ASIC Market Integrity Rules (ASX Market) 2010 - LexisNexis
ASIC Market Integrity Rules (ASX Market) 2010 - LexisNexis
ASIC Market Integrity Rules (ASX Market) 2010 - LexisNexis
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<strong>LexisNexis</strong> Appendix: <strong>ASIC</strong> <strong>Market</strong> <strong>Integrity</strong> <strong>Rules</strong> (<strong>ASX</strong> <strong>Market</strong>) <strong>2010</strong>Appendix: Comparison of <strong>ASX</strong> <strong>Market</strong> <strong>Rules</strong> and <strong>ASIC</strong> <strong>Market</strong> <strong>Integrity</strong> <strong>Rules</strong>(<strong>ASX</strong> <strong>Market</strong>) <strong>2010</strong>Table 1:Composition of <strong>ASIC</strong> <strong>Market</strong> <strong>Integrity</strong> <strong>Rules</strong> (<strong>ASX</strong> <strong>Market</strong>) <strong>2010</strong> (<strong>ASIC</strong>/<strong>ASX</strong> MIR)<strong>ASIC</strong>/<strong>ASX</strong> MIRChapter 1: IntroductionPart 1.1 Preliminary<strong>ASX</strong> <strong>Market</strong> Rule/Procedure/Appendices toProcedureExplanation of any differences[Chapter heading][Part heading]1.1.1 Enabling legislation This is a new <strong>Market</strong> <strong>Integrity</strong> Rule that sets out the enablinglegislation for these <strong>Market</strong> <strong>Integrity</strong> <strong>Rules</strong>.1.1.2 Title This is a new <strong>Market</strong> <strong>Integrity</strong> Rule that sets out the title of these<strong>Market</strong> <strong>Integrity</strong> <strong>Rules</strong>.1.1.3 Commencement This is a new <strong>Market</strong> <strong>Integrity</strong> Rule that sets out the CommencementDate of these <strong>Market</strong> <strong>Integrity</strong> <strong>Rules</strong>.1.1.4 Scope of these <strong>Rules</strong> This is a new <strong>Market</strong> <strong>Integrity</strong> Rule that sets out the scope of these<strong>Market</strong> <strong>Integrity</strong> <strong>Rules</strong>.1.1.5 Entities that must comply with these <strong>Rules</strong> This is a new <strong>Market</strong> <strong>Integrity</strong> Rule that sets out the entities that mustcomply with these <strong>Market</strong> <strong>Integrity</strong> <strong>Rules</strong>.1.1.6 Conduct by officers, Employees or agents 2.4.2 Conduct by officers, employees or agents <strong>ASIC</strong> has adopted this <strong>ASX</strong> <strong>Market</strong> Rule as a <strong>Market</strong> <strong>Integrity</strong> Rule,with drafting amendments.1.1.7 State of mind of a person 2.4.3 State of mind of a person <strong>ASIC</strong> has adopted this <strong>ASX</strong> <strong>Market</strong> Rule as a <strong>Market</strong> <strong>Integrity</strong> Rule,with drafting amendments.Part 1.2 Waiver 1.5 WAIVER [Part heading]Copyright Australian Securities and Investments Commission. Reproduced with permission.
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