ACCT/ACCF-Customer Account Information-11/09

PERSHING STANDARD FILE LAYOUTSPOSITION PICTURE TYPE DESCRIPTION“A” = Added record“C” = Changed record328-353 X(26) AN COMMENTS; (free-form text)354-368 X(15) AN EMPLOYER SHORTNAME (previously “EMPLOYER”)369-377 X(09) AN EMPLOYER’S CUSIP®378-386 X(09) AN EMPLOYER’S SYMBOL387-387 X(01) AN MARGIN PRIVILEGES REVOKED; values include:“N” = No“Y” = Yes“ ” = Not applicable388-395 9(08) N STATEMENT REVIEW DATE = “CCYYMMDD”396-396 X(01) AN MARGIN PAPERS ON FILE; acceptable values include:“Y” = Margin Papers on File“N” = No Margin Papers on File397-397 X(01) AN OPTION PAPERS ON FILE; acceptable values include:“Y” = Option Papers on File“N” = No Option Papers on File398-399 X(02) AN Not UsedDISCRETION400-400 X(01) AN INVESTMENT PROFESSIONAL DISCRETIONGRANTED; acceptable values include:“N” = No“Y” = Yes401-401 X(01) AN INVESTMENT ADVISOR DISCRETION GRANTED; valuesinclude:“N” = No“Y” = Yes402-402 X(01) AN THIRD PARTY DISCRETION GRANTED; values include:“N” = No“Y” = Yes403-417 X(15) AN THIRD PARTY NAME (free-form text)418-418 X(01) AN RISK FACTOR CODE; acceptable values include:“L” = Low“M” = Moderate“S” = Speculation“H” = High419-422 X(04) AN INVESTMENT OBJECTIVE CODE; values are eithercustomer- or Pershing-defined; Pershing defined values:“I ” = Income“L ” = Long-Term Growth“S ” = Short-Term Growth“ ” = Not applicableACCT/ACCFPage 6 Customer Account Information 10-09