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9. SEMICONDUCTORS<br />

<strong>Semiconductor</strong> <strong>physics</strong> <strong>is</strong> <strong>of</strong> <strong>obvious</strong> <strong>importance</strong>, <strong>as</strong> <strong>it</strong> <strong>is</strong> the b<strong>as</strong><strong>is</strong> for the development <strong>of</strong><br />

modern electronics. In th<strong>is</strong> lecture we will go through the b<strong>as</strong><strong>is</strong> <strong>of</strong> semiconductor <strong>physics</strong>. The<br />

main part will deal w<strong>it</strong>h the conductiv<strong>it</strong>y, both the intrinsic one and the extrinsic one due to<br />

doping.<br />

1. B<strong>as</strong>ic features <strong>of</strong> semiconductors (H p. 113-116).<br />

<strong>Semiconductor</strong>s are cl<strong>as</strong>sified <strong>as</strong> having an electrical res<strong>is</strong>tiv<strong>it</strong>y between 10 -4 and 10 7 Ωm at<br />

room temperature. Some types <strong>of</strong> semiconductors are the elemental ones (Group IV: Si, Ge.),<br />

the III-V ones (InSb, GaAs…) and II-VI ones (ZnS, CdS…). Many semiconductors have<br />

e<strong>it</strong>her the diamond structure or the ZnS structure, w<strong>it</strong>h 8 valence electrons per prim<strong>it</strong>ive cell.<br />

<strong>Semiconductor</strong>s have a filled valence band and an empty conduction band, w<strong>it</strong>h a band gap<br />

less than 4 eV. Hence pure semiconductors are insulators at zero temperature, but at higher<br />

temperatures electrons can be exc<strong>it</strong>ed over the band gap and give r<strong>is</strong>e to the intrinsic<br />

conductiv<strong>it</strong>y (there <strong>is</strong> also a contribution from holes in the valence band). Impur<strong>it</strong>ies or<br />

doping also gives a so called extrinsic contribution to the conductiv<strong>it</strong>y.<br />

The band structure <strong>of</strong> semiconductors w<strong>as</strong> d<strong>is</strong>cussed in the lecture on band structure in the<br />

context <strong>of</strong> s-p hybridization. The band gap can be e<strong>it</strong>her direct (in for example GaAs) or<br />

indirect (in for example Si). In the former c<strong>as</strong>e the edges <strong>of</strong> the valence and conduction band<br />

occur at the same point in the Brillouin zone, while in the latter c<strong>as</strong>e they are at different<br />

values <strong>of</strong> k.<br />

The band gap can be determined by optical absorption. The optical absorption <strong>is</strong><br />

approximately vertical in the band structure scheme, i.e. the in<strong>it</strong>ial and final states are at the<br />

same k-value. The direct band gap <strong>is</strong> e<strong>as</strong>ily seen <strong>as</strong> a sudden onset <strong>of</strong> optical absorption. A<br />

photon <strong>is</strong> absorbed and an electron-hole pair <strong>is</strong> created. In the indirect c<strong>as</strong>e, a phonon h<strong>as</strong> to<br />

be involved in order to conserve k. The conservation laws become:<br />

hω<br />

= E ± hω<br />

k = k ± q<br />

f<br />

i<br />

g<br />

phonon<br />

phonon<br />

.<br />

Hence the indirect absorption <strong>is</strong> weaker, but still allows a detailed analys<strong>is</strong> <strong>of</strong> the band gap <strong>as</strong><br />

well <strong>as</strong> the energies <strong>of</strong> the phonons involved in the process.<br />

The band gap, Eg, can also be obtained from the temperature dependence <strong>of</strong> the electrical<br />

conductiv<strong>it</strong>y, <strong>as</strong> seen below.<br />

2. Intrinsic conductiv<strong>it</strong>y (H p. 116-120).<br />

We <strong>as</strong>sume that the band edges, i.e the regions close to the maximum <strong>of</strong> the valence band and<br />

the minimum <strong>of</strong> the conduction band, have a parabolic dependence on k, just <strong>as</strong> in the c<strong>as</strong>e <strong>of</strong><br />

free electrons. The number <strong>of</strong> electrons exc<strong>it</strong>ed to the conduction band <strong>is</strong> given by the Fermi-<br />

Dirac (FD) d<strong>is</strong>tribution. To analyse the contribution from holes in the valence band, we have<br />

to remember the properties <strong>of</strong> holes, <strong>as</strong> given in the previous lecture on electronic structure.


