth, as well as the health information and networks available in rural areas, remains a major challenge. Many women still give birth at home, often in<br />

unsafe and unsanitary conditions, and rarely consult skilled health workers before or after delivery. As a result, many women and newborns needlessly die due<br />

to causes, which are largely preventable and treatable.<br />

EVERY FIVE MINUTES, AT LEAST<br />

ONE INDIAN WOMAN DIES DURING<br />

PREGNANCY AND CHILD BIRTH.<br />

World Health Organization, 2016<br />

Infant Mortality Rate<br />

Maternal Mortality Rate<br />

UP<br />

UP<br />

359<br />

292<br />

India<br />

India<br />

212<br />

178<br />

2010 2012 2007 - 20019 2010 -2012<br />

*Per 1,000 live births; Source: PIB<br />

*Per 100,000 live births; Source: PIB<br />

Health Indicators in Uttar Pradesh<br />

Uttar Pradesh (UP), India’s most populous state, persistently performs<br />

poorly on maternal mortality, reporting the maximum number of maternal<br />

deaths and Kerala the least 1 . A woman in UP has one in 42 lifetime risks of<br />

maternal death, where the probability is just one in 500 in Kerala 2 . Similarly,<br />

in the case of neonatal mortality, UP is among the top five high focus states,<br />

reporting 48 neonatal deaths per 1,000 live births 3 . UP also reports 95<br />

under-five deaths per 1,000 live births 4 , equivalent to one death for every<br />

13 school buses. Even more devastating is the fact that the majority of<br />

causes of death, like tetanus or diarrhoea, are largely preventable through<br />

vaccination or good hygiene.<br />

Limited Innovations Available<br />

Many private sector organizations are experimenting and innovating to<br />

address these challenges. Despite the existence of many proven life-saving<br />

interventions, there is still a dearth of community-based programs, which<br />

can take these interventions to scale rapidly and sustainably. Even where<br />

information is available, health seeking behaviors and barriers can often<br />

prevent women from adopting best practices, forcing many women to<br />

resort to high-risk behaviors 5 . Population Council heavily supported this<br />

reality in a landscape study in 2011 6 , stressing the need for Behavior Change<br />

Communication (BCC) strategies to address rural health barriers and shape<br />

demand for the adoption of preventative practices.


6<br />

COMMUNITY MOBILIZATION IS<br />

A CAPACITY BUILDING PROCESS<br />

THROUGH WHICH COMMUNITY<br />

MEMBERS, GROUPS AND<br />

ORGANIZATIONS PLAN, CARRY<br />

OUT AND EVALUATE ACTIVITIES<br />

IN A PARTICIPATORY, SUSTAINED<br />

WAY TO IMPROVE THEIR HEALTH<br />

AND OTHER CONDITIONS, EITHER<br />

THROUGH THEIR OWN INITIATIVE<br />

OR STIMULATED BY OTHERS 7 .<br />

Scope for Community Mobilization<br />

Most efforts to improve maternal and newborn health have focused on<br />

strengthening service delivery. And while improving access to, and quality<br />

of, important health services are essential, reducing maternal and newborn<br />

deaths also requires action at the community level. For this reason,<br />

Community Mobilization is recognized as a key intervention in the Global<br />

consensus on Reproductive, Maternal, Newborn and Child Health (RMNCH).<br />

Community Mobilization differs from, and can be more effective than, health<br />

education, as it aims to empower communities to change their situation. This<br />

involves an investment in people’s innate potential to become leaders, make<br />

decisions and take coordinated action to resolve health issues.<br />

Importance of Self-Help Groups<br />

In many rural communities in India, women have very few opportunities<br />

to improve their health or that of their families. Even where local health<br />

committees exist, they are often do<strong>min</strong>ated by community leaders or men,<br />

which can mean critical health issues affecting women and children falling<br />

to the wayside. Self-Help Groups (SHGs) provide the needed informal space<br />

to build on women’s interest in improving the health of their families and also<br />

have the capability of reaching the poorest and most marginalized women.<br />

Besides income benefits from small savings, SHGs encourage an exchange<br />

of ideas and information to identify problems and innovate as a collective to<br />

find solutions for overco<strong>min</strong>g economic, social and cultural barriers.


7<br />

Addressing The Problem<br />

In this context, RGMVP launched the Uttar Pradesh Community Mobilization<br />

Project (<strong>UPCMP</strong>) alongside a consortium of development practitioners,<br />

action-oriented researchers and behavior change experts to pilot and evaluate<br />

a unique model through social platforms. Partners include the Public Health<br />

Foundation of India (PHFI), Community Empowerment Lab (CEL), Population<br />

Council (PC) and the Centre for Global Health and Development (CGHD)<br />

at Boston University. With the generous support from the Bill and Melinda<br />

Gates Foundation, the project has revealed a promising, institutionalized and<br />

scalable social platform through which maternal, neonatal and child health<br />

interventions may be built upon.<br />

<strong>Process</strong> <strong>Document</strong> Objectives<br />

The present document seeks to capture the design and processes under<br />

<strong>UPCMP</strong> and articulate the deeper insights and explanations as to why and<br />

how positive results were achieved. It reflects on the various kinds of capacity<br />

building and health mobilization activities carried out, the process underlying<br />

these activities and the roles and responsibilities of individuals and groups to<br />

sustain the process. We hope to educate others about RGMVP and explain<br />

how it has innovated the conventional SHG model to expand and leverage<br />

its scope from mere micro-finance linked groups to vibrant and inclusive<br />

leadership building platforms with strong potential to impact family health<br />

outcomes at scale.<br />

1 UNICEF (2009). The State of the World’s Children:<br />

Maternal and Newborn Health.<br />

2 Ibid<br />

3 Registrar General of India (2016). SRS Survey 2014.<br />

4 Save the Children (2010). A Fair Chance at Life: Why<br />

Equity Matters for Child Mortality.<br />

5 Jenny Ruducha et al (2016). Who’s Advice Should I<br />

take? A Qualitative Study of Community Strengthening<br />

and Health Message Delivery in Rural UP. BU Centre<br />

for Global Health and Development.<br />

6 Population Council. Shaping Demand and Practices<br />

to Improve Family Health Outcomes: Designing a<br />

Behavior Change Communication Strategy in India.<br />

Uttar Pradesh ed. Vol. 1: Sage, 2012. Print.<br />

6 Population Council. Shaping Demand and Practices<br />

to Improve Family Health Outcomes: Designing a<br />

Behavior Change Communication Strategy in India.<br />

Uttar Pradesh ed. Vol. 1: Sage, 2012. Print.<br />

7 Howard-Grabman, Lisa et al. (2007). Demystifying<br />

Community Mobilization: An Effective Strategy to<br />

Improve Maternal and Newborn Health.


8<br />

RGMVP BACKGROUND<br />

THE HOLISTIC APPROACH<br />

Rajiv Gandhi Mahila Vikas Pariyojana (RGMVP) is the flagship program of<br />

the Rajiv Gandhi Charitable Trust (RGCT) based in UP. It was established in<br />

2002 to commemorate and take forward the vision of India’s former Prime<br />

Minister for the country’s development. Since its inception, RGMVP has<br />

helped to mobilize 1.4 million women and their families into SHGs. The<br />

edifice of RGMVP rests on the innate collective strength of these SHGs<br />

(consisting of 10-20 rural women) and their federations at village and blocks<br />

levels to act as social platforms to go beyond achieving financial well-being<br />

to address more urgent needs of health security and social awareness.<br />

UP ACCOUNTS FOR AN<br />

ESTIMATED 20% OF THE<br />

NATIONAL POVERTY AND 9%<br />

OF THE POVERTY WORLDWIDE.<br />

Three-Tier Institutional Model<br />

SHG<br />

SHG<br />

SHG<br />

SHG<br />

SHG<br />

VO<br />

VO<br />

VO<br />

BO<br />

SHG<br />

VO<br />

BO<br />

61<br />

53<br />

Self-Help Group<br />

Village Organization<br />

Block Organization<br />

359<br />

292<br />

47 A SHG consists of 10-20212<br />

women living in a neighbourhood who voluntarily<br />

42<br />

choose to form a group.<br />

178<br />

SHGs are federated into VOs, representing 150 to<br />

250 women, and then further federated into BOs, representing 5,000 to<br />

7,000 women.


