FORM 10-K/A GAMCO Investors, Inc. - Gabelli

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Exhibit 12.1 Computation of Ratios of Earnings to Fixed Charges The following table sets forth certain information regarding our consolidated ratio of earnings to fixed charges for the five-year period ended December 31, 2006. Year Ended December 31, 2002 (b) 2003 (b) 2004 (b) 2005(b) (c) 2006 (b) (c) Ratio of earnings to fixed charges (a) 8.1 6.4 7.2 8.5 10.3 (a) These ratios were calculated by dividing the sum of fixed charges into the sum of earnings before taxes and fixed charges. Fixed charges for these purposes consist of all interest expense and the approximate portion of rental expense representing interest. (b) Restated as described in Note A in Item 8 of this report on Form 10-K/A. (c) Restated as described in the explanatory note of this report on Form 10-K/A.
Exhibit 21.1 Subsidiaries of GAMCO Investors, Inc. The following table lists the direct and indirect subsidiaries of GAMCO Investors, Inc. (the “Company”), except those investment partnerships and offshore funds consolidated in accordance with FIN46R and EITF 04-5. In accordance with Item 601 (21) of Regulation S-K, the omitted subsidiaries considered in the aggregate as a single subsidiary would not constitute a “significant subsidiary” as defined under Rule 1-02(w) of Regulation S-X. Name Gabelli Funds, LLC (100%-owned by the Company) GAMCO Asset Management Inc. (100%-owned by the Company) Gabelli Fixed Income, Inc. (100%-owned by the Company) GAMCO Asset Management (UK) Limited (100%-owned by the Company) Gabelli Securities, Inc. (92.1%-owned by the Company) Gabelli Advisers, Inc. (41.8%-owned by the Company) Gabelli & Company, Inc. (100%-owned by Gabelli Securities, Inc.) Gabelli & Partners LLC (100%-owned by Gabelli Securities, Inc.) Gabelli Fixed Income L.L.C. (100%-owned by Gabelli Fixed Income, Inc.) Gabelli Convertible Holdings, LLC (100%-owned by Gabelli Securities, Inc.) Gabelli Arbitrage Holdings LLC (100%-owned by the Company) Gabelli Trading Holdings LLC (100%-owned by the Company) Gabelli Intermediate Credit Fund LLC (100%-owned by the Company) Jurisdiction of Incorporation or Organization New York New York New York United Kingdom Delaware Delaware New York Delaware Delaware Delaware Delaware Delaware Delaware
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UNITED STATES SECURITIES AND EXCHAN
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The aggregate market value of the c
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Our assets under management are org
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- GAM GAMCO Equity Fund, managed by
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As in prior years, we experienced c
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To further extend “value investin
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· Diversified Product Offerings: S
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Open-end Funds On December 31, 2006
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Assets Under Management The followi
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The following table lists the Mutua
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Net Assets as of December 31, Fund
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Net Assets as of December 31, Fund
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Shareholders of the open-end Funds
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Gabelli & Company also offers our o
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Investments by GBL on behalf of our
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ITEM 1A: RISK FACTORS Business Risk
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Catastrophic and unpredictable even
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During 2006, as in prior years, we
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Our businesses are subject to exten
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PART II ITEM 5: MARKET FOR THE REGI
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The following table shows informati
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December 31, 2002 (a) 2003 (a) 2004
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As a result of the first material w
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Consolidated Statements of Income I
Page 49 and 50: Our liquid balance sheet, coupled w
Page 51 and 52: For the three years ended December
Page 53 and 54: Expenses Compensation: Compensation
Page 55 and 56: Mutual fund revenues increased $3.9
Page 57 and 58: Liquidity and Capital Resources Our
Page 59 and 60: Our revenues are primarily driven b
Page 61 and 62: Critical Accounting Policies In the
Page 63 and 64: Recent Accounting Developments In F
Page 65 and 66: ITEM 8: FINANCIAL STATEMENTS AND SU
Page 67 and 68: REPORT OF INDEPENDENT REGISTERED PU
Page 69 and 70: GAMCO INVESTORS, INC. AND SUBSIDIAR
Page 71 and 72: (In thousands) See accompanying not
Page 73 and 74: GAMCO INVESTORS, INC. AND SUBSIDIAR
Page 75 and 76: Gabelli Direct, Inc. (“Gabelli Di
Page 77 and 78: Goodwill Goodwill pertains to the c
Page 79 and 80: Restatement As discussed within the
Page 81 and 82: In February 2007, the FASB issued F
Page 83 and 84: We were not required to consolidate
Page 85 and 86: E. Debt Debt consists of the follow
Page 87 and 88: The table below represents for vari
Page 89 and 90: Shelf Registration On December 28,
Page 91 and 92: We serve as the investment advisor
Page 93 and 94: N. Goodwill In accordance with SFAS
Page 95 and 96: As a result of the first material w
Page 97 and 98: ITEM 14: PRINCIPAL ACCOUNTANT FEES
Page 99: POWER OF ATTORNEY Each person whose
Page 103 and 104: Exhibit 31.1 Certifications I, Mari
Page 105 and 106: Certifications Exhibit 31.3 I, Dian
Page 107: Exhibit 32.2 Certification of Actin
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FORM 10-K/A GAMCO Investors, Inc. - Gabelli

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