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FTSE Renaissance Global IPO Index Series Ground Rules v1.4x

FTSE Renaissance Global IPO Index Series Ground Rules v1.4x

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TABLE OF CONTENTS<br />

<strong>FTSE</strong> <strong>Renaissance</strong> <strong>Global</strong> <strong>IPO</strong> <strong>Index</strong> <strong>Series</strong><br />

1.0 Introduction<br />

2.0 Status of Indices<br />

3.0 <strong>Index</strong> Management<br />

4.0 Eligible Securities<br />

5.0 <strong>Index</strong> Qualification Criteria & Periodic Review of Constituents<br />

6.0 Free Float Determination<br />

7.0 Changes to Constituent Companies<br />

8.0 Changes to Shares in Issue<br />

9.0 <strong>Index</strong> Calculation<br />

10.0 Capping Methodology<br />

<strong>FTSE</strong> <strong>Renaissance</strong> US <strong>IPO</strong> Investable <strong>Index</strong><br />

11.0 <strong>Index</strong> Qualification Criteria & Periodic Review of Constituents<br />

<strong>FTSE</strong> <strong>Renaissance</strong> Hong Kong/China Top <strong>IPO</strong> <strong>Index</strong><br />

12.0 <strong>Index</strong> Qualification Criteria & Periodic Review of Constituents<br />

APPENDICES<br />

Appendix A – Opening and Closing Times<br />

Appendix B – Eligible Markets<br />

Appendix C – Eligible Securities<br />

Appendix D – Classification of Constituent Companies<br />

Appendix E – Closing Prices Used for Calculation<br />

Appendix F – Further Information<br />

<strong>Ground</strong> <strong>Rules</strong> for the Management of the <strong>FTSE</strong> <strong>Renaissance</strong> <strong>Global</strong> <strong>IPO</strong> <strong>Index</strong> <strong>Series</strong> 2<br />

Version 1.4 April 2013

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