9<br />

Service Delivery System<br />

These community-based institutions provide all marginalized women with a platform to unite<br />

based on gender and mutual concern, cutting across rigid lines of caste and religion, to mobilize<br />

their communities and its resources to better their lives. Serving as systematic platforms to help<br />

bridge the gap between government delivery systems and poor recipients, SHGs, VOs and BOs<br />

enable direct delivery of various services, including: access to health and nutrition entitlements;<br />

linkages with frontline health workers and departments; bank linkages; and various schemes to<br />

improve livelihoods, agriculture and education.<br />

Internal Social Capital<br />

RGMVP believes that the creation of well-being alone is not sufficient. While technical and<br />

sensitive support is provided to ensure SHG functioning for achieving financial inclusion, the<br />

process itself also identifies and nurtures a cadre of community level leaders, trainers and<br />

resource persons. This ever-expanding network of Internal Social Capital (ISC) is the key to<br />

sustaining RGMVP’s unique development model, as it is fully owned and managed by the<br />

community. This ensures a bottom-up and scalable approach, prioritizing local context and<br />

collective ownership as a means to address larger personal and social transformation.<br />

Institution & Capacity Building<br />

Ongoing training, counselling and support allow the community institutions to evolve alongside<br />

the women who manage them. As a continuous process, RGMVP and its partners invest in<br />

community leaders through various capacity building trainings on SHG concepts, as well as<br />

norms and management, which outline their roles and responsibilities. The more training an<br />

individual receives, the more capable she becomes in contributing to mobilization efforts.<br />

Sensitive support for women’s institutions at Village and Block levels help strengthen efforts to<br />

layer and direct the delivery of various services. This enables women’s institutions to strategically<br />

engage with the demand side while also working to make supply systems more accountable.<br />

CORE VALUES<br />

Unite<br />

Unite women in SHGs to collectively break<br />

barriers and plan for their futures<br />

Strengthen<br />

Strengthen SHG members through handholding<br />

support and capacity building<br />

Link<br />

Link SHGs and their families to existing<br />

structures of service delivery and resources<br />

Build<br />

Build social capital harnessing new<br />

information and creating support networks<br />

Grow<br />

Grow the SHG network by encouraging<br />

innovation and embracing volunteerism


10<br />

Layering Health Interventions<br />

The layering of health interventions and services in UP is especially critical considering the disproportionate number of neonatal and maternal deaths and<br />

malnutrition. This is compounded by poverty and constant financial burdens, leaving families helpless in the face of health emergencies. Regressive health<br />

practices and insufficient public health infrastructure further exacerbate the situation. In this regard, RGMVP operates as a strategic mechanism to connect<br />

the demand-supply bridge. Communities are seen not merely as recipients of care, but as powerful and informed health seekers, capable of demanding quality<br />

health services and improved access.<br />

RGMVP Expansion Map<br />

RGMVP has consistently expanded its outreach<br />

since its inception. As of December 2016, the<br />

project spans across 49 districts, including<br />

complete coverage of Bundelkund, the most<br />

underdeveloped region in the state.<br />

2006<br />

2011 2016<br />

3 33 49<br />

DISTRICTS DISTRICTS DISTRICTS<br />

Cumulative SHG Formation Progress<br />

Social Coverage<br />

1 5 000 0<br />

120 000<br />

900 0 0<br />

66,790<br />

88,806<br />

110,824<br />

130,167+<br />

1.3%<br />

OTHER 41.8%<br />

8.3%<br />

OTHER BACKWARD CASTE<br />

GENERAL<br />

6.2%<br />

MINORITY<br />

600 0 0<br />

37,217<br />

3 0 000<br />

0<br />

*As of Dec 2016; Source: RGMVP MIS<br />

2012 2013 2014 2015 2016<br />

40.8%<br />

SCHEDULED CASTE<br />

1.7%<br />

SCHEDULED TRIBE


11<br />

UPCM – THE PROJECT<br />

Project Goal: To improve Reproductive, Maternal, Neonatal and Child health by strengthening the management of behavior change through women’s social<br />

platforms<br />

Project Objectives:<br />

1. To increase adoption of evidence-based, high impact family health behaviors through SHGs to reach the poor<br />

2. To scale up evidence-based, high impact health behaviors and effective strategies to improve access to health services<br />

The Uttar Pradesh Community Mobilization Project (<strong>UPCMP</strong>) was launched<br />

as a four-year initiative (2012-2016) to further RGMVP’s commitment to<br />

improve health conditions among the poor. What has emerged is a unique<br />

Health Behavior Change model with strong potential to reduce maternal and<br />

newborn deaths at scale, which could indeed be replicated in some of the<br />

poorest communities in India. The following section, based on the experience<br />

of <strong>UPCMP</strong>, aims to describe this model at length – taking the reader through<br />

its participatory learning and action cycle, owned and operated by local<br />

women leaders.<br />

The principle objective of <strong>UPCMP</strong> is to reduce neonatal mortality by<br />

developing and scaling up a package of family health interventions, while<br />

also working to strengthen community management of Behavior Change<br />

Communications (BCC). Utilizing the SHG platform to identify target women<br />

and impart information on Reproductive, Maternal, Neonatal and Child Health<br />

(RMNCH), the project seeks to inculcate knowledge, strengthen skills and<br />

invite families to adopt better behavioral practices for safer pregnancies,<br />

newborn care and child health. Work with SHGs is complemented by efforts<br />

to strengthen health services and improve linkages with health systems.<br />

In line with RGMVP’s main operating strategy, <strong>UPCMP</strong> embraces a<br />

participatory learning and action cycle to identify and prioritize problems<br />

facing target women, and then mobilize action to address them. The<br />

process depends on SHG functioning, committed mobilisers and local<br />

health workers, active communication between SHGs and VOs and<br />

continuous capacity building and community support for measuring<br />

progress and impact. This section will reveal that the proof is in the process.<br />

When all cogs work together to activate SHGs, the results can indicate<br />

tremendous improvement in family health behaviors and increased access<br />

to life-saving health services.<br />

<strong>UPCMP</strong> EMBRACES A PARTICIPATORY LEARNING AND ACTION CYCLE TO IDENTIFY AND<br />

PRIORITIZE PROBLEMS...AND THEN MOBILIZE ACTION TO ADDRESS THEM.


12<br />

ORIENTATION OF RESULTS & ACTIVITIES<br />

To attain <strong>UPCMP</strong> objectives, some good results have been identified. These results specifically relate to the activities carried out under the project and can<br />

be stated in the following manner:<br />

RESULT 1<br />

RESULT 2<br />

RESULT 3<br />

RESULT 4<br />

Strengthened capacities of women’s<br />

institutions and individuals to<br />

mobilize rural communities and<br />

its resources to adopt preventative<br />

health practices.<br />

Under this result, various capacity<br />

building trainings and knowledge<br />

transfer activities are carried out<br />

in addition to continued SHG<br />

formation and nurturing.<br />

Increased awareness and knowledge<br />

about RMNCH behaviors and<br />

increased capacity to demand quality<br />

health services and<br />

improved access.<br />

Under this result, various BCC,<br />

awareness-raising and mobilization<br />

activities were carried out in addition<br />

to important linkages with supply<br />

side interventions.<br />

Enhanced coordination,<br />

collaboration and information<br />

exchange for the sustainability of<br />

BCC activities through consultative<br />

and participatory processes and<br />

advice networks for support.<br />

Under this result, the coordination<br />

with community stakeholders,<br />

women’s institutions and local<br />

health care workers are carried out.<br />

Selected community volunteers<br />

assisted in collecting and measuring<br />

outcomes related to knowledge<br />

and practices among the target<br />

population.<br />

Under this result, two rounds of<br />

community-managed Lots Quality<br />

Assurance Sampling (LQAS) was<br />

implemented to track and improve<br />

the quality of the process.<br />

INNOVATIONS<br />

Result 1<br />

Result 2<br />

Result 3<br />

INSTITUTION & CAPACITY BUILDING<br />

BEHAVIOR CHANGE MANAGEMENT PACKAGE<br />

PEER-TO-PEER PROPAGATION CYCLE<br />

Key innovations and activators<br />

for achieving these results at<br />

scale are further explained<br />

on page 20, in the section<br />

‘Delivering Innovations’.<br />

Result 4<br />

COMMUNITY-BASED MONITORING & EVALUATION


13<br />

UPCM STRATEGIC FRAMEWORK<br />

VISION<br />

Project Area<br />

To enable transformative health behavior change for safer pregnancies, newborn care and child health<br />