We put the energy to zero at the top <strong>of</strong> the valence band and Eg at the bottom <strong>of</strong> the<br />

conduction band. First, the dens<strong>it</strong>y <strong>of</strong> states in the conduction band <strong>is</strong> <strong>of</strong> the free electron<br />

form, and by integration <strong>of</strong> <strong>it</strong> (multiplied w<strong>it</strong>h the Fermi-Dirac function) we obtain the<br />

electron concentration, n (H p. 116-118).<br />

n = n<br />

0<br />

e<br />

( μ−<br />

Eg B<br />

) / k T<br />

,<br />

where μ <strong>is</strong> the chemical potential. The prefactor n0 <strong>is</strong> weakly varying w<strong>it</strong>h temperature<br />

(~T 3/2 ). The same argument <strong>is</strong> applied to hole states in the valence band, and analogously we<br />

obtain the dens<strong>it</strong>y <strong>of</strong> hole states and the hole concentration, p.<br />

p =<br />

p<br />

0<br />

e<br />

−μ<br />

/<br />

k B<br />

T<br />

.<br />

It <strong>is</strong> seen that the product np <strong>is</strong> exponentially dependent on the band gap divided by kBT.<br />

B<br />

np = n<br />

0<br />

p<br />

0<br />

e<br />

−<br />

Eg B<br />

/ k T<br />

It <strong>is</strong> a constant at a given temperature (H p. 119). The relations above hold always,<br />

irrespective <strong>of</strong> whether the semiconductor <strong>is</strong> intrinsic or extrinsic (doped). In the c<strong>as</strong>e <strong>of</strong><br />

doped semiconductors <strong>it</strong> <strong>is</strong> just the chemical potential that <strong>is</strong> different and gives r<strong>is</strong>e to<br />

different values <strong>of</strong> n and p.<br />

In the intrinsic c<strong>as</strong>e n=p (we denote th<strong>is</strong> by ni) and an expression for the Fermi level, μ, <strong>is</strong><br />

e<strong>as</strong>ily obtained (H p. 119). At zero temperature <strong>it</strong> <strong>is</strong> in the middle <strong>of</strong> the band gap.<br />

Rule <strong>of</strong> thumb: At T=300 K and if the effective m<strong>as</strong>ses <strong>of</strong> electrons and holes are equal to<br />

the free electron m<strong>as</strong>s, then n0=p0= 2.5 10 25 m -3 .<br />

The conductiv<strong>it</strong>y <strong>is</strong> obtained <strong>as</strong> the sum <strong>of</strong> two free-electron like contributions from electrons<br />

and holes, respectively. In semiconductors one defines electron and hole mobil<strong>it</strong>ies instead <strong>of</strong><br />

working w<strong>it</strong>h relaxation times. The mobil<strong>it</strong>y <strong>is</strong> defined <strong>as</strong> the magn<strong>it</strong>ude <strong>of</strong> the drift veloc<strong>it</strong>y<br />

divided by the electric field.<br />

The electrical conductiv<strong>it</strong>y <strong>of</strong> an intrinsic semiconductor <strong>is</strong> obtained from the product <strong>of</strong> the<br />

charge carrier concentration, the mobil<strong>it</strong>y, μe,h, and e.<br />

σi = e (μe+μh) (n0p0) 1/2 exp (-Eg/2kBT)<br />

Here n0 and p0 have very weak temperature dependences, proportional to T 3/2 . The<br />

conductiv<strong>it</strong>y <strong>is</strong> thermally activated w<strong>it</strong>h activation energy equal to half the band gap.<br />

3. Doping and extrinsic conductiv<strong>it</strong>y (H p. 121-125).<br />

The number <strong>of</strong> conduction electrons in an intrinsic semiconductor decre<strong>as</strong>es very quickly <strong>as</strong><br />

the band gap incre<strong>as</strong>es. For an insulator w<strong>it</strong>h band gap > 4eV, n will be less than 1 m -3 at room<br />

temperature. Th<strong>is</strong> s<strong>it</strong>uation will never be reached in practice, however, since the presence <strong>of</strong><br />

impur<strong>it</strong>ies also affects the electron (and hole) concentration. It <strong>is</strong> very difficult to prepare<br />

materials w<strong>it</strong>h impur<strong>it</strong>y content less than 10 17 m -3 .


