Manulife Malaysia Equity Fund - Manulife Insurance Berhad

He holds a Capital Markets and Services Representative License issued by
the Securities Commission since 26 September 2008.
He is also the designated fund manager for this Fund.
13.4 Roles, Duties and Functions of the Investment Manager
The Investment Manager shall be responsible for the management of the
Fund and subject to compliance with the investment parameters and any
mandates, applicable laws, instructions or requirements communicated to
the Investment Manager by the Manager from time to time. Managing the
Fund will include, but not be limited to, investing and reinvesting in shares,
stocks, debenture stocks, corporate and government bonds, certificates
of deposits, debt securities and other securities. It will also include the
depositing of monies in the bank pending such investments being made
and the varying of investments from time to time
In the event that any of the investment parameters or investment restrictions
applicable to the Fund is breached, the Investment Manager shall promptly
report to the Manager of the breaches and the steps taken as may be
necessary to remedy such breach within a reasonable period of time.
In addition, the Investment Manager shall report to the Manager on a
monthly basis whether it has complied with all of the applicable laws and
investment parameters, mandates, instructions or requirements (if any)
communicated to the Investment Manager in writing by the Manager from
time to time.
In complying with applicable laws, amongst others, the Investment Manager
shall maintain complete and accurate records relating to all portfolio
transactions of the Fund and to comply with its business continuity policy.
13.5 Material Litigation
As at LPD, the Investment Manager is not engaged in any material litigation
and arbitration, including those pending or threatened, and any facts likely
to give rise to any proceedings which might materially affect the business/
financial position of the Investment Manager.
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