ACCT/ACCF-Customer Account Information-11/09

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PERSHING STANDARD FILE LAYOUTSPOSITION PICTURE TYPE DESCRIPTION343-357 X(15) AN CITY; for US/Canada addresses only358-359 X(02) AN STATE; for US/Canada addresses only see Appendix Q,“ACCT Codes and Values”360-374 X(15) AN ZIP/POSTAL CODE; for US/Canada addresses only375-376 X(02) AN COUNTRY CODE; see Appendix Q, “ACCT Codes andValues”377-378 X(02) AN Not UsedACCOUNT HOLDER/PARTICIPANT ADDRESS AREA (SECOND)379-379 X(01) AN DELIVERY IDENTIFIER; defines the type of address thatfollows; acceptable values include:“M” = Legal“L” = Mailing380-380 X(01) AN SPECIAL HANDLING INDICATOR; acceptable valuesinclude:“N” = No special handling (default value)“Y” = Special handling required (mandatory for internationaladdresses)381-384 X(04) AN ATTENTION LINE PREFIX; acceptable values include:“ATTN” = Attention of“C/O” = Care of“ ” = May be blank in user-titled accounts385-412 X(28) AN ATTENTION LINE DETAIL413-444 X(32) AN STREET ADDRESS LINE 1445-476 X(32) AN STREET ADDRESS LINE 2477-508 X(32) AN STREET ADDRESS LINE 3; only if ATTENTION LINE isspaces509-540 X(32) AN STREET ADDRESS LINE 4; only if country is not US orCanada541-555 X(15) AN CITY; for US/Canada addresses only556-557 X(02) AN STATE; for US/Canadian addresses only; see Appendix Q,“ACCT Codes and Values”558-572 X(15) AN ZIP/POSTAL CODE; for US/Canada addresses only573-574 X(02) AN COUNTRY CODE; see Appendix Q, “ACCT Codes andValues”575-576 X(02) AN Not UsedACCOUNT HOLDER/PARTICIPANT INFORMATION (includes USA PATRIOT ACT account information)577-577 X(01) AN NATURAL/NON-NATURAL INDICATOR; acceptablevalues include:“I” = Individual/Person\“E” = Entity/Business/Nonperson“U” = Unknown“M” = Memo578-578 X(01) AN CONFIRMATION RECEIPT INDICATOR; (cont.)ACCT/ACCFPage 34 Customer Account Information 10-09
PERSHING STANDARD FILE LAYOUTSPOSITION PICTURE TYPE DESCRIPTIONacceptable values include:“Y” = Receives Confirmations“N” = Does Not Receive Confirmations579-579 X(01) AN STATEMENT RECEIPT INDICATOR; acceptable valuesinclude:“Y” = Receives Statements“N” = Does Not Receive Statements580-581 9(02) N YEARS OF INVESTMENT EXPERIENCE; values 00-99582-582 X(01) AN GENDER; acceptable values include:“F” = Female“M” = Male“N” = Not applicable (i.e., Account Holder is Corporate Entity)“U” = Unknown/Undetermined583-583 X(01) AN PROXY INDICATOR; acceptable values include:“Y” = Yes“N” = No584-591 9(08) N ACCOUNT HOLDER/PARTICIPANT’S BIRTH DATE =“CCYYMMDD”592-593 X(02) AN ACCOUNT HOLDER/PARTICIPANT COUNTRY OFCITIZENSHIP; see Appendix Q, “ACCT Codes and Values”594-595 X(02) AN ACCOUNT HOLDER/PARTICIPANT COUNTRY OFRESIDENCE; see Appendix Q, “ACCT Codes and Values”596-599 X(04) AN IDENTITY VERIFICATION METHOD; values include:“ ”= Information not Provided to Pershing“CDCR” = Compliance Data Center Inc. Report“RDCR” = Regulatory Data Corporation Report“INVR” = Internal Review“OTHR” = Other Identification VendorID VERIFICATION COMMENTS CAN BE FOUND IN RECORD X, position 519-568600-600 X(01) AN TAX ID TYPE; acceptable values include:“A” = Applied for“N” = Not applicable“S” = Social Security Number“T” = Taxpayer Identification Number601-609 X(09) AN TAX ID NUMBER610-610 X(01) AN TAX EXEMPTION INDICATOR; acceptable values include:“Y” = Yes“N” = No611-611 X(01) AN W9 ON FILE; acceptable values include:“Y” = Yes“N” = No612-615 X(04) AN CUSTOMER BANK CODE; for third-party custodian; IBDdrivenACCT/ACCFPage 35 Customer Account Information 10-09
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ACCT/ACCF-Customer Account Information-11/09

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