The electrical conductiv<strong>it</strong>y <strong>of</strong> semiconductors can be controlled by deliberate doping w<strong>it</strong>h<br />

impur<strong>it</strong>ies. We consider the s<strong>it</strong>uation in the elemental semiconductors, which have four<br />

valence electrons. There are two kinds <strong>of</strong> doping:<br />

a) Donor doping. The donor atom h<strong>as</strong> one valence electron more than the atom <strong>it</strong><br />

will subst<strong>it</strong>ute for. The extra electron <strong>is</strong> s<strong>it</strong>uated in a localized donor state close to the<br />

conduction band and can e<strong>as</strong>ily be exc<strong>it</strong>ed. The ionization energy and the radius <strong>of</strong> the<br />

orb<strong>it</strong> <strong>of</strong> the extra electron are given by simple modification <strong>of</strong> the Bohr formulae for the<br />

hydrogen atom, which are given in H. p. 122. The donor levels are at an energy Ed, where<br />

usually Eg-Ed = 10-50 meV below the conduction band, while the orb<strong>it</strong> radii are in the<br />

range 30-80 Å. The semiconductor <strong>is</strong> called n-type.<br />

b) Acceptor doping. The acceptor atom h<strong>as</strong> one valence electron less than the<br />

atom <strong>it</strong> will subst<strong>it</strong>ute. Localized acceptor states occur close to the top <strong>of</strong> the valence band<br />

at an energy, Ea, above <strong>it</strong>. Valence electrons can e<strong>as</strong>ily be exc<strong>it</strong>ed there giving r<strong>is</strong>e to an<br />

incre<strong>as</strong>ed conductiv<strong>it</strong>y due to holes in the valence band. The semiconductor <strong>is</strong> p-type.<br />

c) Compensation. One can also dope w<strong>it</strong>h both donors and acceptors. Because the<br />

product np <strong>is</strong> a constant at a given temperature, doping w<strong>it</strong>h equal amounts <strong>of</strong> donors and<br />

acceptors will give us back the intrinsic s<strong>it</strong>uation. Th<strong>is</strong> <strong>is</strong> <strong>of</strong> <strong>importance</strong> because impur<strong>it</strong>y<br />

conduction in a semiconductor can be compensated by the controlled introduction <strong>of</strong><br />

dopants <strong>of</strong> the oppos<strong>it</strong>e type.<br />

Now we consider the carrier concentrations. The concentration <strong>of</strong> donor atoms <strong>is</strong> denoted Nd<br />

and <strong>of</strong> acceptor atoms Na. The charged species are denoted by the appropriate charge <strong>as</strong> a<br />

superscript. The requirement <strong>of</strong> charge neutral<strong>it</strong>y gives:<br />

p + Nd + = n + Na - .<br />

The requirement np=ni 2 gives, rewr<strong>it</strong>ing p w<strong>it</strong>h the help <strong>of</strong> th<strong>is</strong> relation:<br />

n = 1/2 (Nd + - Na - ) + 1/2 ((Nd + - Na - ) 2 + 4 ni 2 ) 1/2<br />

We d<strong>is</strong>cuss below the c<strong>as</strong>e <strong>of</strong> n-type semiconductors, i.e. Nd > Na. For p-type ones we have to<br />

consider a similar equation for p. We have the following different c<strong>as</strong>es:<br />

1. At high temperatures (kBT>Eg), the thermally exc<strong>it</strong>ed intrinsic charge carriers are<br />

dominating over those supplied by the doping (ni>Nd). Hence the electrical conductiv<strong>it</strong>y<br />

exhib<strong>it</strong>s the intrinsic value given in sec. 2.<br />

2a. We lower T (kBT>~Eg-Ed), so that Nd >> ni. Th<strong>is</strong> means that all donors are ionized. Now<br />

n= Nd and independent <strong>of</strong> temperature. The electrical conductiv<strong>it</strong>y <strong>is</strong> also approximately<br />

constant in th<strong>is</strong> range. It only exhib<strong>it</strong>s the weak temperature dependence <strong>of</strong> the mobil<strong>it</strong>y,<br />

i.e.<br />

σ = Nd e μe(T).<br />

2b. At still lower temperatures (kBT~Ed), not all donors are ionized. Th<strong>is</strong> <strong>is</strong> the s<strong>it</strong>uation<br />

around room temperature for most semiconductors. In th<strong>is</strong> c<strong>as</strong>e we must again apply


Fermi-Dirac stat<strong>is</strong>tics. We <strong>as</strong>sume only donor doping and neglect any acceptor impur<strong>it</strong>ies.<br />

The concentration <strong>of</strong> neutral (not ionized) donor atoms <strong>is</strong> given by:<br />

