By-laws of the Deposit Protection Fund

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Section 9 – Publication of participation in the Fund The Banking Association may publish the names of the banks participat ing in the Fund and any changes in this regard. Section 10 – No claims of the bank The banks shall have no right in law that the Fund renders as sistance or with respect to the assets of the Fund. The latter shall apply in particular to banks whose participation in the Fund has terminated. Section 11 – Obligation of confidentiality and secrecy, avoidance of conflicts of interest 1. The members of the bodies and committees of the Banking Association and its member associations shall be obliged to keep in the strictest confidence and to make no unauthorised disclosure or use of anything of which they become aware in such capacity regarding the activities of the Fund and the Auditing Association and the results thereof, as well as the circumstances of the participating banks and their customers, even after termination of their membership in such bodies and committees. Such obligation shall also be imposed upon employees of, and other persons engaged by, the Banking Association. 2. The members of the Board of Directors and of the committees, as well as the employees of the Banking Association, shall be bound by procedures designed to avoid violations of the Act against Restraints of Competition (Gesetz gegen 42 By-laws Section 9 – Section 11
Wettbewerbsbeschränkungen) and of the corresponding requirements of EU law. 3. Subsection (1) shall not apply to communications made to (a) the competent supervisory or resolution authorities (including persons commissioned by same) (b) the Compensation Scheme of German Private Banks (Entschädigungseinrichtung deutscher Banken GmbH) (c) the Auditing Association (d) the executive bodies of the affected bank or (e) the principal shareholders of the bank pursuant to Section 5 (13) (b) by bodies of the Banking Association at their due discretion in connection with the purposes of the Fund (including in connection with credit rating procedures pursuant to Section 4a and deposit rating pursuant to Section 4b). In the case of communications to principal shareholders, (subclause (e)), the communication must comply with applicable anti-trust, regulatory and insider-trading provisions and appropriate precautions must be taken to guarantee confidentiality. Furthermore, subsection (1) shall not apply to communications to a member association of the Banking Association in connection with the admission, the exclusion or the calculation of the membership contributions of a bank. 4. The obligation to maintain confidentiality and secrecy under subsections (1) and (2) shall also apply in regard to banks which are members of the Auditing Association without already participating in the Fund. 5. The members of the bodies and committees of the Banking Association as well as those of the Risk Committee shall be obliged to act in the interests of the Deposit Protection Fund in matters concerning the Fund. When making their decisions, they shall neither pursue personal interests nor consider business opportunities for the bank they represent. Any affected member of a body shall By-laws Section 11 43
Page 1 and 2: By-laws of the Deposit Protection F
Page 3 and 4: Contents By-laws of the Deposit Pro
Page 5 and 6: exempted from participation under S
Page 7 and 8: Section 4 - Termination of particip
Page 9 and 10: the participating interest, irrespe
Page 11 and 12: ating within the periods set by the
Page 13 and 14: 2. The banks shall be obliged to su
Page 15 and 16: − from a natural or legal person
Page 17 and 18: Section 5a - Funding and target lev
Page 19 and 20: pursuant to Section 5 (10) is, in t
Page 21 and 22: described in sentence 4 also for th
Page 23 and 24: the volume of covered deposits, pay
Page 25 and 26: following information about partici
Page 27 and 28: (e) was created in connection with
Page 29 and 30: directly or indirectly exercise a d
Page 31 and 32: e authorised to lower the protectio
Page 33 and 34: office of the bank. The bank shall
Page 35 and 36: 14. If the participation of a bank
Page 37 and 38: 2. The elected members of the Commi
Page 39 and 40: to serve as a member of the Risk Co
Page 41: Section 8 - Retention of the Auditi
Page 45 and 46: the Articles of the Banking Associa
Page 47 and 48: that it is not responsible for the
Page 49 and 50: 49
Page 51 and 52: Section 2 - Conditions for particip
Page 53 and 54: of the By-laws of the Deposit Prote
Page 55 and 56: meaning of Section 53 (2) No. 2 of
Page 57 and 58: opinion that the figures as at the
Page 59 and 60: Association and the Banking Associa
Page 61 and 62: (7) Newly admitted banks which are
Page 63 and 64: (11) For newly admitted banks, the
Page 65 and 66: (3) The bank shall be able to appea
Page 67 and 68: privately used residential property
Page 69 and 70: due, can be terminated or otherwise
Page 71 and 72: − I (we) hereby authorise the Deu
Page 73 and 74: 2. if developments or circumstances
Page 75 and 76: ensure compliance with the reported
Page 77 and 78: By-laws Annex to Section 5 (5) 77
Page 79 and 80: Diese Erklärung bleibt bis zum Wid
Page 81 and 82: Diese Erklärung wird in englischer
Page 83 and 84: Section 2 - Master agreement for pa
Page 85 and 86: (3) The Banking Association may, in
Page 87 and 88: collateral. The master agreement sh
Page 89 and 90: Annex to Section 6 (18) of the By-l
Page 91 and 92: 31 December 2019, the grandfathered
Page 93 and 94:
non-protected liability becomes a p
Page 95 and 96:
created through transformation with
Page 97 and 98:
Thereafter, the deposits of the ind
Page 99 and 100:
18. Liabilities that were already p
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By-laws of the Deposit Protection Fund

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