MISSION<br />

why?<br />

how?<br />

for whom?<br />

33<br />

DISTRICTS<br />

UP is among the poorest states in India<br />

and significantly lags behind in maternal,<br />

neonatal and child health care indicators<br />

By utilising existing SHG platforms and<br />

network to identify target women and<br />

disse<strong>min</strong>ate RMNCH information<br />

Pregnant Women, Recently<br />

Delivered Women and Mothers<br />

of Children (age 0-2 years old)<br />

HEALTH PACKAGE<br />

Maternal Health<br />

• Identification of danger signs & referral<br />

• Complication Readiness Plan<br />

• Family planning methods i.e. birth spacing<br />

• Promotion & facilitation of ANC/PNC<br />

Neonatal Health<br />

• Thermal Care<br />

• Exclusive Breastfeeding<br />

• Prevention of infection<br />

• Identification of danger signs & referral<br />

Child Health<br />

• Routine Immunization<br />

• Pneumonia Management<br />

• Diarrhea Management<br />

• Complimentary feeding practices<br />

4,500<br />

VILLAGES<br />

FOCUS AREAS<br />

1<br />

2<br />

3<br />

4<br />

120<br />

BLOCKS<br />

SHG formation<br />

& strengthening<br />

Capacity building<br />

training on RMNCH<br />

Diffusion of<br />

RMNCH knowledge<br />

Linkages with<br />

local health system<br />

Target geographies<br />

STRATIGIES<br />

IDENTIFICATION<br />

OF TARGET<br />

WOMEN<br />

COMMUNITY<br />

MOBILIZATION<br />

& DEMAND<br />

CREATION<br />

INTERACTION<br />

WITH TARGET<br />

WOMEN DURING<br />

MEETINGS<br />

ATTACH A SHG<br />

MEMBER TO<br />

TARGET WOMAN<br />

HOME VISIT<br />

TO RECENTLY<br />

DELIVERED<br />

WOMEN<br />

• 6.8 Million Population<br />

• 1.1 Million Households<br />

• 75,000 SHGs<br />

• 5,100 Villages<br />

• 120 Blocks


14<br />

MOBILISING ACTION: KEY ACTORS<br />

Frontline Health Workers<br />

Frontline health workers in India are divided into the three primary groups. These include Accredited Social Health Activists (ASHAs), Auxiliary Nurse Midwives<br />

(ANMs) and Anganwadi Workers (AWWs). Together, they are known as AAA. The scope of their work may vary across states, depending on community needs<br />

and priorities of the various state governments. However, their roles are deeply intertwined at the community level.<br />

Accredited Social Health Activists<br />

Auxiliary Nurse Midwives<br />

Anganwadi Workers<br />

There are approximately 890,000 ASHAs across<br />

India, primarily making home visits to pregnant<br />

women and women who recently delivered.<br />

These home visits are designed mainly for health<br />

promotion and preventive care on topics such<br />

as nutrition, basic sanitation, birth preparedness,<br />

safe delivery and breast-feeding and essential<br />

newborn care. ASHAs do not receive a salary,<br />

but are financially incentivized to ensure and<br />

maintain records indicating that pregnant women<br />

receive antenatal care, encouraging institutional<br />

deliveries and for supporting healthy behaviors.<br />

This cadre was established under the National<br />

Rural Health Mission (NRHM) of India’s Ministry<br />

of Health and Family Welfare.<br />

ANMs are full-time government employees who<br />

manage the operations and service delivery at<br />

primary health centers or sub-centers 8 . They<br />

also lead home visits of pregnant and recently<br />

delivered women when required. As of March<br />

2011, there were approximately 208,000 ANMs<br />

working in these centers across the country 9 . A<br />

main objective of NRHM is to reduce maternal<br />

and neonatal mortality rates by increasing<br />

the number of skilled providers supporting<br />

institutional deliveries. For this, many efforts<br />

are being made to continuously train ANMs to<br />

become “certified” Skilled Birth Attendants 10 . Like<br />

the ASHAs they supervise, ANMs are managed by<br />

the Ministry of Health and Family Welfare.<br />

The AWWs manage nutrition and early child<br />

development programs in their communities.<br />

They also manage centers as distribution points<br />

for rations for pregnant women, lactating<br />

mothers and families with adolescent girls and<br />

children below age 6 11 . As part of their role,<br />

AWWs weigh each child under the age of 5 at<br />

least once a month, record the results during<br />

either a home visit or at the center, conduct<br />

health check-ups and identify children that<br />

require a referral to a primary health center or<br />

sub-center for immediate medical attention. In<br />

2012, there were 1.3 million AWWs in position 12 .<br />

AWWs work closely with ASHAs and ANMs. The<br />

team of AWWs is managed by the Ministry of<br />

Women and Child Development.<br />

8 Population Council (2012). Providing maternal and newborn health services: Experiences of Auxiliary Nurse Midwives in Rajasthan.<br />

9 Government of India (2011). Manpower at Sub-Centres and Primary Centres. Data Portal India.<br />

10 USAID and New Delhi: Intrahealth International (2012). Improving Skilled Birth Attendance in Jharkhand. Washington.<br />

11 Ibid.<br />

12 Ibid.


15<br />

RGMVP Health Mobilizers<br />

RGMVP has deployed a cadre of dedicated community volunteers to mobilize action across UP. The volunteers are regularly trained and educated on existing,<br />

new and upco<strong>min</strong>g government interventions as well as life-saving RMNCH information and practices. The collective strength of health mobilizers and SHGs<br />

creates an advocacy channel to strengthen supply side interventions and also generate demand for women’s rights and entitlements.<br />

Internal Social Capital<br />

Meeting Sakhis<br />

Community Resource Development Institutions<br />

RGMVP ISC are the key to ensuring RGMVP’s<br />

bottom-up mobilization approach. ISC are<br />

identified and trained to lead health discussions<br />

during SHG meetings, identify target women<br />

at the Village Level and use the ISC tool-kit for<br />

effective implementation at the SHG level. As<br />

part of their tool-kit, ISC fill health registrars to<br />

record and track the progress of target women.<br />

During meetings, ISC show health videos and<br />

also facilitate the use of various communication<br />

materials. Lastly, ISC engage with Panchayati Raj<br />

Institutions and Panchayat health committees<br />

to ensure support in identifying and<br />

disse<strong>min</strong>ating health messages through village<br />

level meetings. To date, 1,200 MS’s have been<br />

trained and mobilized.<br />

In 2014, RGMVP developed the MS strategy<br />

to fill the last mile gap. It was found that<br />

health outcomes were closely linked to group<br />

functioning. Thus, the MS strategy aimed to<br />

deepen the process of vertical expansion by<br />

not only leading health mobilization activities,<br />

but also ensuring active participation in, and<br />

proper functioning of, SHG meetings. The MS<br />

is responsible for attending SHG meetings,<br />

ensuring member contribution and helping<br />

SHGs uphold core principles. In addition,<br />

they impart RMNCH information, co-facilitate<br />

SHGs in identifying target women and ensure<br />

representation of SHG members in VO<br />

meetings. As of December 2016, 5,081 MS’s<br />

have been mobilized.<br />

CRDIs are made up of unique teams of rural<br />

women with first hand SHG experiences and<br />

success stories. Perfor<strong>min</strong>g the role of leaders,<br />

mentors and co-facilitators, CRDI members are<br />

extremely instrumental in scaling up RGMVP<br />

processes and interventions. Eight Community<br />

Resource Development Centers (CRDCs)<br />

serve as constructive incubation units for CRDI<br />

women to receive training and assimilate key<br />

concepts, ideas and techniques. With necessary<br />

training ranging from MNCH health practices<br />

and identification of issues to data collection<br />

and reporting, CRDI members are equipped with<br />

the relevant skills to internalize, practice and<br />

diffuse critical health messages and empower<br />

their communities.


