the 2009 Annual Report (pdf) - PLX Technology
the 2009 Annual Report (pdf) - PLX Technology
the 2009 Annual Report (pdf) - PLX Technology
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EXHIBIT INDEX<br />
Exh i bi t<br />
Number<br />
Description<br />
2.1 Agreement and Plan of Merger, dated December 15, 2008, by and among <strong>PLX</strong> <strong>Technology</strong>, Inc., Osprey Acquisition Sub, Inc.,<br />
Oxford Semiconductor, Inc. and VantagePoint Venture Partners IV (Q), L.P., as stockholder representative (without exhibits),<br />
filed as Exhibit 2.1 to <strong>the</strong> Company's Form 8-K, filed on December 19, 2008, and incorporated herein by reference.<br />
2.2 Amendment to <strong>the</strong> Agreement and Plan of Merger, dated January 2, <strong>2009</strong>, by and among <strong>PLX</strong> <strong>Technology</strong>, Inc., Osprey<br />
Acquisition Sub, Inc., Oxford Semiconductor, Inc. and VantagePoint Venture Partners IV (Q), L.P., as stockholder representative,<br />
filed as Exhibit 2.1 to <strong>the</strong> Company's Form 8-K, filed on January 6, <strong>2009</strong>, and incorporated herein by reference.<br />
2.3 Exchange Agent Agreement, dated January 2, <strong>2009</strong>, by and among <strong>PLX</strong> <strong>Technology</strong>, Inc., Computershare, Inc. and<br />
Computershare Trust Company, N.A., filed as Exhibit 2.3 to <strong>the</strong> Company's Form 10-K, filed on March 6, <strong>2009</strong>, and<br />
incorporated herein by reference.<br />
2.4 Escrow Agreement, dated January 2, <strong>2009</strong>, by and among <strong>PLX</strong> <strong>Technology</strong>, Inc., VantagePoint Venture Partners IV (Q), L.P., as<br />
<strong>the</strong> representative of <strong>the</strong> stockholders of Oxford Semiconductor, Inc. and Computershare T rust Company, filed as Exhibit 2.4 to<br />
<strong>the</strong> Company's Form 10-K, filed on March 6, <strong>2009</strong>, and incorporated herein by reference.<br />
2.5 Form of Stockholder Support Agreement, dated December 15, 2008, by and among <strong>PLX</strong> <strong>Technology</strong>, inc., Oxford<br />
Semiconductor, Inc., VantagePoint Venture Partners IV (Q), L.P., as <strong>the</strong> representative of <strong>the</strong> stockholders of Oxford<br />
Semiconductor, Inc., and certain stockholders of <strong>the</strong> Registrant, filed as Exhibit 2.5 to <strong>the</strong> Company's Form 10-K, filed on March<br />
6, <strong>2009</strong>, and incorporated herein by reference.<br />
3.1 (1) Amended and Restated Certificate of Incorporation of <strong>the</strong> Company.<br />
3.2 Amended and Restated Bylaws of <strong>the</strong> Company, filed as Exhibit 3.1 to <strong>the</strong> Company's Form 8-K, filed on November 26, 2007<br />
and incorporated herein by reference.<br />
3.3 Certificate of Amendment to Amended and Restated Certificate of Incorporation, filed as Exhibit 3.1 to <strong>the</strong> Company’s quarterly<br />
report on Form 10-Q for <strong>the</strong> quarter ended June 30, 2004 and incorporated herein by reference.<br />
4.1 Reference is made to Exhibits 3.1 and 3.3.<br />
10.1 (1)* Form of Indemnification Agreement between <strong>PLX</strong> and each of its Officers and Directors.<br />
10.2 (1)* 1998 Stock Incentive Plan.<br />
10.3 (1) (2)* 1999 Stock Incentive Plan, As Amended.<br />
10.4* <strong>PLX</strong> <strong>Technology</strong>, Inc. 2008 Variable Compensation Plan, filed as Exhibit 10.17 to <strong>the</strong> Company's Form 10-K, filed on March 6,<br />
2008 and incorporated herein by reference.<br />
10.5* Amended and Restated <strong>PLX</strong> <strong>Technology</strong>, Inc. 1999 Stock Incentive Plan, titled as Appendix A to <strong>the</strong> Company's Proxy<br />
Statement on Schedule 14A, dated April 18, 2006, and incorporated herein by reference.<br />
10.6* <strong>PLX</strong> <strong>Technology</strong>, Inc. 2008 Equity Incentive Plan, attached as Appendix A to <strong>the</strong> Company's Definitive Proxy Statement on<br />
Schedule 14A, filed on April 18, 2008, and incorporated herein by reference.<br />
10.7* Offer Letter, dated as of October 15, 2008, by and between <strong>the</strong> Company and Ralph Schmitt, filed as Exhibit 10.1 to <strong>the</strong><br />
Company's Form 8-K, filed on October 27, 2008, and incorporated herein by reference.<br />
10.8* <strong>PLX</strong> <strong>Technology</strong>, Inc. Employee Stock Ownership Plan, filed as Exhibit 99.1 to <strong>the</strong> Company’s Registration Statement on Form<br />
S-8 (Registration No. 333-160026), filed on June 17, <strong>2009</strong>, and incorporated herein by reference.<br />
14.1 Code of Ethics, filed as Exhibit 14.1 to <strong>the</strong> Company’s Form 10-K, filed on March 3, 2006, and incorporated herein by<br />
reference.<br />
21.1 Subsidiaries of <strong>the</strong> Company.<br />
23.1 Consent of Independent Registered Public Accounting Firm.<br />
24.1 Power of Attorney (See Signature page).<br />
31.1 Certification of Chief Executive Officer Pursuant to Section 302 of <strong>the</strong> Sarbanes-Oxley Act of 2002.<br />
31.2 Certification of Chief Financial Officer Pursuant to Section 302 of <strong>the</strong> Sarbanes-Oxley Act of 2002.<br />
32.1 Certification of Chief Executive Officer Pursuant to 18 U.S.C.Section 1350, Chapter 63 of Title 18, United States Code, as<br />
Adopted Pursuant to Section 906 of <strong>the</strong> Sarbanes-Oxley Act of 2002.<br />
32.2 Certification of Chief Financial Officer Pursuant to 18 U.S.C.Section 1350, Chapter 63 of Title 18, United States Code, as<br />
Adopted Pursuant to Section 906 of <strong>the</strong> Sarbanes-Oxley Act of 2002.<br />
(1) Incorporated by reference to <strong>the</strong> same numbered exhibit previously filed with <strong>the</strong> Company's Registration Statement on Form S-1<br />
(Registration No. 333-71795).<br />
(2) Incorporated by reference to Exhibit 10.1 to <strong>the</strong> Company's quarterly report on Form 10-Q for <strong>the</strong> quarter ended June 30, 2002.<br />
* Management contract or compensatory plan or arrangement.<br />
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