ASIC Market Integrity Rules (ASX Market) 2010 - LexisNexis

LexisNexis Appendix: ASIC Market Integrity Rules (ASX Market) 2010ASIC/ASX MIR3.4.2 Confirmations—Accumulation and priceaveragingASX Market Rule/Procedure/Appendices toProcedure7.9.2 Confirmations—accumulation and priceaveragingExplanation of any differencesASIC has adopted this ASX Market Rule as a Market Integrity Rule,with drafting amendments.3.4.3 Confirmations—Other than Retail Clients 7.9.3 Confirmations—clients other than RetailClientsASIC has adopted this ASX Market Rule as a Market Integrity Rule,with drafting amendments. The notification to the client must state thatMarket Transactions are subject to (among other things) the ASXMarket Rules and the Market Integrity Rules.Part 3.5 Client Money and Property 7.11 CLIENT AND MONEY AND PROPERTY [Part heading]3.5.1 Trust accounts—Cash MarketTransactions and Options Market Transactions3.5.2 Segregated accounts or trust accounts—Futures Market Transactions7.11.2 Trust accounts—Cash MarketTransactions and Options Market Transactions7.11.3 Segregated accounts or trust accounts—Futures Market TransactionsASIC has adopted this ASX Market Rule as a Market Integrity Rule,without drafting amendments.ASIC has adopted this ASX Market Rule as a Market Integrity Rule,without drafting amendments.3.5.3 Bank accounts to be with Australian ADI 7.11.4 Bank accounts to be with Australian ADI ASIC has adopted this ASX Market Rule as a Market Integrity Rule,with drafting amendments.3.5.4 Approved foreign banks 7.11.5 Approved foreign banks ASIC has adopted this ASX Market Rule as a Market Integrity Rule,with drafting amendments. ASIC may approve foreign banks, andimpose conditions on the use of foreign banks, under the MarketIntegrity Rule.3.5.5 Change of rating or approval of ADI 7.11.6 Change of rating or approval of ADI ASIC has adopted this ASX Market Rule as a Market Integrity Rule,with drafting amendments.3.5.6 Liquidity requirement—Clients’ segregatedaccounts—Futures Market Transactions3.5.7 Top up requirement—Clients’ segregatedaccounts—Futures Market Transactions7.11.7 Liquidity requirement—clients’segregated accounts—Futures MarketTransactions7.11.8 Top up requirement—clients’ segregatedaccounts—Futures Market TransactionsASIC has adopted this ASX Market Rule as a Market Integrity Rule,with drafting amendments.ASIC has adopted this ASX Market Rule and Procedure as a singleMarket Integrity Rule, with drafting amendments.Copyright Australian Securities and Investments Commission. Reproduced with permission.