Securities offerings and listings in the US: an ... - Latham & Watkins

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US securities contacts in Latham’s international officesFrankfurtJohn WatsonHong KongJohn OtoshiDavid ZhangLondonGay BronsonOlof ClaussonAlexander F CohenBryant EdwardsMichael ImmordinoBernard NelsonRichard TrobmanMilanMichael ImmordinoMoscowAnya GoldinParisAlexander F CohenSingaporeMark NelsonMichael SturrockTokyoDavid ShapiroMike Yoshiijohn.watson@lw.comjohn.otoshi@lw.comdavid.zhang@lw.comgay.bronson@lw.comolof.clausson@lw.comalex.cohen@lw.combryant.edwards@lw.commichael.immordino@lw.combernard.nelson@lw.comrichard.trobman@lw.commichael.immordino@lw.comanya.goldin@lw.comalex.cohen@lw.commark.nelson@lw.commichael.sturrock@lw.comdavid.shapiro@lw.commike.yoshii@lw.comwww.iflr.comUS SECURITIES OFFERINGS: A GUIDE FOR NON-US ISSUERS
EditorNigel SavageProduction editorRichard OliverAssociate publisherSimon OliverPublisherRichard ForsterDirectorChristopher FordhamImage setting and printing by PW Reproprint Ltd, London.This report states the law as at the end of September 2003. It is not a substitute for detailed local advice.It is presented as a special supplement to the October issue of International Financial Law Review© Euromoney Institutional Investor and Latham & Watkins 2003.For additional copies of this supplement and more information on International Financial Law Review,including a sample copy, call Simon Oliver, on Tel: +44 20 7779 8496; Fax: +44 20 7779 8665 ore-mail: soliver@iflr.comUS SECURITIES OFFERINGS: A GUIDE FOR NON-US ISSUERSwww.iflr.com
Page 1 and 2: IFLRinternational Financial Law Rev
Page 3: About Latham & WatkinsLatham & Watk
Page 7 and 8: Table of contentsChapter 3 - Key ex
Page 9 and 10: Table of contentsSpecial considerat
Page 11 and 12: Table of contentsChapter 10 - Concl
Page 13 and 14: US SECURITIES OFFERINGS: A GUIDE FO
Page 15 and 16: Chapter 1 - Key statutes and concep
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Page 19 and 20: Chapter 2- The registration process
Page 29 and 30: Chapter 3 - Key exemptions from Sec
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Chapter 6 - The US Sarbanes-Oxley A
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Chapter 7 - Liability under the US
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Chapter 8 - Communications with res
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Chapter 9 - Other relevant statutes
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Annex A - Non-financial disclosure
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Annex B -NYSE and Nasdaq quantitati
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Annex C - Effective dates for certa
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EndnotesEndnotes1 We do not discuss
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Endnotesparticular class of persons
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Endnotes210 Id. Item 17(c)(2)(iii).
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Endnotesparent has independent asse
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Endnotes335 Regulation G, Rule 100(
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Endnotes463 Id. Rule 500. A “fore
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Endnotes552 Id. at 86,381.553 Id.55
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Securities PracticeLatham & Watkins
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Securities offerings and listings in the US: an ... - Latham & Watkins

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