16<br />

OPERATIONAL STRATEGIES<br />

Identification of<br />

Target Women<br />

The most fundamental<br />

activity for <strong>UPCMP</strong> is to<br />

continuously work to identify<br />

target women (pregnant,<br />

recently delivered or mothers<br />

of children aged 0-2 years).<br />

The introduction of Dayara<br />

Mapping has been especially<br />

helpful in accelerating this<br />

process. The unique method<br />

encourages SHG members to<br />

visit at least five households<br />

in their neighbourhood to<br />

identify target women and<br />

accordingly report back to the<br />

SHG with a list. After compiling<br />

the collective lists of target<br />

women within the SHG, the<br />

concerned MS then shares it<br />

with AAA at the VO level. With<br />

an average of 10-20 members<br />

per group, the method has<br />

the potential to cover over 50<br />

households.<br />

Community Mobilization<br />

& Demand Creation<br />

1 2 3<br />

In a large-scale project, it is<br />

especially difficult to sustain<br />

outreach to communities<br />

with messages that are<br />

standardized, accurate and<br />

effective. <strong>UPCMP</strong> has therefore<br />

carried out a range of strategic<br />

mobilization activities, relevant<br />

to every stage of the process.<br />

From initial invitations to<br />

attend general body meetings<br />

and events with local<br />

health workers to periodic<br />

health video screenings<br />

and awareness campaigns,<br />

activities are designed to<br />

provide as many opportunities<br />

to engage target women<br />

as possible. With increased<br />

exposure to interventions, the<br />

aim is inspire collective action<br />

for women to demand quality<br />

health services and improved<br />

access.<br />

Interaction with Target<br />

Women During Meetings<br />

Iterative interactions<br />

with target women take<br />

place during SHG and<br />

VO meetings to increase<br />

awareness and identify<br />

danger signs among the<br />

pregnant women and<br />

newborns. Meetings focus<br />

on sharing messages,<br />

which promote safe health<br />

practices, such as Kangaroo<br />

Mother Care (KMC) or<br />

Skin-to-Skin thermal care,<br />

exclusive breastfeeding and<br />

clean cord care. In addition,<br />

meetings provide immediate<br />

assistance to target women<br />

for preparing a complication<br />

readiness plan. Backed<br />

by SHG and VO support,<br />

women are able to seek<br />

out services and additional<br />

information with confidence<br />

and authority.<br />

Dayara Mapping enables<br />

early identification of target<br />

women within communities<br />

and allows for opportunities<br />

to build relationships with<br />

target women and their<br />

household influencers to<br />

promote healthy behaviors<br />

and improve family health<br />

outcomes. Results indicate<br />

a major consolidation of<br />

efforts, in which the initiation<br />

of Dayara Mapping along<br />

with the MS strategy has<br />

greatly accelerated the<br />

mobilization process.


17<br />

Attach a SHG Member<br />

to Target Women<br />

4 5<br />

When a target woman is<br />

identified (either through<br />

Dayara Mapping or<br />

otherwise), designated MS or<br />

ISC simultaneously work to<br />

link her with a SHG member<br />

for continuous support.<br />

This connection aims to<br />

reinforce health messages<br />

as well as provide emotional<br />

and social support to the<br />

women before, during and<br />

after pregnancy. The SHG<br />

member is responsible for<br />

facilitating increased uptake<br />

of antenatal care (ANC) and<br />

postnatal care (PNC) services;<br />

providing basic health and<br />

nutrition advice; and ensuring<br />

that the mother, newborn<br />

and family influencers are<br />

connected to the health<br />

information pipeline.<br />

Home Visit to Recently<br />

Delivered Women<br />

Postnatal home visits to<br />

SHG and non-SHG women<br />

are critical to <strong>UPCMP</strong> in<br />

reinforcing the use of best<br />

practices in RMNCH. As<br />

a mandate of the project,<br />

home visitations with an<br />

ASHA are conducted on<br />

the first, third and seventh<br />

day after delivery. This<br />

is to order to ensure the<br />

initiation of breastfeeding,<br />

Skin-to-Skin thermal care<br />

and to also offer additional<br />

counselling and sensitive<br />

support. Recorded on a<br />

monthly basis at the VO<br />

level, home visits not only<br />

indicate the efficacy of<br />

health layering, but also<br />

attest to the successful<br />

diffusion of information<br />

beyond the SHG fold.<br />

TRAINING RESOURCES<br />

Posters<br />

Posters on issues help participants to easily understand and<br />

identify issues, such as danger signs during pregnancy<br />

Flash Cards<br />

Flash Cards are extremely useful during group exercises to<br />

help participants clearly identify and collectively discuss<br />

Pocket Chart<br />

Pocket charts offer participants a chance to learn about issues<br />

by sorting ‘good’ and ‘bad’ behaviors displayed on cards<br />

Fact Sheets<br />

Region-specific fact sheets provide detailed information on<br />

SHG membership, maturity and geographic coverage<br />

Mapping Checklist<br />

Check-lists at the VO level encourage members to<br />

collectively identify health facilities in each village<br />

KMC Video<br />

The short narrative of a recently delivered woman highlights<br />

the benefits of Kangaroo Mother Care to enhance knowledge<br />

Visual Mapping<br />

Encourages the use of pictures and embraces an individual’s<br />

memory power to replicate models for imparting knowledge


18<br />

HEALTH MOBILIZATION ACTIVITIES<br />

INVITE<br />

WATCH<br />

MEET<br />

Welcome/Congratulations Letters<br />

As part of the mobilization strategy, official<br />

“Welcome” or “Congratulations” letters (‘Badhai/<br />

Subhkmana Sandesh’) from the VO are handdelivered<br />

to the identified pregnant or recently<br />

delivered women. These letters helps to break the<br />

ice with the women and provides an opportunity to<br />

cordially invite them to attend a SHG meeting for<br />

discussions on health. The gesture not only allows<br />

for an emotional connection, but also encourages<br />

women to ask immediate questions and testifies to<br />

the support from the VO. The letters also contain<br />

valuable heath tips, which benefit the entire family.<br />

Health Video Screenings<br />

Also as part of the strategy, health video screenings<br />

are organized to educate women and their families<br />

about maternal, neonatal and child health. These<br />

screenings have proven to be a powerful medium<br />

for diffusing health messages at scale. Audiovisual<br />

instantly engages one’s curiosity, overcomes<br />

obstacles of illiteracy and most importantly, merges<br />

key messages with a relatable cultural narrative. In<br />

rural areas where oral traditions do<strong>min</strong>ate, health<br />

video screenings show every sign of being able<br />

to enhance community health knowledge and<br />

encourage positive decision-making.<br />

Community Meetings<br />

‘Aam Sabha’, ‘Purva’ (hamlet) and Night meetings<br />

are critical for community mobilization and the<br />

widespread diffusion of health messages. Meetings<br />

are held in every local governing body or Gram<br />

Panchayat (GP), and are organized and facilitated<br />

by RGMVP ISC to ensure and maximize attendance.<br />

Participants include SHG members, non-SHG<br />

members and AAA as well as the village head or<br />

Pradhan. Discussion topics cover core beliefs and<br />

strategies, rights-based entitlements, and various<br />

health messages and information about linkages<br />

with government services and facilities.<br />

Additional leaflets and IEC material, including<br />

the monthly newsletter ‘Samara Sangathan’<br />

is distributed as a way to connect with target<br />

women and bring them under the fold.<br />

Small, easy-to-use and PICO projectors have<br />

enabled smooth operating for ISC, creating a<br />

sustainable method for information sharing<br />

across the project area.<br />

‘Aam Sabha’ (general body SHG meetings) have an<br />

especially high impact, as they offer a collective<br />

learning experience where a maximum number<br />

of people can attend.


