ASIC Market Integrity Rules (ASX Market) 2010 - LexisNexis
ASIC Market Integrity Rules (ASX Market) 2010 - LexisNexis
ASIC Market Integrity Rules (ASX Market) 2010 - LexisNexis
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<strong>LexisNexis</strong> Appendix: <strong>ASIC</strong> <strong>Market</strong> <strong>Integrity</strong> <strong>Rules</strong> (<strong>ASX</strong> <strong>Market</strong>) <strong>2010</strong><strong>ASX</strong> Appendices to Procedures<strong>ASIC</strong>/<strong>ASX</strong> MIR8.7.2 Application for sitting additional accreditation examination under rule 8.7 2.4.12 Examinations8.8.1(C) Application for renewal of accreditation under rule 8.82.4.13 Renewal of accreditation8.9.2 Notification of withdrawal of accreditation under rule 8.9 2.4.17 Automatic withdrawal of accreditation2.4.18 Voluntary withdrawal of accreditation8.10.1(A) Application for re-accreditation when previously withdrawn or expired underrule 8.102.4.20 Re-accreditation after withdrawal or expiry13.3.4 Certification of automated order processing systems 5.6.3 Automated Order Processing system requirements5.6.4 Review of documentation and systems prior to use of Automated OrderProcessing system5.6.5 Representations as to organisational and technical resources, tradingmanagement arrangements and security arrangements, prior to use of AutomatedOrder Processing system5.6.6 Certification of Automated Order Processing system13.3.5(A) AOP material change confirmation13.3.5(B) AOP material change —further certification5.6.9 Material change confirmation5.6.10 Material change further certification20.4 Takeover bids and schemes No equivalent market integrity rule proposed31—Part 1 Session States and Parameters1.4.3 Definitions• “CPSA Session State”• “Late Trading Session State”• “Open Session State”Copyright Australian Securities and Investments Commission. Reproduced with permission.
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