Nd 0 = Nd fFD (Ed) = Nd / (exp[(Ed-μ)/ kBT] +1),<br />

In many s<strong>it</strong>uations the Fermi level <strong>is</strong> larger than Ed and the term un<strong>it</strong>y in the denominator<br />

can be neglected. However, we use below the full expression. From neutral<strong>it</strong>y n = Nd + =<br />

Nd - Nd 0 , we immediately obtain:<br />

n = Nd / (exp[(μ-Ed)/ kBT] +1).<br />

n/( Nd –n) = exp[(Ed-μ)/ kBT].<br />

Or, by using the general expression for the electron concentration, H, eq.(7.11), we obtain,<br />

(NOTE: Th<strong>is</strong> expression and <strong>it</strong>s analogue for holes (eq. 7.12), are valid irrespective <strong>of</strong><br />

whether we have an intrinsic s<strong>it</strong>uation, or doping!)<br />

n 2 /( Nd –n) = n0 exp[-(Eg-Ed)/ kBT].<br />

3. If kBT>n and we arrive at the low temperature expression<br />

n= ( Nd n0) 1/2 exp[-(Eg-Ed)/ 2kBT].<br />

The electrical conductiv<strong>it</strong>y <strong>is</strong> schematically depicted in the figure below, where the different<br />

regions are indicated.<br />

One can also study the evolution <strong>of</strong> the Fermi level w<strong>it</strong>h temperature. We put the general<br />

expression for n, H, eq. (7.11), equal to our expressions above. In the low temperature region<br />

(4) we then obtain:<br />

μ = Eg-(Eg-Ed)/2 + 1/2 kBT ln(Nd /n0).<br />

It <strong>is</strong> seen that the Fermi level at absolute zero <strong>is</strong> s<strong>it</strong>uated half way between the donor levels<br />

and the conduction band edge. As the temperature incre<strong>as</strong>es the Fermi level will sink towards


the middle <strong>of</strong> the bandgap. At the crossover between regions (2) and (3) the expression for μ<br />

becomes in general complicated. In region (2) we again obtain a simple expression, namely<br />

μ = Eg - kBT ln(n0 /(Nd )).<br />

At very high temperatures the intrinsic s<strong>it</strong>uation <strong>is</strong> again attained. We have considered here ndoped<br />

semiconductors, but an analogous treatment can e<strong>as</strong>ily be developed for the p-type<br />

c<strong>as</strong>e.<br />

The temperature dependence <strong>of</strong> the Fermi level for n- and p-type semiconductors <strong>is</strong> depicted<br />

in the Figures below (adapted from Myers).


STUDY QUESTIONS<br />

1. What <strong>is</strong> the most important bandstructure features <strong>of</strong> semiconductors? How many valence<br />

and conduction bands do they have?<br />

2. What <strong>is</strong> the difference between a direct and an indirect bandgap?<br />

3. Consider optical absorption in semiconductors w<strong>it</strong>h a direct and indirect band gap. How <strong>is</strong><br />

wave vector and energy conserved in an indirect electronic trans<strong>it</strong>ion?<br />

4. What <strong>is</strong> the relation between the number<strong>of</strong> electrons and holes in an intrinsic<br />

semiconductor? Where <strong>is</strong> the chemical potential at T=0?<br />

5. One can dope a semiconductor w<strong>it</strong>h an impur<strong>it</strong>y (donor) having one electron more than the<br />

semiconductor. What happens to the extra electron? In which state and at which energy <strong>is</strong> <strong>it</strong><br />

s<strong>it</strong>uated in a band structure scheme?<br />

6. Do the same for acceptor doping (p-doping).<br />

7. Calculate the ionization energy for a donor electron w<strong>it</strong>h effective m<strong>as</strong>s 0.1 <strong>of</strong> the electron<br />

m<strong>as</strong>s and a dielectric perm<strong>it</strong>tiv<strong>it</strong>y <strong>of</strong> 10.<br />

8. What happens if a semiconductor <strong>is</strong> doped w<strong>it</strong>h equal amounts <strong>of</strong> both donors and<br />

acceptors?<br />

9. State the cond<strong>it</strong>ion <strong>of</strong> neutral<strong>it</strong>y for a donor doped semiconductor.<br />

10. How can you obtain a value <strong>of</strong> the band gap from a su<strong>it</strong>able plot <strong>of</strong> the electrical<br />

conductiv<strong>it</strong>y? Sketch!<br />

11. How can you obtain the ionization energy <strong>of</strong> a dopant from the same plot?<br />

12. How can you obtain the doping concentration if the mobil<strong>it</strong>y <strong>is</strong> known?

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