19<br />

FOCUS AREAS<br />

CELEBRATE<br />

Village Baby Showers<br />

‘Goadh Bharai’ (Baby Shower) events, traditionally<br />

held among family and friends to celebrate a<br />

woman’s pregnancy, have been transformed under<br />

<strong>UPCMP</strong> to impact entire communities. MS’s and<br />

other trained community leaders have utilized<br />

these occasions as opportunities to engage directly<br />

with pregnant women and their families to spread<br />

critical health messages and provide access to<br />

vaccination and nutritional information, care and<br />

services. AAA as well as the village Pradhan can<br />

attend the events and collectively work together to<br />

establish linkages and encourage behavior change.<br />

A plate of essential food groups along with iron<br />

tablets is a typical gift for expecting mothers,<br />

setting in motion a chain of healthy habits for<br />

themselves and their baby.<br />

CONNECT<br />

Village Health & Nutrition Day<br />

Village Health and Nutrition Day (VHND) is an<br />

important point of convergence for <strong>UPCMP</strong>,<br />

interfacing between target women and the health<br />

system. ISC, MS and the VO work in tandem with<br />

AAA and PRIs to organize subsequent events.<br />

This helps to optimize results and ensure the<br />

attendance of target women. On the VHND,<br />

women can interact freely with the AAA and<br />

obtain basic services, like vaccinations and iron<br />

tablets, and important health information. VHNDs<br />

also provide on-site counselling and support for<br />

creating demands for better health services.<br />

The coordination between MS, ISC, AAA and<br />

PRI representatives in arranging VHNDs can<br />

bring about dramatic changes in the way people<br />

perceive health and health care practices.<br />

Maternal Health<br />

• Antenatal Care Practices<br />

• Women’s Contact with AAA & SHG<br />

During Pregnancy<br />

• Complication of Delivery Preparedness<br />

• Institutional Delivery<br />

• Postnatal Stay at Facility<br />

• Knowledge of Pregnancy Danger Signs<br />

• Uptake of IFA Tablets<br />

• Complications During or After Delivery<br />

• Postnatal Care for Mothers<br />

• Family Planning i.e. Birth Spacing<br />

Newborn & Child Health<br />

• Initiation of Breastfeeding<br />

• Kangaroo Mother Care & Delayed Bathing<br />

• Clean Cord Care<br />

• Newborn Danger Signs & Complications<br />

• Exclusive Breastfeeding<br />

• Complimentary Feeding of Children<br />

• Age Appropriate Immunization<br />

• Identification of Pneumonia Symptoms<br />

• Management of Diarrhoea through<br />

ORS/Zinc


20<br />

1.<br />

INSTITUTION<br />

& CAPACITY<br />

BUILDING<br />

DELIVERING<br />

INNOVATIONS<br />

RESULT 1<br />

Strengthened capacities of women’s<br />

institutions and individuals to<br />

mobilize rural communities and<br />

its resources to adopt preventative<br />

health practices.<br />

Under this result, various capacity<br />

building trainings and knowledge<br />

transfer activities are carried out<br />

in addition to continued SHG<br />

formation and nurturing.<br />

-<br />

Achieving better health outcomes<br />

require a boost of resources as<br />

well as adequate local capacity to<br />

use those resources effectively.<br />

Capacity building is critical to<br />

sustaining health outcomes and<br />

encouraging self-reliance/reducing<br />

reliance on external assistance.<br />

Thus, <strong>UPCMP</strong> seeks to strengthen<br />

individual capacity as well as the<br />

social platforms used to implement<br />

RMNCH initiatives. It is in this dual<br />

focus that the project has been able<br />

to continuously improve processes,<br />

devise new solutions and sustain<br />

outreach among target populations.<br />

KEY ACTIVATORS<br />

SHG Formation & Nurturing<br />

No problem exists in isolation.<br />

While maternal mortality may be<br />

attributed to lack of awareness and<br />

advice networks, lack of economic<br />

resources and sustainable livelihoods<br />

are also major factors. For this<br />

reason, RGMVP is relentless in<br />

its efforts to continuously form<br />

and nurture SHGs to eventually<br />

become institutionalized and selfreliant.<br />

Once emboldened with the<br />

necessary support, SHGs can begin<br />

their own journeys of transformation<br />

through livelihood enhancement,<br />

income generating activities, credit<br />

utilization, and preparation of Family<br />

Investment Plans.<br />

Inclusive Learning: V-Maps<br />

Women’s low educational status<br />

limits their access to health<br />

information. Women also have<br />

fewer opportunities to interact<br />

with sources or providers of<br />

information. In addition, the<br />

gendered socialization of women<br />

and girls discourages learning<br />

about sexuality and reproduction.<br />

Together, these barriers place<br />

women at an extreme disadvantage<br />

in recognizing symptoms of health<br />

problems, and therefore, delaying<br />

health-care seeking. Visual Mapping<br />

or hand-drawn ‘V-Maps’ help to<br />

counter information leakages, ensure<br />

social inclusion and speed up the<br />

mobilization process.<br />

V-Maps include:<br />

• Best maternal, neonatal<br />

and child health practices<br />

• Visions for family’s prosperity<br />

• Rights and entitlements<br />

• Ways to take action and<br />

mobilize others


21<br />

Training Of Trainers<br />

As a continuous effort to roll out new activities and<br />

keep pace with existing activities, various capacity<br />

building training programs are conducted in a<br />

cascading manner. The source of information<br />

or training first passes through the Program<br />

Management Office (PMO). This initiates<br />

the Training of Trainers (TOT) process<br />

enabling messages to flow downward<br />

with the ultimate goal of reaching<br />

target women. While sometimes<br />

specific to the individual’s roles<br />

and responsibilities, training is<br />

designed to equip all mobilizers<br />

with the relevant and<br />

necessary skills to be able<br />

to internalize, practice and<br />

diffuse critical messages<br />

to other members<br />

of the community,<br />

especially non-<br />

SHG members.<br />

INFORMATION SOURCE<br />

PMO<br />

CRDC<br />

BO<br />

VO<br />

SHG<br />

TARGET WOMEN<br />

RPO<br />

CRDI<br />

MS<br />

ISC<br />

SHG<br />

MEMBER<br />

The TOT structure<br />

is a major crux of<br />

information flow for<br />

<strong>UPCMP</strong>, ensuring<br />

that critical health<br />

messages reach<br />

target women.


22<br />

2.<br />

BEHAVIOR<br />

CHANGE<br />

MANAGEMENT<br />

MODEL<br />

DELIVERING<br />

INNOVATIONS<br />

RESULT 2<br />

Increased awareness and knowledge<br />

about RMNCH behaviors and<br />

increased capacity to demand<br />

quality health services and<br />

improved access.<br />

Under this result, various BCC<br />

awareness-raising and mobilization<br />

activities were carried out in<br />

addition to important linkages<br />

with supply side interventions.<br />

-<br />

<strong>UPCMP</strong> has emerged as a<br />

unique Health Behavior Change<br />

Management Model. As a fluid<br />

process, health messages are<br />

received through ToT from<br />

CRDI members and then<br />

further disse<strong>min</strong>ated to target<br />

populations through SHGs. Roles<br />

and responsibilities of ISC are<br />

allocated at different levels, while<br />

continuous institution and capacity<br />

building takes place. As a result,<br />

an information pipeline is secured,<br />

important government linkages are<br />

made and a sustained structure for<br />

quality interaction is established.<br />

KEY ACTIVATORS<br />

Pipeline Strategy for Information Flow<br />

As previously described, a number of periodic outreach activities – leaflets on<br />

RMNCH issues, VO letters, etc. – have been conducted to motivate and inform<br />

target women and their family members. As a starting point for diffusion, all<br />

information passes through BO level meetings, where VO representatives and<br />

critical mobilisers first learn of their importance. Information is then shared<br />

during VO meetings, attended by SHG representatives who then impart the<br />

information to their individual SHGs. Thereby, ensuring that the information<br />

reaches target women and households.<br />

INFORMATION<br />

BO<br />

VO<br />

SHG<br />

TARGET WOMEN


23<br />

Demand-Supply Linkages & Interaction<br />

1. BMGF Technical Support Unit<br />

While SHGs are responsible for continuous health layering through regular<br />

awareness and orientation programs, synergy with the BMGF Technical<br />

Support Unit (TSU) provides an added advantage for securing linkages.<br />

TSU is supporting the UP government to improve the quality of services<br />

and supplies at government facilities. Its work overlaps 26 blocks of the<br />

<strong>UPCMP</strong> area. BO level interface meetings between TSU and <strong>UPCMP</strong> staff<br />

have helped to provide better access to services and supplies from frontline<br />

workers and also usher support from government officials at Block and<br />

District levels.<br />

2. Overlapping Health Initiatives<br />

Government-sanctioned and pre-existing projects have created much<br />

added value and indirect impacts to <strong>UPCMP</strong>. For example, the<br />

Thrive Network, formerly known as Embrace, is mandated by the<br />

government to provide baby warmers to rural communities. In<br />

2015, the involvement of GAIN across 50 Blocks was another<br />

major contribution, as it focused on spreading information<br />

about child health practices and nutrition. Another key factor<br />

was the involvement of the IDEAS team from the LSH, who<br />

conducted a study to identify key innovations for scaling up.<br />

3. Village Health Sanitation & Nutrition Committee<br />

One of the key elements of the National Rural Health Mission is the<br />

Village Health, Sanitation and Nutrition Committee (VHSNC). As the name<br />

suggests, this committee is expected to take collective action on issues<br />

related to health and its social deter<strong>min</strong>ants at the village level. Since<br />

2005, VHSNCs have been set up at the village level (within the Panchayat)<br />

across states. This has meant considerable convergence between VOs<br />

and supply side interventions, providing the required support for women’s<br />

institutions to emerge as vibrant platforms to improve the health status of<br />

their communities.<br />

3. Village Organization Health & Gender Committees<br />

The Health and Gender Committee (HGC) is one of five important<br />

committees organized within the VO. HGCs works in tandem with<br />

the VHSNC (above) in cross-cutting health issues and strengthening<br />

interventions. Members are co-opted to become a part of the VHSNC within<br />

the Panchayat and are also encouraged to actively participate in Gram Sabha<br />

meetings to push the agenda on health issues raised within the VO, such<br />

as improved functioning of health providers, promotion of VHNDs, greater<br />

support to local health workers and ensuring access and use of quality<br />

equipment and supplies.<br />

INTERFACE MEETINGS HAVE HELPED TO PROVIDE BETTER ACCESS TO SERVICES AND<br />

SUPPLIES FROM FRONTLINE WORKERS AND GOVERNMENT OFFICIALS.


