Securities offerings and listings in the US: an ... - Latham & Watkins

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SECURITIES OFFERINGS AND LISTINGS INTHE UNITED STATES: AN OVERVIEW FORNON-US ISSUERSThis Overview summarizes the key provisions of the US federal securities laws that apply to foreign private issuers(a term that covers most non-US issuers, other than foreign governments) when they offer securities for sale in theUnited States or list their securities for trading or quotation on the US stock markets. 1www.iflr.comUS SECURITIES OFFERINGS: A GUIDE FOR NON-US ISSUERS
US SECURITIES OFFERINGS: A GUIDE FOR NON-US ISSUERSwww.iflr.com
Page 1 and 2: IFLRinternational Financial Law Rev
Page 3 and 4: About Latham & WatkinsLatham & Watk
Page 5 and 6: EditorNigel SavageProduction editor
Page 7 and 8: Table of contentsChapter 3 - Key ex
Page 9 and 10: Table of contentsSpecial considerat
Page 11: Table of contentsChapter 10 - Concl
Page 15 and 16: Chapter 1 - Key statutes and concep
Page 17 and 18: Chapter 1 - Key statutes and concep
Page 19 and 20: Chapter 2- The registration process
Page 29 and 30: Chapter 3 - Key exemptions from Sec
Page 39 and 40: Chapter 4 - Restrictions on publici
Page 41 and 42: Chapter 4 - Restrictions on publici
Page 43 and 44: Chapter 5 - Required financial stat
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Chapter 6 - The US Sarbanes-Oxley A
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Chapter 7 - Liability under the US
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Chapter 8 - Communications with res
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Chapter 9 - Other relevant statutes
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Annex A - Non-financial disclosure
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Annex B -NYSE and Nasdaq quantitati
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Annex C - Effective dates for certa
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EndnotesEndnotes1 We do not discuss
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Endnotesparticular class of persons
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Endnotes210 Id. Item 17(c)(2)(iii).
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Endnotesparent has independent asse
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Endnotes335 Regulation G, Rule 100(
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Endnotes463 Id. Rule 500. A “fore
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Endnotes552 Id. at 86,381.553 Id.55
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Securities PracticeLatham & Watkins
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Securities offerings and listings in the US: an ... - Latham & Watkins

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