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40 MACHINERY UPDATE JANUARY/FEBRUARY 2015 www.machineryupdate.co.uk<br />

Regulations<br />

How to avoid the pitfalls<br />

around CE marking<br />

Paul Laidler<br />

BUSINESS DIRECTOR FOR MACHINERY SAFTEY AT TÜV SÜD PRODUCT SERVICE<br />

Misconceptions about CE marking mean that it is one of the most misunderstood requirements of<br />

all the applicable EU Directives. Here’s a guide to ensuring machinery compliance<br />

By applying the CE<br />

marking and providing<br />

the associated EU<br />

Declaration of Conformity<br />

(DoC), a manufacturer or<br />

importer is confirming<br />

that a machine meets the<br />

requirements of all applicable<br />

EU Directives.<br />

The DoC is a formal<br />

statement that a machine<br />

complies with applicable<br />

Directives and standards.<br />

It must be signed by the<br />

responsible person within<br />

the organisation and that<br />

signatory may be subject to<br />

prosecution if the equipment<br />

is found not to comply.<br />

The DoC must include:<br />

• Name and address of<br />

the manufacturer<br />

(or their authorised<br />

representative)<br />

• Description of the product<br />

- including type, model<br />

and any other information<br />

that clearly relates<br />

the equipment to the<br />

Declaration<br />

• Reference to the standards<br />

applied<br />

• Identification of the<br />

signatory.<br />

An essential element<br />

in demonstrating that CE<br />

marking requirements have<br />

been met is the production of<br />

a technical construction file<br />

(TCF), which must conform to<br />

the provisions set out in the<br />

Machinery Directive.<br />

DOCUMENTATION ON<br />

RISK ASSESSMENT<br />

Annex VII of the Machinery<br />

Directive states, in paragraph<br />

1(a), that the TCF must now<br />

include “documentation<br />

on risk assessment”<br />

demonstrating the procedure<br />

followed, including:<br />

i a list of the essential health<br />

and safety requirements<br />

(EHSRs) which apply to the<br />

machinery,<br />

ii the description of the<br />

protective measures<br />

implemented to eliminate<br />

identified hazards or<br />

to reduce risks and,<br />

when appropriate, the<br />

indication of the residual<br />

risks associated with the<br />

machinery.<br />

In addition, EHSR 1.1.2<br />

states “machinery must be<br />

designed and constructed<br />

so that it is fitted for its<br />

function, taking into account<br />

foreseeable misuse” and<br />

“the aim of measures taken<br />

must be to eliminate any risk<br />

throughout the foreseeable<br />

lifetime of the machinery”.<br />

USE ONLY THE LATEST<br />

SOFTWARE VERSIONS<br />

Software has been designed<br />

for machinery compliance risk<br />

management, taking much<br />

of this headache away, but it<br />

is essential that it is the latest<br />

version that reflects current<br />

legislation. Any substantial<br />

changes to machinery, such as<br />

upgrades or if it is interlinked<br />

with other equipment as part<br />

of an assembly, may make<br />

the existing DoC invalid. This<br />

could therefore necessitate a<br />

new conformity assessment,<br />

even if the machinery was<br />

originally compliant with<br />

CE marking when it was first<br />

purchased and where it was<br />

put into service.<br />

There are two key areas of<br />

guidance to help machinery<br />

end users identify if the<br />

modifications they have made<br />

will be considered substantial<br />

by the regulatory authorities.<br />

The first is the Health &<br />

Safety Executive, which<br />

outlines the different situations<br />

involving modifications<br />

to machinery where the<br />

requirements of the Machinery<br />

Directive are likely to apply and<br />

action must be taken:<br />

Any substantial changes made to<br />

machinery, such as upgrades may<br />

make the existing DoC invalid<br />

• Machinery is modified<br />

so much that it should<br />

be considered as ‘new’<br />

machinery<br />

• Machinery refurbishment<br />

with a different safety<br />

package<br />

• An existing assembly of<br />

machines is modified<br />

• Machinery modified before<br />

it is first put into service.<br />

A second reference guide<br />

is the CEOC International<br />

document ‘Modification<br />

of Machinery in Service<br />

– Guide for Inspection’,<br />

which gives clear guidance<br />

on what constitutes a ‘non<br />

substantial’ and a ‘substantial’<br />

modification.<br />

In order to carry the CE<br />

marking and comply with<br />

the Machinery Directive,<br />

any machine that has<br />

EMC sensitive electrical or<br />

electronic components must<br />

meet the requirements of the<br />

EMC Directive (2004/108/EC).<br />

The only machines<br />

that are not subject to<br />

conformity assessment with<br />

the essential requirements<br />

of the EMC Directive are<br />

fixed installations. Often<br />

the presumption is that if<br />

machinery is screwed to the<br />

floor it can be considered a<br />

fixed installation. However,<br />

if such a machine, or assembly<br />

of machines into a production<br />

line, is moved and modified at<br />

any time, it ceases to become<br />

a fixed installation.<br />

It is therefore very rare that<br />

something that is presumed to<br />

be a fixed installation actually<br />

is and we regularly see this<br />

misunderstanding when we<br />

make site visits. A best practice<br />

approach would be to err on<br />

the side of caution and conduct<br />

onsite pre-compliance EMC<br />

tests for machinery, even if it<br />

could possibly fall within the<br />

fixed installation definition.<br />

The CE marking is a visible<br />

sign that a machine complies<br />

with all the relevant standards<br />

and Directives. It is therefore<br />

essential that manufacturers<br />

understand how to apply the<br />

vast range of possible relevant<br />

standards and Directives<br />

to machinery, in order to<br />

ensure both compliance and<br />

the saleability of equipment<br />

destined for the European<br />

market.<br />

i For more information<br />

contact W www.tuvps.com<br />

TÜV SÜD Product Service<br />

is the PPMA’s technical and<br />

legislative partner

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