24<br />

3.<br />

PEER-TO-PEER<br />

PROPAGATION<br />

CYCLE<br />

DELIVERING<br />

INNOVATIONS<br />

RESULT 3<br />

Enhanced coordination,<br />

collaboration and information<br />

exchange for the sustainability of<br />

BCC activities through consultative<br />

and participatory processes and<br />

advice networks for support.<br />

Under this result, coordination with<br />

community stakeholders, women’s<br />

institutions and local health care<br />

workers are carried out.<br />

-<br />

The Peer-to-Peer Propagation<br />

Cycle of knowledge diffusion under<br />

<strong>UPCMP</strong> has developed from an<br />

organic and participatory process<br />

of communicating. Local health<br />

workers, RGMVP ISC, women’s<br />

institutions and various external<br />

stakeholders all act as important<br />

cogs in the wheel to impact family<br />

health outcomes. No role is more<br />

important than another. United by a<br />

common goal, individuals perform<br />

their duties, report conditions to<br />

required Village and Block levels,<br />

and consistently collaborate with<br />

one another to collectively share,<br />

organize and carry out activities.<br />

KEY ACTIVATORS<br />

Bottom-Up Approach<br />

A bottom-up approach help enables<br />

an immediate system of reporting,<br />

in which SHGs can raise issues up<br />

the chain of influence, or itself,<br />

provide the solution. This grassroots<br />

approach is crucial for building trust<br />

and encouraging individuals and<br />

family influencers to adopt healthier<br />

behaviors. Despite even the best of<br />

intentions, some health messages<br />

are rejected due to traditional health<br />

norms and practices. However, as<br />

one study indicated, target women<br />

in SHG areas are more likely to turn<br />

away from traditional beliefs and<br />

listen to local health workers than<br />

target women in non-SHG areas.<br />

Target women<br />

were asked to<br />

advise a woman<br />

in a hypothetical<br />

situation to evaluate<br />

their perceptions on<br />

traditional beliefs.<br />

“I WOULD LISTEN<br />

TO WHAT ASHA SAYS...<br />

MY FAMILY MEMBERS<br />

THOUGHTS ARE VERY<br />

OLD AND OUTDATED.”<br />

(<strong>UPCMP</strong>/SHG Area)<br />

Facilitating Linkages<br />

Communication between local<br />

health workers and SHGs and VOs<br />

is vital in the facilitation of health<br />

linkages, as well as the continued<br />

exchange of target women lists<br />

and sharing of demand for health<br />

services. A study conducted in<br />

2016 found AAAs to be a main<br />

trusted source of health advice and<br />

information for recently delivered<br />

and lactating women 12 . It also found<br />

that the more engagement AAA<br />

have with other health workers and<br />

the VO and SHG platform, the more<br />

likely target women are to utilize<br />

health facilities for deliveries and<br />

consult others for advice.<br />

“SHE WOULD FACE<br />

PROBLEMS IF SHE<br />

PRACTICED WHAT<br />

ASHA TOLD HER AND<br />

DID NOT LISTEN TO<br />

HER IN-LAWS.”<br />

(Non-<strong>UPCMP</strong>/SHG Area)<br />

12 Jenny Ruducha et al (2016). Who’s Advice Should I take?


25<br />

Advice Networks<br />

<strong>UPCMP</strong> has seen a tremendous<br />

increase in the collaboration of SHG<br />

members with AAA in disse<strong>min</strong>ating<br />

health information within the<br />

villages. As SHGs continue these<br />

efforts, AAA work to expand the<br />

horizon even further by engaging<br />

with other stakeholders to secure<br />

health supplies, provide care to<br />

women during emergencies, and<br />

offer guidance to other AAA when<br />

questions arise. Interaction with the<br />

Village Pradhan has also helped in<br />

connecting target women to SHGs<br />

and AAA, and providing assistance<br />

during emergencies.<br />

ANM<br />

TARGET<br />

WOMAN<br />

CRDI<br />

SHG<br />

WOMAN<br />

RGMVP<br />

MS<br />

RGMVP<br />

ISC<br />

ASHA<br />

TARGET<br />

WOMAN<br />

TARGET<br />

WOMAN<br />

ASHA<br />

SHG<br />

WOMAN<br />

AWW<br />

SHG<br />

WOMAN<br />

CRDI<br />

TARGET<br />

WOMAN<br />

Community<br />

Resource<br />

Development<br />

Institutions<br />

Government-<br />

Supported<br />

Local Health<br />

Workers<br />

Existing Self-<br />

Help Group<br />

Members<br />

RGMVP<br />

Internal Social<br />

Capital<br />

Pregnant,<br />

Recently<br />

Delivered<br />

Women or<br />

Mothers with<br />

Children (0-2)<br />

Connectivity Through mHealth<br />

The availability and use of cell phones have created an opportunity to incorporate mHealth platforms to enhance and track communication among<br />

ANM, AWW and ASHA; coordinate with RGMVP MS, ISC and CRDI; effectively report and resolve problems with health supplies; and develop a mobile<br />

social network to connect target women with health workers, other target women and SHG members.


26<br />

4.<br />

COMMUNITY<br />

MONITORING<br />

& EVALUATION<br />

DELIVERING<br />

INNOVATIONS<br />

RESULT 4<br />

Selected community volunteers<br />

assisted in collecting and measuring<br />

outcomes related to knowledge and<br />

practices in the target population.<br />

Under this result, two rounds of<br />

community-managed Lots Quality<br />

Assurance Sampling (LQAS) was<br />

implemented to track and improve<br />

the quality of the process.<br />

-<br />

Among various Monitoring, Learning<br />

and Evaluation (MLE) activities<br />

under <strong>UPCMP</strong>, two rounds of Lot<br />

Quality Assurance Sampling (LQAS)<br />

surveys were proposed to monitor<br />

project activities so that corrective<br />

measures could be taken, if<br />

necessary. Central to this initiative is<br />

the involvement of CRDI members<br />

to ad<strong>min</strong>ister the survey and record<br />

quality data. CRDIs are crucial to<br />

MLE and subsequently a direct<br />

reflection of project outcomes.<br />

Thus, many innovative learning<br />

techniques and methods were used<br />

to better equip the women for this<br />

important undertaking.<br />

KEY ACTIVATORS<br />

Ongoing Technical Support<br />

Population Council (PC) has been<br />

essential to <strong>UPCMP</strong> in providing<br />

technical assistance during<br />

implementation and continuously<br />

working to develop salient<br />

operations research projects. As<br />

a crucial point of departure, PC<br />

conducted the baseline survey<br />

for the learning phase Blocks,<br />

measuring key maternal and<br />

newborn health indicators for<br />

the project. PC<br />

has also played<br />

an especially<br />

important role in<br />

data collection<br />

for LQAS by<br />

working closely<br />

with different<br />

teams of CRDI<br />

women in<br />

the fields and<br />

internal MIS staff<br />

to ensure timely<br />

completion<br />

of work and<br />

data quality.<br />

Assessing Performance<br />

CRDI teams were given rigorous<br />

training through a number of<br />

innovative hands-on techniques<br />

to provide participants with<br />

experiential learning. These include<br />

classroom demonstration, role-play<br />

and mock practices, and simulation<br />

exercises for conducting surveys.<br />

Several strategies were adopted to<br />

ensure the quality of surveys to be<br />

conducted in the fields, including<br />

house listings to<br />

identify eligible<br />

respondents<br />

and trial surveys<br />

to identify<br />

and address<br />

problems in<br />

data collection.<br />

Data quality was<br />

further assured<br />

using on-spot<br />

observation<br />

checks and<br />

back-checks<br />

by PC.


