ASIC Market Integrity Rules (ASX Market) 2010 - LexisNexis

LexisNexis Appendix: ASIC Market Integrity Rules (ASX Market) 2010ASIC/ASX MIR5.1.7 Unexecuted order in Underlying FinancialProducts—Trading Participant not to make Bidsor OffersASX Market Rule/Procedure/Appendices toProcedure25.4.1 Trading Participant not to make Bids orOffersExplanation of any differencesASIC has adopted this ASX Market Rule as a Market Integrity Rule,with drafting amendments.5.1.8 Allocation policy and Automated ClientOrder Processing Crossings—disclosure toClientPart 5.2 Business connections between MarketParticipants7.7 ALLOCATION POLICY AND AUTOMATEDCLIENT ORDER PROCESSING CROSSINGS7.7.1 Disclosure to client4.7 BUSINESS CONNECTIONS BETWEENMARKET PARTICIPANTSASIC has adopted this ASX Market Rule as a Market Integrity Rule,with drafting amendments.[Part heading]5.2.1 Connections requiring ASIC consent 4.7.1 Connections requiring ASX consent ASIC has adopted this ASX Market Rule as a Market Integrity Rule,with drafting amendments. Market Participants must not have certainbusiness connections without ASIC’s consent.5.2.2 Access to records 4.7.2 Access to records ASIC has adopted this ASX Market Rule as a Market Integrity Rule,with drafting amendments. ASIC may impose conditions on MarketParticipants concerning access to records by common Controllers orEmployees.Part 5.3 Large Order facilitation5.3.1 Futures Market Contracts—Action aMarket Participant may take when insufficientopposite orders7.6 MARKET FACILITATION FOR LARGEORDERS—FUTURES MARKET CONTRACTS7.6.1 Action a Market Participant may take wheninsufficient opposite orders[Part heading]ASIC has adopted this ASX Market Rule as a Market Integrity Rule,with drafting amendments.5.3.2 Application 7.6.2 ApplicationProcedure 7.6.2 Market facilitation for largeorders—FuturesASIC has adopted this ASX Market Rule and Procedure as a singleMarket Integrity Rule, with drafting amendments.Copyright Australian Securities and Investments Commission. Reproduced with permission.