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Conceptual framework: What do you think is going on?

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03-Maxwell.qxd 10/1/2004 3:13 PM Page 42<br />

42 QUALITATIVE RESEARCH DESIGN<br />

I’m using the term “theory” to refer to something that <str<strong>on</strong>g>is</str<strong>on</strong>g> c<strong>on</strong>siderably<br />

broader than its usual meaning in d<str<strong>on</strong>g>is</str<strong>on</strong>g>cussi<strong>on</strong>s of research methods. By<br />

“theory,” I mean simply a set of c<strong>on</strong>cepts and the proposed relati<strong>on</strong>ships<br />

am<strong>on</strong>g these, a structure that <str<strong>on</strong>g>is</str<strong>on</strong>g> intended to represent or model something<br />

about the world. As LeCompte and Pre<str<strong>on</strong>g>is</str<strong>on</strong>g>sle (1993, p. 239) stated, “theorizing<br />

<str<strong>on</strong>g>is</str<strong>on</strong>g> simply the cognitive process of d<str<strong>on</strong>g>is</str<strong>on</strong>g>covering or manipulating abstract categories<br />

and the relati<strong>on</strong>ships am<strong>on</strong>g these categories.” My <strong>on</strong>ly modificati<strong>on</strong><br />

of th<str<strong>on</strong>g>is</str<strong>on</strong>g> <str<strong>on</strong>g>is</str<strong>on</strong>g> to include not simply abstract categories, but c<strong>on</strong>crete and specific<br />

c<strong>on</strong>cepts as well.<br />

Th<str<strong>on</strong>g>is</str<strong>on</strong>g> use encompasses everything from so-called “grand theory,” such as<br />

behavior<str<strong>on</strong>g>is</str<strong>on</strong>g>m, psychoanalys<str<strong>on</strong>g>is</str<strong>on</strong>g>, or rati<strong>on</strong>al choice theory, to specific, everyday<br />

explanati<strong>on</strong>s of a particular event or state, such as “Dora (my 8-year-old daughter)<br />

<str<strong>on</strong>g>do</str<strong>on</strong>g>esn’t want to go to school today because she’s angry at her teacher for<br />

correcting her yesterday.” That <str<strong>on</strong>g>is</str<strong>on</strong>g>, I’m not using “theory” to denote a particular<br />

level of complexity, abstracti<strong>on</strong>, or generality of explanatory propositi<strong>on</strong>s, but<br />

to refer to the entire range of such propositi<strong>on</strong>s. All such explanati<strong>on</strong>s have<br />

fundamental features in comm<strong>on</strong>, and for my purposes the similarities are more<br />

important than the differences. 2<br />

Thus, theory <str<strong>on</strong>g>is</str<strong>on</strong>g> not an arcane and mysterious entity that at some point in<br />

<str<strong>on</strong>g>you</str<strong>on</strong>g>r training <str<strong>on</strong>g>you</str<strong>on</strong>g> learn to understand and master. As Groucho Marx used to<br />

say <strong>on</strong> the 1950s TV game show You Bet Your Life, “It’s an ordinary household<br />

word, something <str<strong>on</strong>g>you</str<strong>on</strong>g> use every day.” The simplest form of theory c<strong>on</strong>s<str<strong>on</strong>g>is</str<strong>on</strong>g>ts<br />

of two c<strong>on</strong>cepts joined by a proposed relati<strong>on</strong>ship. Such a theory can be as<br />

general as “Positive reinforcement leads to c<strong>on</strong>tinuati<strong>on</strong> of the reinforced<br />

behavior,” or as specific as “An asteroid impact caused the extincti<strong>on</strong> of the<br />

dinosaurs.” The important point <str<strong>on</strong>g>is</str<strong>on</strong>g> what makes th<str<strong>on</strong>g>is</str<strong>on</strong>g> a theory: the linking of two<br />

c<strong>on</strong>cepts by a proposed relati<strong>on</strong>ship.<br />

A major functi<strong>on</strong> of theory <str<strong>on</strong>g>is</str<strong>on</strong>g> to provide a model or map of why the world<br />

<str<strong>on</strong>g>is</str<strong>on</strong>g> the way it <str<strong>on</strong>g>is</str<strong>on</strong>g> (Strauss, 1995). It <str<strong>on</strong>g>is</str<strong>on</strong>g> a simplificati<strong>on</strong> of the world, but a simplificati<strong>on</strong><br />

aimed at clarifying and explaining some aspect of how it works.<br />

Theory <str<strong>on</strong>g>is</str<strong>on</strong>g> a statement about what <str<strong>on</strong>g>is</str<strong>on</strong>g> <str<strong>on</strong>g>going</str<strong>on</strong>g> <strong>on</strong> with the phenomena that <str<strong>on</strong>g>you</str<strong>on</strong>g><br />

want to understand. It <str<strong>on</strong>g>is</str<strong>on</strong>g> not simply a “<str<strong>on</strong>g>framework</str<strong>on</strong>g>,” although it can provide<br />

that, but a story about what <str<strong>on</strong>g>you</str<strong>on</strong>g> <str<strong>on</strong>g>think</str<strong>on</strong>g> <str<strong>on</strong>g>is</str<strong>on</strong>g> happening and why. A useful theory<br />

<str<strong>on</strong>g>is</str<strong>on</strong>g> <strong>on</strong>e that tells an enlightening story about some phenomen<strong>on</strong>, <strong>on</strong>e that<br />

gives <str<strong>on</strong>g>you</str<strong>on</strong>g> new insights and broadens <str<strong>on</strong>g>you</str<strong>on</strong>g>r understanding of that phenomen<strong>on</strong>.<br />

(See the d<str<strong>on</strong>g>is</str<strong>on</strong>g>cussi<strong>on</strong> of causal processes in Chapter 2.)<br />

Glaser and Strauss’s term “grounded theory” (1967), which has had an<br />

important influence <strong>on</strong> qualitative research, <str<strong>on</strong>g>do</str<strong>on</strong>g>es not refer to any particular<br />

level of theory, but to theory that <str<strong>on</strong>g>is</str<strong>on</strong>g> inductively developed during a study<br />

(or series of studies) and in c<strong>on</strong>stant interacti<strong>on</strong> with the data from that study.

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