27<br />

Field Learning Visits<br />

UTTAR<br />

PRADESH<br />

RGMVP<br />

Exposure visits were undertaken in<br />

West Bengal, Bihar and Jharkhand<br />

to gain insight into successful<br />

strategies, models and measures<br />

for strengthening the capacities of<br />

community health workers. The<br />

visit to Bandhan (West Bengal) in<br />

2012 stressed the importance of<br />

health forums and home visits, as<br />

well as health kits, linkages and<br />

referrals. Similarly, observing the<br />

Ananya Project (Bihar) in 2015<br />

helped consortium partners to<br />

better understand the project’s<br />

behavior change framework, in<br />

particular the elements, approach,<br />

tools and aids developed and used<br />

by the community. And lastly, the<br />

exposure visit to Ekjut (Jharkhand)<br />

in 2015 provided key insights into<br />

the process of another unique<br />

participatory learning and action<br />

cycle focusing on maternal and<br />

newborn health.<br />

JHARKHAND<br />

Ekjut<br />

BIHAR<br />

Ananya<br />

WEST<br />

BENGAL<br />

Bandhan<br />

THE VISIT TO WEST<br />

BENGAL STRESSED<br />

THE IMPORTANCE<br />

OF HEALTH FORUMS,<br />

HOME VISITS, HEALTH<br />

KITS, LINKAGES AND<br />

REFERRALS.


28<br />

RESULTS & CRITICAL MILESTONES<br />

Target vs. Achieved<br />

POPULATION<br />

71.9<br />

% ACHIEVED<br />

6.8M vs. 4.9M<br />

POOREST HOUSEHOLDS<br />

71.9<br />

% ACHIEVED<br />

1.1M vs. 816,012<br />

SHGS<br />

95<br />

% ACHIEVED<br />

75,000 vs. 71,000<br />

VILLAGES/GPS<br />

96<br />

% ACHIEVED<br />

5,1000 vs 4,900<br />

BLOCKS<br />

100<br />

% ACHIEVED<br />

120 vs. 120<br />

Target Women Identified (% of targets achieved)<br />

Diffusion Inside & Outside SHG Fold<br />

PREGNANT WOMEN<br />

RECENTLY DELIVERED WOMEN<br />

74%<br />

58%<br />

50<br />

40<br />

30<br />

2016<br />

OUTSIDE<br />

Pregnant Women<br />

Recently Delivered Women<br />

Mothers Of Childen (0-2 Years)<br />

INSIDE<br />

Pregnant Women<br />

Recently Delivered Women<br />

Mothers Of Childen (0-2 Years)<br />

MOTHERS OF CHIDREN (0-2)<br />

54%<br />

20<br />

10<br />

0<br />

JAN<br />

FEB<br />

MAR<br />

APR<br />

MAY<br />

JUN<br />

JUL<br />

AUG<br />

SEPT<br />

OCT<br />

NOV<br />

DEC<br />

*As of Dec 2016; Source: RGMVP MIS


29<br />

INTERNAL SURVEY: LQAS<br />

Accessed Maternal Health Services<br />

Maternal Danger Signs (Knowledge)<br />

Neonatal Danger Signs (Knowledge)<br />

34.5%<br />

3+ ANC<br />

check up<br />

100+ IFA<br />

Tablets<br />

Institutional<br />

Delivery<br />

PNC visit within<br />

a week of<br />

Delivery<br />

Bleeding Prolonged<br />

During Labour over<br />

Pregnancy 12 hours<br />

Bleeding<br />

after<br />

Delivery<br />

Swelling<br />

of hands &<br />

Feet<br />

Foul<br />

Smelling<br />

Discharge<br />

Convulsion<br />

- Fits<br />

Poor<br />

Suckling<br />

or feeding<br />

Redness<br />

& discharge<br />

around<br />

the cord<br />

Pneumonia Convulsion Fever Diarrhoea<br />

17.2%<br />

72.1%<br />

76.1%<br />

93.9%<br />

37.4%<br />

64.6%<br />

42.4%<br />

80.6%<br />

39.6%<br />

41.5%<br />

56%<br />

71.7%<br />

70.8%<br />

83.6%<br />

23.4%<br />

47.4%<br />

73.6%<br />

65%<br />

47.2%<br />

9.6%<br />

26.3%<br />

80.4%<br />

85.1%<br />

52.9%<br />

44.3%<br />

21.6%<br />

47.5%<br />

20.8%<br />

36.7%<br />

16%<br />

29.1%<br />

32.1%<br />

55.4%<br />

18.7%<br />

46.6%<br />

15.9%<br />

25%<br />

40.2%<br />

16.9%<br />

54.5%<br />

15.6%<br />

83.2%<br />

68.8%<br />

Early Newborn Care (Practise) Delivery Preparedness Plan (Practise) Pneumonia (Knowledge)<br />

44.6%<br />

Jun - 2014<br />

Jul - 2015<br />

KMC<br />

Delayed<br />

Dathing<br />

Clean Cord<br />

Care<br />

Exclusive<br />

breastfeeding<br />

(in last 24 hours<br />

of survey)<br />

Identified<br />

Institution<br />

Arranged for<br />

Transport<br />

Saved<br />

Money<br />

Identified<br />

People to<br />

Accompany<br />

Fast<br />

Breathing<br />

Chest<br />

Indrawing<br />

Grunting<br />

Sound<br />

*As of Dec 2016; Source: RGMVP MIS


30<br />

MATERNAL HEALTH BEHAVIORS<br />

Postnatal Stay at Facility for 24 Hours 100 or More IFA Consumption Institutional Delivery<br />

NEONATAL HEALTH BEHAVIORS<br />

Early Breastfeeding Delayed Bathing For 48 Hours Skin-to-Skin Care<br />

CHILD HEALTH BEHAVIORS<br />

Exclusive Breastfeeding Complimentary Food Initiation At 6 Months Age Appropriate Immunisation<br />

Significance test between Baseline and Endline estimates is based on Z test: p


31<br />

LESSONS FOR THE FUTURE<br />

Health Behavior Change Management is a cross-cutting and complex issue, requiring mobilization of knowledge, capacities and skills. Lessons learned have<br />

offered valuable insight, not only for RGMVP to enhance its work in UP, but also for other development practitioners, academics and researchers to consider<br />

such an approach for affecting other marginalized communities in India and around the globe.<br />

Allow Adequate<br />

Time for the <strong>Process</strong><br />

Ensure Community<br />

- Owned Approach<br />

Leverage Existing<br />

Networks & Structures<br />

1 2 3 4<br />

Diversify Meetings<br />

& Strategies<br />

Careful planning is essential.<br />

It is particularly important to allow<br />

enough time to identify communities<br />

where the approach can have<br />

the most impact i.e. among POP<br />

populations and SC/ST communities.<br />

The <strong>UPCMP</strong> Learning Phase was<br />

critical in achieving objectives, as it<br />

allowed the necessary time to learn<br />

about the local communities, identify<br />

strong and capable mobilizers and<br />

consult within the RGMVP streams<br />

of influences to deter<strong>min</strong>e how poor<br />

households could be most receptive<br />

to BCC strategies. The mobilization<br />

cycle is an intensive process that<br />

takes time, but using a systematic<br />

approach allows SHGs to develop<br />

cohesion and mutual support, work<br />

together to identify problems and<br />

solutions and take collective action.<br />

Significant value is attached with the<br />

process of community mobilization in<br />

order to attain <strong>UPCMP</strong> objectives. To<br />

sustain the efforts, it is very important<br />

that the women’s institutions,<br />

through which activities are carried<br />

out, become self-sufficient and<br />

take ownership in the mobilization<br />

process. SHG members need to be<br />

consulted, involved and integrated<br />

in the decision-making process and<br />

social changes should be driven<br />

from the community itself. In such<br />

cases, community mobilization can<br />

be seen as an approach and tool<br />

that enables people to organize for<br />

collective action by pooling resources<br />

and building the solidarity required<br />

to resolve local problems and work<br />

towards community advancement.<br />

Project implementation at the<br />

local level is especially challenging<br />

among rural populations, as it<br />

requires significant rapport building<br />

activities with community members.<br />

RGMVP was able to counter this on<br />

many fronts by utilizing its existing<br />

networks and structures, and by<br />

also galvanizing the influence it<br />

had already made among the poor.<br />

Recruiting local women with the right<br />

attitudes and skills as facilitators and<br />

mobilizers is also critical to success.<br />

Leveraging the existing network of<br />

ISC and others already familiar with<br />

SHG processes and local context<br />

proved to be especially efficient and<br />

effective. With continued nurturing<br />

and capacity building training, these<br />

local leaders are the life force to in<br />

the mobilization process.<br />

High levels of women’s<br />

participation can be achieved<br />

without financial or other<br />

incentives, especially if meetings<br />

address topics that are extremely<br />

relevant, such as newborn and child<br />

health. Covering a range of topics<br />

and using a range of methods and<br />

BCC communication materials<br />

helps to ensure good participation.<br />

Reach is further extended as<br />

mobilizers share knowledge<br />

with and provide support to<br />

other women in the community.<br />

Encouraging innovation among<br />

the women to adapt strategies and<br />

also develop new is another great<br />

way to expand and grow. Dayara<br />

Mapping, for example, may be a<br />

standardized method for targeting<br />

women, but there are many forms<br />

of implementation to ensure results.


