Item 12.SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENTAND RELATED STOCKHOLDER MATTERSInformation responsive to this Item is set forth in “Principal Holders of Voting Securities”, “Election ofDirectors”, “Executive Officer Stock Ownership” and “Equity Compensation Plan Information” of the definitiveproxy statement for the Company’s annual meeting of stockholders to be held on November 8, 2007, and isincorporated herein by reference.Item 13.CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTORINDEPENDENCEInformation responsive to this Item is set forth in “Certain Relationships and Related Transactions,” “Review andApproval of Certain Relationships and Related Transactions,” and “Independence of Directors” of the definitiveproxy statement for the Company’s annual meeting of stockholders to be held on November 8, 2007, and isincorporated herein by reference.Item 14.PRINCIPAL ACCOUNTANT FEES AND SERVICESInformation responsive to this Item is set forth in “Fees Paid to Independent Auditors” and “Audit CommitteePre-Approval Policies” of the definitive proxy statement for the Company’s annual meeting of stockholders to beheld on November 8, 2007, and is incorporated herein by reference.PART IVItem 15.(a)(1)EXHIBITS AND FINANCIAL STATEMENT SCHEDULESSee Item 8, “Financial Statements and Supplementary Data,” for a list of financial statements.(a)(2)Financial statement schedulesSCHEDULE II - VALUATION AND QUALIFYING ACCOUNTS AND RESERVESBalance atBalance atBeginningEndof Year Additions Deductions (1) Other (2) of Year(In millions)Allowance for doubtful accounts2005 $ 43 5 (6) 2 $ 442006 $ 44 14 (7) 3 $ 542007 $ 54 2 (3) 16 $ 69(1) Uncollectible accounts written off, net of recoveries(2) Impact of reclassifications, business combinations, and foreign currency exchange adjustmentsAll other schedules are either not required, not applicable, or the information is otherwise included.80
Item 15.(a)(3)EXHIBITS AND FINANCIAL STATEMENT SCHEDULES (Continued)LIST OF EXHIBITS(3) (i) Composite Certificate of Incorporation, as amended, filed on November 13, 2001, as Exhibit (3)(i)to Form 10-Q for the quarter ended September 30, 2001 (File No. 1-44), is incorporated herein byreference.(ii) Bylaws, as amended, filed on February 6, 2007, as Exhibit 3(ii) to Form 8-K (File No. 1-44), areincorporated herein by reference.(4) Instruments defining the rights of security holders, including:(i) Indenture dated June 1, 1986, between the registrant and JPMorgan Chase (formerly known as, orsuccessor to, The Chase Manhattan Bank, Chemical Bank, and Manufacturers Hanover TrustCompany), as Trustee (incorporated by reference to Exhibit 4(a) to Registration Statement No. 33-6721), and Supplemental Indenture dated as of August 1, 1989 between the registrant andJPMorgan Chase (formerly known as, or successor to, The Chase Manhattan Bank, ChemicalBank and Manufacturers Hanover Trust Company), as Trustee (incorporated by reference toExhibit 4(c) to Post-Effective Amendment No. 3 to Registration Statement No. 33-6721), relatingto:the $300,000,000 – 8 7/8% Debentures due April 15, 2011,the $300,000,000 – 8 3/8% Debentures due April 15, 2017,the $300,000,000 – 8 1/8% Debentures due June 1, 2012,the $250,000,000 – 7 1/8% Debentures due March 1, 2013,the $350,000,000 – 7 1/2% Debentures due March 15, 2027,the $200,000,000 – 6 3/4% Debentures due December 15, 2027,the $250,000,000 – 6 7/8% Debentures due December 15, 2097,the $196,210,000 – 5 7/8% Debentures due November 15, 2010,the $300,000,000 – 6 5/8% Debentures due May 1, 2029,the $400,000,000 – 7% Debentures due February 1, 2031,the $500,000,000 – 5.935% Debentures due October 1, 2032, andthe $600,000,000 – 5.375% Debentures due September 15, 2035.(ii) Indenture dated September 20, 2006, between the Company and The Bank of New York, asTrustee (incorporated by reference to Exhibit 4 to Registration Statement on Form S-3,Registration No. 333-137541).(iii) Indenture dated February 22, 2007, between the Company and The Bank of New York, as Trustee,including form of 0.875% Convertible Senior Notes due 2014 (incorporated by reference toExhibit 4.1 to Form 8-K (File No. 1-44) filed on February 22, 2007).(iv) Registration Rights Agreement, dated February 22, 2007, among the Company, Citigroup GlobalMarkets Inc., J.P. Morgan Securities Inc., Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner &Smith Incorporated, Banc of America Securities LLC, Barclays Capital Inc., BNP ParibasSecurities Corp., Deutsche Bank Securities Inc., Goldman, Sachs & Co. and HSBC Securities(USA) Inc. (incorporated by reference to Exhibit 4.2 to Form 8-K (File No. 1-44) filed onFebruary 22, 2007).81