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Independent Review of the Management of Controlled Drug Use in ...

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6. F<strong>in</strong>d<strong>in</strong>gs<br />

6.1 Term <strong>of</strong> Reference One<br />

To assess <strong>the</strong> organisational governance arrangements <strong>in</strong> place <strong>in</strong><br />

trusts for <strong>the</strong> management <strong>of</strong> controlled drugs <strong>in</strong> secondary care.<br />

6.1.1 Appo<strong>in</strong>tment <strong>of</strong> Accountable Officers<br />

The Accountable Officer (AO) is <strong>the</strong> person with<strong>in</strong> <strong>the</strong> trust who has<br />

organisational responsibility for controlled drugs.<br />

All trusts had appo<strong>in</strong>ted an experienced pharmacist <strong>in</strong>to <strong>the</strong> post <strong>of</strong> AO.<br />

In all trusts <strong>the</strong> AO was <strong>the</strong> head or director <strong>of</strong> pharmacy and medic<strong>in</strong>es<br />

management. In accordance with legislation <strong>the</strong> AO did not rout<strong>in</strong>ely supply,<br />

adm<strong>in</strong>ister or dispose <strong>of</strong> controlled drugs. The AOs advised <strong>the</strong> review team<br />

that, <strong>in</strong> exceptional circumstances, <strong>the</strong>y may be directly <strong>in</strong>volved. However,<br />

<strong>the</strong>se circumstances were rare and considered by <strong>the</strong> review team to be<br />

appropriate.<br />

All AOs reported that <strong>the</strong>y had received appropriate tra<strong>in</strong><strong>in</strong>g, both on<br />

appo<strong>in</strong>tment and on an ongo<strong>in</strong>g basis. All AOs reported that <strong>the</strong>y had been<br />

provided with resources by <strong>the</strong> trusts to allow <strong>the</strong>m to carry out <strong>the</strong>ir role.<br />

In three trusts (Nor<strong>the</strong>rn, South Eastern and Western), fund<strong>in</strong>g was be<strong>in</strong>g<br />

sought for additional pharmacy support, at an appropriate level, to assist <strong>the</strong><br />

AO <strong>in</strong> meet<strong>in</strong>g <strong>the</strong>ir legislative responsibilities.<br />

Recommendation 1<br />

Trusts should review <strong>the</strong> arrangements to support Accountable Officers<br />

to ensure that <strong>the</strong>y are provided with sufficient resources to carry out<br />

<strong>the</strong>ir role.<br />

6.1.2 Governance Structure<br />

Governance is <strong>the</strong> system by which an organisation is directed and controlled,<br />

at its most senior levels, <strong>in</strong> order to achieve its objectives and meet <strong>the</strong><br />

necessary standards <strong>of</strong> accountability, probity and openness.<br />

The Chief Executive <strong>of</strong> each trust has overall responsibility for <strong>the</strong> safe and<br />

secure handl<strong>in</strong>g <strong>of</strong> all medic<strong>in</strong>es as part <strong>of</strong> <strong>the</strong> controls assurance medic<strong>in</strong>es<br />

management framework. The AOs are accountable to <strong>the</strong> senior executive<br />

management team with<strong>in</strong> <strong>the</strong>ir own organisation for implement<strong>in</strong>g<br />

requirements aris<strong>in</strong>g from <strong>the</strong> <strong>Controlled</strong> <strong>Drug</strong>s (Supervision <strong>of</strong> <strong>Management</strong><br />

and <strong>Use</strong>) Regulations (Nor<strong>the</strong>rn Ireland) 2009 which ensure that systems <strong>of</strong><br />

control for <strong>the</strong> safe and secure handl<strong>in</strong>g <strong>of</strong> controlled drugs are <strong>in</strong> place.<br />

Trusts provided evidence <strong>of</strong> how <strong>the</strong> AO fits <strong>in</strong>to <strong>the</strong> overall trust governance<br />

structure and evidence that clearly def<strong>in</strong>ed report<strong>in</strong>g mechanisms were <strong>in</strong><br />

15

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