32<br />

WHAT THESE WOMEN LEADERS DO TODAY WILL UNDOUBTEDLY<br />

HAVE TRANSFORMATIVE IMPACTS ON THE NEXT GENERATION.<br />

Target SHG Areas to<br />

Expand Coverage<br />

Complement SHG Work by<br />

Improving Linkages<br />

Recognize Young<br />

Women’s Potential<br />

5 6 7 8<br />

Strategize in Countering<br />

Complex Barriers<br />

Continued formation of SHGs is<br />

essential for sustained mobilization.<br />

However, targeting and coverage<br />

of existing SHG membership can<br />

undoubtedly fast track the process,<br />

especially in terms of achieving<br />

positive health outcomes.<br />

Functioning SHGs provide the<br />

necessary platform to identify<br />

target women and also offer<br />

transformation beyond health.<br />

While many non-SHG women<br />

may initially turn to the processes<br />

for receiving health benefits,<br />

their relationship with mobilisers<br />

and association with women’s<br />

institutions can often lead to wider<br />

forms of empowerment. By virtue<br />

of simply co<strong>min</strong>g forward and<br />

seeking help, women can become<br />

financially independent and<br />

experience increased confidence<br />

in their abilities to take action.<br />

Efforts to mobilize action in order to<br />

address maternal and newborn health<br />

problems must be complemented<br />

by efforts to strengthen health<br />

systems and increase access to<br />

quality maternal, neonatal and child<br />

health care. Community leaders<br />

and local health workers are key<br />

actors in strengthening community<br />

links with health services and<br />

enabling communities to demand<br />

improvement in service provision.<br />

Communication between health<br />

committees situated within the<br />

local governing body and women’s<br />

institutions can also help to ensure<br />

the quality of services, as they have<br />

better knowledge of and access<br />

to government funds intended to<br />

improve health equipment, services<br />

and facilities.<br />

In 2013, RGMVP began organizing<br />

Young Women’s SHGs (YWSHGs) by<br />

leveraging the existing network of<br />

women’s SHGs. The overall aim is to<br />

provide adolescent girls with safe,<br />

social spaces to collectively learn,<br />

discuss and negotiate important<br />

issues that affect their health and<br />

well-being. As more YWSHGs were<br />

formed, it was found that the girls<br />

had a greater willingness to learn<br />

about and adopt healthier and<br />

safer practices. YWSHGs were also<br />

found to be excellent channels to<br />

disse<strong>min</strong>ate health messages, as<br />

the girls are predo<strong>min</strong>ately more<br />

educated with greater aptitude to<br />

assimilate ideas around health. To<br />

date, the initiative has formed over<br />

7,700 YWSHGs and has continued<br />

to complement SHGs in efforts<br />

to improve health outcomes and<br />

empower their communities.<br />

Socio-cultural, religious and practical<br />

factors can be a barrier to women’s<br />

participation in SHG meetings.<br />

Strategies needed to address<br />

these include concerted efforts to<br />

accommodate those for which the<br />

meetings are intended to benefit and<br />

secure the support of community and<br />

household influencers – be it taking<br />

advantage of village events, making<br />

regular home visits or communicating<br />

with village heads. Where other forms<br />

of resistance arise, women must<br />

be encouraged to depend on one<br />

another, learn from their experiences<br />

and grow as a unit to challenge<br />

destructive norms. Through a<br />

continuous exchange of information,<br />

ideas and support, what these women<br />

leaders do today will undoubtedly<br />

have transformative impacts on the<br />

next generation.


33<br />

PARTNER ORGANIZATIONS<br />

Bill & Melinda Gates Foundation<br />

BMGF is dedicated to improving the quality of live for individuals around the world. From poverty to health to education, BMGF areas of focus seek to build<br />

partnerships that bring together resources, expertise and vision. BMGF is working with a number of organizations across India to drive change. In Uttar Pradesh,<br />

specifically, the aim of BMGF is to understand options for scaling up community platforms to improve family health outcomes and converging supply and<br />

demand interventions. www.gatesfoundation.org<br />

Public Health Foundation of India<br />

PHFI is committed to working towards a healthier India. PHFI is helping to build public health institutional systems capacity in India for strengthening education,<br />

training, research and policy development in the area of Public Health. Established in 2006 as a public-private initiative, PHFI is an independent foundation<br />

head-quartered in New Delhi and its constituent Indian Institutes of Public Health (IIPH) (Andhra Pradesh), Delhi NCR, Gandhinagar (Gujarat) and Bhubaneswar<br />

(Odisha). www.phfi.org<br />

Population Council<br />

PC is an international NGO conducting promising research and delivering solutions to address critical health and development issues around the world.<br />

Working through a consortium, PC researchers have conducted numerous operations research projects to help develop evidence-based comprehensive<br />

behavior change communications strategies for improving reproductive, maternal, neonatal and child health outcomes in Uttar Pradesh, Bihar and other<br />

northern states. www.populationcouncil.org<br />

Boston University, Center for Global Health & Development<br />

CGHD at BU is a multidisciplinary research center that engages faculty from across the University to conduct and utilize high-quality applied research to impact<br />

the health of under-served populations around the world. Core functions at CGHD include conducting local needs assessments, generating policy and program<br />

relevant evidence through a range of methodologies, and assessing effective strategies, interventions and service delivery models. www.bu.edu/cghd<br />

Community Empowerment Lab<br />

CEL engages with local communities in Uttar Pradesh to help set up ecosystems to create a culture of innovation and address challenges. CEL has conducted<br />

a number of large community-based studies since 2003, including the Shivgarth study on newborn survival, as well as operations research and evaluation of the<br />

CARE INHP II program. The expertise of the CEL team in evidence-guided innovations and behavior change management has led to a significant reduction in<br />

neonatal mortality. www.community.org.in


34<br />

ACRONYMS<br />

AAA<br />

ASHA, ANM, AWW<br />

RMNCH<br />

Reproductive, Maternal, Neonatal and Child Health<br />

ANC<br />

Postnatal Care<br />

MS<br />

Meeting Sakhis<br />

ANM<br />

Auxiliary Nurse Midwife<br />

MLE<br />

Monitoring, Learning and Evaluation<br />

ASHA<br />

Accredited Social Health Activist<br />

ORS<br />

Oral Rehydration Solutions<br />

AWW<br />

Anganwadi Worker<br />

PC<br />

Population Council<br />

BCC<br />

Behavior Change Communication<br />

PHFI<br />

Public Health Foundation of India<br />

BMGF<br />

Bill and Melinda Gates Foundation<br />

PNC<br />

Antenatal Care<br />

BO<br />

Block Organization<br />

POP<br />

Poorest of the Poor<br />

BU<br />

Boston University<br />

PRI<br />

Panchayati Raj Institutions<br />

CEL<br />

Community Empowerment Lab<br />

RGCT<br />

Rajiv Gandhi Charitable Trust<br />

CRDC<br />

Community Resource Development Center<br />

RGMVP<br />

Rajiv Gandhi Mahila Vikas Pariyojana<br />

CRDI<br />

Community Resource Development Institutes<br />

SHG<br />

Self-Help Group<br />

GAIN<br />

Global Alliance for Improved Nutrition<br />

TOT<br />

Training of Trainers<br />

HGC<br />

Health and Gender Committee<br />

TSU<br />

Technical Support Unit<br />

IFA<br />

Iron/Folic Acid<br />

UP<br />

Uttar Pradesh<br />

ISC<br />

Internal Social Capital<br />

<strong>UPCMP</strong><br />

Uttar Pradesh Community Mobilization Project<br />

KMC<br />

Kangaroo Mother Care<br />

VHND<br />

Village Health and Nutrition Day<br />

LQAS<br />

Lots Quality Assurance Sampling<br />

VHSNC<br />

Village Health, Sanitation and Nutrition Committee<br />

LSH<br />

London School of Hygiene and Tropical Medicine<br />

VO<br />

Village Organization


“STRENGTH DOES NOT COME FROM<br />

PHYSICAL CAPACITY. IT COMES<br />

FROM AN INDOMITABLE WILL.”<br />

Mahatma Gandhi

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