ACCT/ACCF-Customer Account Information-11/09

PERSHING STANDARD FILE LAYOUTSPOSITION PICTURE TYPE DESCRIPTION“Y ” = Yes“N ” = No468-475 9(08) N THIRD PARTY FEE APPROVAL DATE = “CCYYMMDD”476-476 X(01) AN Not Used477-478 X(02) AN COMMISSION SCHEDULE; acceptable values include:“ ” = Standard“C ” = Discount479-483 X(05) AN GROUP INDEX484-486 X(03) AN MONEY MANAGER ID; Money Manager code from oldACCOUNT MNEMONIC field487-489 X(03) AN MONEY MANAGER OBJECTIVE ID; Investment Objectivecode from old ACCOUNT MNEMONIC field490-494 X(05) AN DTC ID CONFIRM NUMBER FOR NON-COD ACCOUNT495-503 X(09) AN CAPS MASTER MNEMONIC; legacy field, no longer used.Contains previously populated data for customers who haveused it before. It cannot be updated.504-511 X(08) AN EMPLOYEE ID512-512 X(01) AN PRIME BROKER/FREE FUND INDICATOR; acceptablevalues include:“ ” = Not applicable“B” = Pershing LLC as Prime Broker“C” = Broker/Dealer Credit“F” = Free Fund Letter (COD accounts only)“T” = Broker/Dealer Trust (COD accounts only)“X” = Execution for Prime Broker (COD accounts only)513-513 X(01) AN FEE BASED ACCOUNT INDICATOR; values include:“Y” = Yes; account is Fee Based“N” = No; account is not Fee Based514-516 X(03) AN BILLING TYPE; acceptable values include:“ ” = Standard“FC ” = Fee Based517-524 9(08) N FEE BASED TERMINATION DATE = “CCYYMMDD”525-525 X(01) AN EQUIFAX/CREDIT CHECK INDICATOR; values include:“N” = Credit check not requested“Y” = Credit check requested526-557 X(32) AN SELF-DIRECTED 401(k) PLAN NAME558-589 X(32) AN SELF-DIRECTED 401(k) ACCOUNT TYPE590-591 X(02) AN PLAN TYPE; see Appendix D, “Plan Types”592-601 X(10) AN PLAN NUMBER602-605 X(04) AN EMPLOYEE/EMPLOYEE RELATIVE INDICATOR;acceptable values include:“ ” = Not applicable (cont.)ACCT/ACCFPage 8 Customer Account Information 10-09