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Research on Child and Adolescent Mental Health

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make comprehensive estimates difficult to obtain<br />

(Hoagwood <strong>and</strong> Rupp, 1994). In additi<strong>on</strong> to private<br />

insurance <strong>and</strong> public treatment settings, some<br />

mental health services are delivered <strong>and</strong> paid for by<br />

the educati<strong>on</strong>, child welfare, <strong>and</strong> juvenile justice<br />

sectors. Social services are major sources of services<br />

for children but are not part of the Nati<strong>on</strong>al <strong>Health</strong><br />

Accounts (NHA), the best known summary of<br />

annual health care costs<br />

(http://www.hcfa.gov/stats/NHE-Proj/; Levit et al.,<br />

2000).<br />

The 1986 Office of Technology Assessment (OTA)<br />

report <strong>on</strong> <strong>Child</strong>ren’s <strong>Mental</strong> <strong>Health</strong> Problems <strong>and</strong><br />

Services c<strong>on</strong>jectured that “federal <strong>and</strong> private<br />

sources currently bear less of a burden” but<br />

warned that there are no data to support a firm<br />

c<strong>on</strong>clusi<strong>on</strong>: “In the case of Medicaid, for example,<br />

the <strong>on</strong>ly mental health expenditure known is that<br />

of mental hospitals. Private third-party payers<br />

prefer not to disclose what they pay for mental<br />

health services <strong>and</strong> the amount actually spent by<br />

clients themselves is not known. The proporti<strong>on</strong><br />

of costs specifically for children’s mental health<br />

treatment is even more difficult to determine”<br />

(p. 132).<br />

A later OTA report <strong>on</strong> adolescents (1991) provided<br />

utilizati<strong>on</strong> estimates for specific services based <strong>on</strong><br />

several different databases (Nati<strong>on</strong>al Ambulatory<br />

Care Survey, Nati<strong>on</strong>al <strong>Health</strong> Interview Survey,<br />

Inventory of <strong>Mental</strong> <strong>Health</strong> Organizati<strong>on</strong>, some<br />

sec<strong>on</strong>dary sources) but cauti<strong>on</strong>ed that “these<br />

estimates from varying sources do not allow an<br />

overall estimate of mental health services<br />

utilizati<strong>on</strong> by adolescents” (p.457). An<br />

unpublished background paper by Burns, Taube,<br />

<strong>and</strong> Taube cited in the report gave total estimates<br />

for U.S. adolescents in 1986 at $3.5 billi<strong>on</strong> (see<br />

also Burns, 1991). Of this, 46 percent was<br />

attributed to hospital inpatient care, 28 percent to<br />

residential treatment centers, <strong>and</strong> 26 percent to<br />

outpatient care.<br />

BACKGROUND ON HEALTH SPENDING AND<br />

UTILIZATION ESTIMATES<br />

Since 1964, the U.S. Department of <strong>Health</strong> <strong>and</strong><br />

Human Services has published an annual series of<br />

statistics presenting total nati<strong>on</strong>al health<br />

expenditures during each year. The aim of these<br />

Nati<strong>on</strong>al <strong>Health</strong> Accounts (NHAs) is to identify all<br />

goods <strong>and</strong> services that can be characterized as<br />

relating to health care in the nati<strong>on</strong> <strong>and</strong><br />

determine the amount of m<strong>on</strong>ey used for the<br />

purchase of these goods <strong>and</strong> services. The NHA<br />

framework is a matrix of operati<strong>on</strong>al categories<br />

classifying sources of health care dollars <strong>and</strong><br />

services purchased with these funds (HCFA,<br />

various years). The NHA recognize several types<br />

of spending, including "pers<strong>on</strong>al health care,"<br />

"government public health activity," "program<br />

administrati<strong>on</strong>," <strong>and</strong> "research <strong>and</strong> c<strong>on</strong>structi<strong>on</strong>."<br />

In 1997, nati<strong>on</strong>al health expenditures were<br />

estimated at $1,092.4 billi<strong>on</strong> (13.5% of GDP <strong>and</strong><br />

$3927 per capita) <strong>and</strong> expected to grow to<br />

$1,316.2 billi<strong>on</strong> (14.3% of GDP <strong>and</strong> 4,611 per<br />

capita) by 2000. Most of the expenditures are for<br />

pers<strong>on</strong>al health care, broken down by type of<br />

expenditure <strong>and</strong> payer. For the purposes of this<br />

project, we are c<strong>on</strong>cerned <strong>on</strong>ly with pers<strong>on</strong>al<br />

health care, not the other categories, even if they<br />

relate to child mental health, such as NIMH<br />

funded research. The NHA collects informati<strong>on</strong><br />

primarily from larger reporting units (e.g.,<br />

hospitals) instead of trying to aggregate<br />

individual service or patient informati<strong>on</strong>. The<br />

NHA c<strong>on</strong>tains no informati<strong>on</strong> about health care<br />

utilizati<strong>on</strong> (e.g., number of physician visits or<br />

hospital days) for specific patient groups.<br />

An <strong>on</strong>going project funded by the Substance Abuse<br />

<strong>and</strong> <strong>Mental</strong> <strong>Health</strong> Services Administrati<strong>on</strong><br />

(SAMHSA) provides nati<strong>on</strong>al estimates for mental<br />

health <strong>and</strong> substance abuse expenditures (Mark et<br />

al., 1998; Coffey et al., 2000). The project builds <strong>on</strong><br />

earlier work by Frank <strong>and</strong> Kamlet (1985), Rice et al.<br />

95

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