ACCT/ACCF-Customer Account Information-11/09

PERSHING STANDARD FILE LAYOUTSPOSITION PICTURE TYPE DESCRIPTION616-647 X(32) AN CORPORATE/BUSINESS ID; for non-natural person only648-649 X(02) AN COUNTRY OF THE FORMATION ORGANIZATION; fornon-natural person only; see Appendix Q, “ACCT Codes andValues”650-651 X(02) AN STATE OF INCORPORATION/ORGANIZATION; for nonnaturalperson only; see Appendix Q, “ACCT Codes andValues”EMPLOYMENT INFORMATION (NEXT FOUR FIELDS COPIED TO RECORD X FOR EASE OF USE)652-652 X(01) AN EMPLOYEE OF THIS IBD; acceptable values include:“Y” = Yes; the holder/participant is an employee of this IBD“N” = No; the holder/participant is not an employee of thisIBD“U” = Unknown653-653 X(01) AN RELATED TO EMPLOYEE OF THIS IBD; acceptable valuesinclude:“Y” = Yes; the holder/participant is related to anemployee of this IBD“N” = No; the holder/participant is not related to anemployee of this IBD“U” = Unknown654-654 X(01) AN EMPLOYEE OF ANOTHER IBD; acceptable values include:“ ” = Not applicable“Y” = Yes; the holder/participant is an employee of anotherIBD“N” = No; the holder/participant is not an employeeanother of IBD“U” = Unknown655-655 X(01) AN RELATED TO EMPLOYEE OF ANOTHER IBD; acceptablevalues include:“ ” = Not applicable“Y” = Yes; the holder/participant is related to an employee ofanother IBD“N” = No; the holder/participant is not related to an employeeof another IBD“U” = Unknown656-659 X(04) AN EMPLOYMENT STATUS CODE; acceptable values include:“ ” = Not applicable“EMPL” = Employed“SEMP” = Self-Employed“RETD” = Retired“UEMP” = Unemployed“HOME” = Homemaker“STDT” = StudentACCT/ACCFPage 36 Customer Account Information 10-09