ASIC Market Integrity Rules (ASX Market) 2010 - LexisNexis

LexisNexis Appendix: ASIC Market Integrity Rules (ASX Market) 2010ASX ProcedureASIC/ASX MIR8.2.1 REGISTRATION BY ASX (DTRS) No equivalent market integrity rule proposed8.2.13 CONTINUING PROFESSIONAL EDUCATION REQUIREMENTS No equivalent market integrity rule proposed8.2.14 TRADING PARTICIPANT MUST ENSURE DTR COMPLIANCE No equivalent market integrity rule proposed8.3.1 ACCREDITATION REQUIRED (RETAIL CLIENT ADVISERS) 2.4.1 Accreditation required8.4.1 TYPES OF ACCREDITED ADVISERS 2.4.2 Extent of advice to clients—Level One Accredited Derivatives Adviser2.4.3 Covered Call Option Strategy2.4.4 Extent of advice to clients—Level Two Accredited Derivatives Adviser2.4.5 Extent of advice to clients—Accredited Futures Adviser8.5.1 INITIAL APPLICATION (ACCREDITED ADVISER) 2.4.6 Accreditation—Accredited Futures Adviser2.4.7 Accreditation—Level One Accredited Derivatives Adviser2.4.8 Accreditation—Level Two Accredited Derivatives Adviser8.7.2 PERMISSION TO SIT ADDITIONAL EXAMINATIONS 2.4.12 Examinations8.8.1 RENEWAL OF ACCREDITATION 1.4.3 Definitions• “Renewal Period”2.4.13 Renewal of accreditation8.8.3 EFFECT OF NON-RENEWAL 2.4.16 Effect of non-renewal8.9.2 NOTICE OF EVENTS RESULTING IN AUTOMATIC WITHDRAWAL 2.4.17 Automatic withdrawal of accreditation8.9.4 NOTICE OF VOLUNTARY WITHDRAWAL 2.4.18 Voluntary withdrawal of accreditationCopyright Australian Securities and Investments Commission. Reproduced with permission.