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Rational Curves in Calabi-Yau Threefolds

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<strong>Rational</strong> <strong>Curves</strong> <strong>in</strong> <strong>Calabi</strong>-<strong>Yau</strong> <strong>Threefolds</strong> 3931<br />

5.1. Some General Facts About K3 Surfaces<br />

Recall that a K3 surface is a (reduced and irreducible) surface S with<br />

trivial canonical bundle and such that H 1 (OS) ¼ 0. In particular h 2 (OS) ¼ 1<br />

and w(OS) ¼ 2.<br />

We will use l<strong>in</strong>e bundles and divisors on a K3 surface with little or no<br />

dist<strong>in</strong>ction, as well as the multiplicative and additive notation, and denote<br />

l<strong>in</strong>ear equivalence of divisors by .<br />

Before cont<strong>in</strong>u<strong>in</strong>g, we briefly recall some useful facts and some of the<br />

ma<strong>in</strong> results <strong>in</strong> Johnsen and Knutsen (2001) which will be used <strong>in</strong> the<br />

proof of Theorem 4.3.<br />

Let C be a smooth irreducible curve of genus g 2 and A a l<strong>in</strong>e<br />

bundle on C. The Clifford <strong>in</strong>dex of A (<strong>in</strong>troduced by Martens (1968) is<br />

the <strong>in</strong>teger<br />

Cliff A ¼ deg A 2ðh 0 ðAÞ 1Þ:<br />

If g 4, then the Clifford <strong>in</strong>dex of C itself is def<strong>in</strong>ed as<br />

Cliff C ¼ m<strong>in</strong>fCliff Ajh 0 ðAÞ 2; h 1 ðAÞ 2g:<br />

Clifford’s theorem then states that Cliff C 0 with equality if and only<br />

if C is hyperelliptic and Cliff C ¼ 1 if and only if C is trigonal or a smooth<br />

plane qu<strong>in</strong>tic.<br />

At the other extreme, we obta<strong>in</strong> from Brill-Noether theory (cf.<br />

g 1<br />

Arbarello et al., 1985, Chapter V) that Cliff C b c. For the general<br />

curve of genus g, we have Cliff C ¼b<br />

g 1<br />

2 c.<br />

We say that a l<strong>in</strong>e bundle A on C contributes to the Clifford <strong>in</strong>dex of<br />

C if h 0 (A), h 1 (A) 2 and that it computes the Clifford <strong>in</strong>dex of C if <strong>in</strong><br />

addition Cliff C ¼ Cliff A.<br />

Note that Cliff A ¼ Cliff oC A 1 .<br />

It was shown by Green and Lazarsfeld (1987) that the Clifford <strong>in</strong>dex<br />

is constant for all smooth curves <strong>in</strong> a complete l<strong>in</strong>ear system jLj on a K3<br />

surface. Moreover, they also showed that if Cliff C < b<br />

2<br />

g 1<br />

2<br />

c (where g<br />

denotes the sectional genus of L, i.e., L 2 ¼ 2g 2), then there exists a l<strong>in</strong>e<br />

bundle M on S such that MC :¼ M OC computes the Clifford <strong>in</strong>dex of C<br />

for all smooth irreducible C 2jLj.<br />

This was <strong>in</strong>vestigated further <strong>in</strong> Johnsen and Knutsen (2001), where<br />

we def<strong>in</strong>ed the Clifford <strong>in</strong>dex of a base po<strong>in</strong>t free l<strong>in</strong>e bundle L on a K3<br />

surface to be the Clifford <strong>in</strong>dex of all the smooth curves <strong>in</strong> jLj and<br />

denoted it by Cliff L. Similarly, if (S, L) is a polarized K3 surface, we<br />

def<strong>in</strong>ed the Clifford <strong>in</strong>dex of S, denoted by CliffL(S) tobeCliffL.

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