ASIC Market Integrity Rules (ASX Market) 2010 - LexisNexis

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LexisNexis Appendix: ASIC Market Integrity Rules (ASX Market) 2010ASIC/ASX MIR6.6.2 Crossings after Trading Close and SpecialCrossings in Derivatives Market Contracts6.6.3 Crossings after Trading Close and SpecialCrossings in CombinationChapter 7 Rules applying to Market OperatorsPart 7.1 Data feeds7.1.1 Provision of live electronic data from theTrading PlatformASX Market Rule/Procedure/Appendices toProcedure20.9.2 Crossings after Trading Close andSpecial Crossings in Derivatives MarketContracts20.9.3 Crossings after Trading Close andSpecial Crossings in CombinationsExplanation of any differencesASIC has adopted this ASX Market Rule as a Market Integrity Rule,with drafting amendments. The Market Integrity Rule sets out the typeof Crossings to which the Rule applies.ASIC has adopted this ASX Market Rule as a Market Integrity Rule,with drafting amendments. The Market Integrity Rule sets out thetypes of Crossings to which the Rule applies.[Chapter heading][Part heading]This is a new Market Integrity Rule that sets out requirements inrelation to the provision of electronic data to ASIC from the TradingPlatform.7.1.2 Notification This is a new Market Integrity Rule that sets out notificationrequirements for the purposes of Market Integrity Rule 7.1.1.Part 7.2 Information7.2.1 Provision of information about MarketParticipants[Part heading]This is a new Market Integrity Rule that sets out requirements inrelation to the provision of information to ASIC about MarketParticipants.Copyright Australian Securities and Investments Commission. Reproduced with permission.
LexisNexis Appendix: ASIC Market Integrity Rules (ASX Market) 2010Table 2: Tracing ASX Market Rules to ASIC Market Integrity Rules (ASX Market) 2010ASX Market RuleASIC/ASX MIR1.5 WAIVER Part 1.2 Waiver1.5.1 Waiver of rules and procedures 1.2.1 Waiver of Rules1.5.2 Compliance with conditions 1.2.2 Compliance with conditions1.5.3 No relief from certain provisions No equivalent market integrity rule proposed1.5.4 Period during which relief applies 1.2.3 Period during which relief applies1.5.5 Register of relief 1.2.4 Register1.5.6 Inspection of register No equivalent market integrity rule proposed1.5.7 Waiver generally No equivalent market integrity rule proposed1.6 NOTICE, NOTIFICATION AND SERVICE OF DOCUMENTS Part 1.3 Notice, notification and service of documents1.6.1 Notice must be in writing No equivalent market integrity rule proposed1.6.2 Methods of giving notice in writing No equivalent market integrity rule proposed1.6.3 Delivery of notice No equivalent market integrity rule proposed1.6.4 Market Participant to have e-mail 1.3.1 Market Participant to have email1.6.5 Failure to notify No equivalent market integrity rule proposed2.1 GENERAL PRINCIPLES OF INTERPRETATION 1.4.1 References to time2.2.1 Words and expressions defined have the same meaning in these Rules 1.4.2 Words and expressions defined in the Corporations Act2.4.2 Conduct by officers, employees or agents 1.1.6 Conduct by officers, Employees or agentsCopyright Australian Securities and Investments Commission. Reproduced with permission.
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ASIC Market Integrity Rules (ASX Market) 2010 - LexisNexis

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