Restricted Party Screening in GTM

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How to trigger RPLS • Ad-hoc • User Action • Agent Action • Web Service • Batch Process
Ad-hoc RPLS Ad-hoc restricted party list screening is performed using UI functionality. The typical use case for ad-hoc screening would be a request where no order or contact have been created. Example – Inquiry to determine if a job candidate is on a restricted list. Lets take the following example: An HR Manager asks the compliance group to review a job applicant, “Hilton Langley” to determine if he/she is on any restricted party list.
Page 2 and 3: Restricted Party List Screening in
Page 4 and 5: Agenda • Overview • How to trig
Page 6 and 7: RPLS Overview • U.S. individuals
Page 8 and 9: Product Classification Restricted P
Page 10 and 11: RPLS should happen when • A Conta
Page 14 and 15: Ad-hoc RPLS • The compliance depa
Page 16 and 17: User Action Triggered RPLS Contact
Page 18 and 19: RPLS as Stand-alone Service • Ste
Page 20 and 21: Batch Process Triggered RPLS
Page 22 and 23: Service Preference and Service Para
Page 24 and 25: Service Preference and Service Para
Page 26 and 27: Agenda • Overview • How to trig
Page 28 and 29: Government Lists • Bureau of Indu
Page 30 and 31: Government Lists • Downloadable f
Page 32 and 33: Dilemma - Name, Address or both •
Page 34 and 35: Dilemma - Name, Address or both •
Page 36 and 37: Red Flag words • Set up in Restri
Page 38 and 39: Red Flag words • How about this
Page 40 and 41: Embargoed Country Screening • Emb
Page 42: Questions and Answers

Restricted Party Screening in GTM

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