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Guide to Complaint Handling in Health Care Services

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About the <strong>Guide</strong><br />

A bungled <strong>in</strong>vestigation can quickly turn a reasonable compla<strong>in</strong>ant <strong>in</strong><strong>to</strong> a hurt, damaged<br />

and angry former consumer–pla<strong>in</strong>tiff.<br />

Why compla<strong>in</strong>ts are important<br />

<strong>Compla<strong>in</strong>t</strong>s are a vital form of consumer feedback<br />

that provides unique and valuable <strong>in</strong>formation <strong>to</strong> an<br />

organisation concerned with quality improvement<br />

and risk management.<br />

The challenge for health service providers is how<br />

<strong>to</strong> capture and use this <strong>in</strong>formation productively <strong>to</strong><br />

improve the quality, safety and accessibility of the<br />

health care system for consumers. <strong>Compla<strong>in</strong>t</strong>s and<br />

other comments from consumers are a valuable<br />

learn<strong>in</strong>g <strong>to</strong>ol.<br />

Successful compla<strong>in</strong>t handl<strong>in</strong>g<br />

There are many benefits <strong>to</strong> be ga<strong>in</strong>ed from an<br />

improved compla<strong>in</strong>t handl<strong>in</strong>g system. Fundamentally,<br />

handl<strong>in</strong>g compla<strong>in</strong>ts well is consistent with the core<br />

values of a health provider – <strong>in</strong> a complex, often<br />

fraught environment, it is <strong>in</strong> the <strong>in</strong>terests of patients’<br />

health and wellbe<strong>in</strong>g. Deal<strong>in</strong>g with compla<strong>in</strong>ts<br />

quickly and effectively also reduces stress on staff.<br />

It is clear from research, both <strong>in</strong> Australia and<br />

overseas, that better communication with consumers by<br />

health professionals and organisations significantly<br />

reduces the likelihood of litigation.<br />

A successful system results <strong>in</strong>:<br />

• prompt and speedy resolution of compla<strong>in</strong>ts,<br />

• reduced costs (direct and <strong>in</strong>direct) <strong>in</strong>volved with<br />

compla<strong>in</strong>t handl<strong>in</strong>g,<br />

• better risk management, potentially limit<strong>in</strong>g the<br />

number of compla<strong>in</strong>ts that may become formal<br />

legal claims,<br />

• promotion of better health care outcomes,<br />

• better quality assurance, by provid<strong>in</strong>g feedback on<br />

service delivery,<br />

• more satisfied consumers.<br />

How this <strong>Guide</strong> can help<br />

<strong>Compla<strong>in</strong>t</strong> handl<strong>in</strong>g systems vary from organisation<br />

<strong>to</strong> organisation because health service providers have<br />

different needs, depend<strong>in</strong>g on size and whether they<br />

are <strong>in</strong> a regional or metropolitan area. Although this<br />

<strong>Guide</strong> was designed for public hospitals, it is equally<br />

useful for other health providers. The pr<strong>in</strong>ciples and<br />

procedures described here can be used by all health<br />

providers, large or small – they apply both <strong>to</strong> health<br />

services provided with<strong>in</strong> an <strong>in</strong>stitution and <strong>to</strong> those<br />

provided <strong>in</strong> the community.<br />

The <strong>Guide</strong> builds on exist<strong>in</strong>g systems and<br />

processes. It assumes that organisations already have a<br />

clear set of quality goals, procedures and policies <strong>to</strong><br />

achieve identified standards.<br />

The <strong>Guide</strong> can be used <strong>to</strong> evaluate an exist<strong>in</strong>g<br />

compla<strong>in</strong>t handl<strong>in</strong>g system <strong>to</strong> see where improvements<br />

can be made and also can be used as an aid <strong>to</strong><br />

sett<strong>in</strong>g up a new system. The emphasis is on practical<br />

<strong>to</strong>ols <strong>to</strong> make compla<strong>in</strong>t handl<strong>in</strong>g easier and more<br />

<strong>in</strong>tegrated across the whole organisation, and <strong>to</strong><br />

ensure that organisations use <strong>in</strong>formation collected<br />

from consumers effectively.<br />

These <strong>to</strong>ols are designed <strong>to</strong> be used by all staff<br />

with<strong>in</strong> the organisation, not just a designated compla<strong>in</strong>ts<br />

officer. In this system staff are empowered <strong>to</strong><br />

deal with compla<strong>in</strong>ts at the po<strong>in</strong>t where they arise.<br />

Staff tra<strong>in</strong><strong>in</strong>g is a fundamental aspect of a successful<br />

system and the related tra<strong>in</strong><strong>in</strong>g kit is designed <strong>to</strong><br />

help all staff manage compla<strong>in</strong>ts better.<br />

2 <strong>Guide</strong> <strong>to</strong> <strong>Compla<strong>in</strong>t</strong> <strong>Handl<strong>in</strong>g</strong> <strong>in</strong> <strong>Health</strong> <strong>Care</strong> <strong>Services</strong>

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