ASIC Market Integrity Rules (ASX Market) 2010 - LexisNexis

LexisNexis Appendix: ASIC Market Integrity Rules (ASX Market) 2010ASX Market RuleASIC/ASX MIR8.4.1 Types of accredited advisers 2.4.2 Extent of advice to clients—Level One Accredited Derivatives Adviser2.4.4 Extent of advice to clients— Level Two Accredited Derivatives Adviser2.4.5 Extent of advice to clients—Accredited Futures Adviser8.5.1 Initial application 2.4.6 Accreditation—Accredited Futures Adviser2.4.7 Accreditation—Level One Accredited Derivatives Adviser2.4.8 Accreditation—Level Two Accredited Derivatives Adviser2.4.9 Acceptance of application8.5.2 Rejection of application 2.4.10 Rejection of application8.6.1 Exemption for other accreditation and experience 2.4.11 Exemption for other accreditation and experience8.6.2 Further information 2.4.11 Exemption for other accreditation and experience8.6.3 Examination may be required 2.4.11 Exemption for other accreditation and experience8.6.4 Perpetual exemptions previously granted continue to remain in force No equivalent market integrity rule proposed8.7.1 Maximum number of examinations 2.4.12 Examinations8.7.2 Permission to sit additional examinations 2.4.12 Examinations8.8.1 Renewal 2.4.13 Renewal of accreditation2.4.14 Acceptance of application8.8.2 Renewal subject to conditions 2.4.15 Rejection of application or renewal subject to conditions8.8.3 Effect of non-renewal 2.4.16 Effect of non-renewal8.8.4 Recently accredited advisers No equivalent market integrity rule proposedCopyright Australian Securities and Investments Commission. Reproduced with permission.