ACCT/ACCF-Customer Account Information-11/09

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PERSHING STANDARD FILE LAYOUTSDETAIL RECORD H – ACCOUNT HOLDER/PARTICIPANT INFORMATIONPOSITION PICTURE TYPE DESCRIPTION001-002 X(02) AN TRANSACTION CODE = “CI”003-003 X(01) AN RECORD INDICATOR VALUE = “H”004-011 9(08) N RECORD ID SEQUENCE NUMBER; begins with“00000001”012-020 X(09) AN ACCOUNT NUMBER INCLUDING OFFICE(3); BASEACCOUNT(5); CHECK DIGIT (1)021-023 X(03) AN INTRODUCING BROKER DEALER NUMBER024-024 X(01) AN Not Used025-027 X(03) AN INVESTMENT PROFESSIONAL NUMBER028-028 X(01) AN Not Used029-038 X(10) AN ACCOUNT SHORT NAME039-040 X(02) AN Not Used041-041 X(01) AN ACCOUNT HOLDER/ PARTICIPANT TRANSACTIONCODE; values include:“X” or “ ” = Unchanged record“A” = Add Account Holder/Participant“C” = Change existing Account Holder/ParticipantACCOUNT HOLDER/PARTICIPANT SECONDARY IDENTIFIERS042-044 X(03) AN SEQUENCE NUMBER; valid values are 001 through 015045-047 X(03) AN ACCOUNT HOLDER TYPE; values include:“AH ” = Account Holder“B&R” = Books and Records participant“IPP” = Interested Party participantBOOKS AND RECORDS DETAILS048-048 X(01) AN JOINT ACCOUNT INCOME/NET WORTH INDICATOR;values include:“Y” = Combined and reported on account level; displayed onfirst Account Holder/Participant only“N” = Reported on individual Account Holder/Participant level049-066 9(16)v9(02) N MINIMUM ANNUAL INCOME AMOUNT067-084 9(16)v9(02) N MAXIMUM ANNUAL INCOME AMOUNT085-102 9(16)v9(02) N MINIMUM NET WORTH AMOUNT103-120 9(16)v9(02) N MAXIMUM NET WORTH AMOUNTTELEPHONE NUMBER (UP TO 7 TIMES)Note: Telephone numbers will appear in alphabetical order based on TELEPHONE TYPE IDTELEPHONE NUMBER 1121-121 X(01) AN TELEPHONE 1 TRANSACTION CODE; values include:“X” or “ ” = Unchanged record“A” = Add telephone number“C” = Change existing telephone numberACCT/ACCFPage 38 Customer Account Information 10-09
PERSHING STANDARD FILE LAYOUTSPOSITION PICTURE TYPE DESCRIPTION122-122 X(01) AN US/INTERNATIONAL INDICATOR (1); values include:“U” = US/Canada“F” = International123-123 X(01) AN TELEPHONE TYPE ID (1); values include:“B” = Business“C” = Cellular“E” = Beeper“F” = Fax“H” = Home“S” = Seasonal“T” = Telex“V” = Voice Mail124-171 X(48) AN TELEPHONE NUMBER (1)172-178 X(07) AN TELEPHONE EXTENSION (1)TELEPHONE NUMBER 2179-179 X(01) AN TELEPHONE 2 TRANSACTION CODE; values include:“X” or “ ” = Unchanged record“A” = Add telephone number“C” = Change existing telephone number180-180 X(01) AN US/INTERNATIONAL INDICATOR (2); values include:“U” = US/Canada“F” = International181-181 X(01) AN TELEPHONE TYPE ID (2); see TELEPHONE TYPE ID (1),position 123, for values182-229 X(48) AN TELEPHONE NUMBER (2)230-236 X(07) AN TELEPHONE EXTENSION (2)TELEPHONE NUMBER 3237-237 X(01) AN TELEPHONE 3 TRANSACTION CODE; values include:“X” or “ ” = Unchanged record“A” = Add telephone number“C” = Change existing telephone number238-238 X(01) AN US/INTERNATIONAL INDICATOR (3); values include:“U” = US/Canada“F” = International239-239 X(01) AN TELEPHONE TYPE ID (3); see TELEPHONE TYPE ID (1),position 123, for values240-287 X(48) AN TELEPHONE NUMBER (3)288-294 X(07) AN TELEPHONE EXTENSION (3)TELEPHONE NUMBER 4295-295 X(01) AN TELEPHONE 4 TRANSACTION CODE; values include:“X” or “ ” = Unchanged record“A” = Add telephone number(cont.)ACCT/ACCFPage 39 Customer Account Information 10-09
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ACCT/ACCF-Customer Account Information-11/09

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