FORM 10-K/A GAMCO Investors, Inc. - Gabelli

The following table lists the Mutual Funds, together with the December 31, 2006 Morningstar overall rating, where rated (ratings are not available for the money -market mutual
funds and other mutual funds, which collectively represent 42.7% of the assets under management in the Mutual Funds), provides a description of the primary investment objective,
fund characteristics, fees, the date that the mutual fund was initially offered to investors and the assets under management in the mutual funds as of December 31, 2006.
Net Assets as of
December 31,
Fund Advisory 12b-1 Initial 2006
(Morningstar Overall Primary Investment Fund Fees Fees Offer (all classes)
Rating) (1) Objective Characteristics (%) (%) Date ($ in millions)
OPEN-END FUNDS:
EQUITY INCOME:
The Gabelli Equity High level of total return Class AAA: 1.00 .25 01/02/92 $ 906
Income Fund with an emphasis on No-load,
««««« income-producing equities Open-end,
with yields greater than Diversified
the S&P 500 average. Multi-class Shares (2)
Westwood Both capital appreciation Class AAA: .75 .25 10/01/91 $ 155
Balanced Fund and current income using No-load,
«««« portfolios containing stocks, Open-end,
bonds, and cash as appropriate Diversified
in light of current economic Multi-class shares (2)
and business conditions.
Westwood High level of current income Class AAA: 1.00 (8) .25 09/30/97 $ 12
Income Fund as well as long-term capital No-load,
« appreciation by investing Open-end,
primarily in income producing Diversified
equity and fixed income Multi-class shares (2)
securities.
VALUE:
The Gabelli Asset Growth of capital as a primary Class AAA: 1.00 .25 03/03/86 $ 2,527
Fund investment objective, with No-load,
«««« current income as a secondary Open-end,
investment objective. Invests in Diversified
equity securities of companies Multi-class shares (2)
selling at a significant discount
to their private market value.
Westwood Capital appreciation through a Class AAA: 1.00 .25 01/02/87 $ 187
Equity Fund diversified portfolio of equity No-load,
«««« securities using bottom-up Open-end,
fundamental research with a Diversified
focus on identifying Multi-class shares (2)
well-seasoned companies.
The Gabelli Blue Chip Capital appreciation through Class AAA: 1.00 .25 08/26/99 $ 37
Value Fund investments in equity securities No-load,
«« of established companies, which Open-end,
are temporarily out of favor and Diversified
which have market capitalizations Multi-class shares (2)
in excess of $5 billion.
SMALL CAP VALUE:
The Gabelli Small Cap High level of capital appreciation Class AAA: 1.00 .25 10/22/91 $ 755
Growth Fund from equity securities of smaller No-load,
«««« companies with market Open-end,
capitalization of $2 billion or less Diversified
at the time of purchase. Multi-class Shares (2)
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