48822 Federal Register / Vol. 77, No. 157 / Tuesday, August 14, 2012 / Rules and Regulationssro<strong>be</strong>rts on DSK5SPTVN1PROD with RULESbroaden. A claim is a broadened claimif the claim is broadened in any respect.(c) The inventor, or each individualwho is a joint inventor of a claimedinvention, in a reissue application mustexecute an oath or declaration for thereissue application, except as providedfor in § 1.64, and except that theinventor’s oath or declaration for areissue application may <strong>be</strong> signed by theassignee of the entire interest if:(1) The application does not seek toenlarge the scope of the claims of theoriginal patent; or(2) The application for the originalpatent was filed under § 1.46 by theassignee of the entire interest.(d) If errors previously identified inthe inventor’s oath or declaration for areissue application pursuant toparagraph (a) of this section are nolonger <strong>be</strong>ing relied upon as the basis forreissue, the applicant must identify anerror <strong>be</strong>ing relied upon as the basis forreissue.(e) The inventor’s oath or declarationfor a reissue application required byparagraph (a) of this section may <strong>be</strong>submitted under the provisions of§ 1.53(f), except that the provisions of§ 1.53(f)(3) do not apply to a reissueapplication.(f)(1) The requirement for theinventor’s oath or declaration for acontinuing reissue application thatclaims the <strong>be</strong>nefit under 35 U.S.C. 120,121, or 365(c) in compliance with § 1.78of an earlier-filed reissue applicationmay <strong>be</strong> satisfied by a copy of theinventor’s oath or declaration from theearlier-filed reissue application,provided that:(i) The inventor, or each individualwho is a joint inventor of a claimedinvention, in the reissue applicationexecuted an inventor’s oath ordeclaration for the earlier-filed reissueapplication, except as provided for in§ 1.64;(ii) The continuing reissue applicationdoes not seek to enlarge the scope of theclaims of the original patent; or(iii) The application for the originalpatent was filed under § 1.46 by theassignee of the entire interest.(2) If all errors identified in theinventor’s oath or declaration from theearlier-filed reissue application are nolonger <strong>be</strong>ing relied upon as the basis forreissue, the applicant must identify anerror <strong>be</strong>ing relied upon as the basis forreissue.(g) An oath or declaration filed at anytime pursuant to 35 U.S.C. 115(h)(1),will <strong>be</strong> placed in the file record of thereissue application, but may notnecessarily <strong>be</strong> reviewed by the Office.■ 45. Section 1.211 is amended byrevising paragraph (c) to read as follows:§ 1.211 Publication of applications.* * * * *(c) An application filed under 35U.S.C. 111(a) will not <strong>be</strong> published untilit includes the basic filing fee (§ 1.16(a)or § 1.16(c)) and any English translationrequired by § 1.52(d). The Office maydelay publishing any application until itincludes any application size feerequired by the Office under § 1.16(s) or§ 1.492(j), a specification having papersin compliance with § 1.52 and anabstract (§ 1.72(b)), drawings incompliance with § 1.84, a sequencelisting in compliance with §§ 1.821through 1.825 (if applicable), and theinventor’s oath or declaration orapplication data sheet containing theinformation specified in § 1.63(b).* * * * *■ 46. Section 1.215 is amended byrevising paragraphs (a) through (c) toread as follows:§ 1.215 Patent application publication.(a) The publication of an applicationunder 35 U.S.C. 122(b) shall include apatent application publication. The dateof publication shall <strong>be</strong> indicated on thepatent application publication. Thepatent application publication will <strong>be</strong>based upon the specification anddrawings deposited on the filing date ofthe application, as well as theapplication data sheet and/or theinventor’s oath or declaration. Thepatent application publication may also<strong>be</strong> based upon amendments to thespecification (other than the abstract orthe claims) that are reflected in asubstitute specification under § 1.125(b),amendments to the abstract under§ 1.121(b), amendments to the claimsthat are reflected in a complete claimlisting under § 1.121(c), andamendments to the drawings under§ 1.121(d), provided that such substitutespecification or amendment issubmitted in sufficient time to <strong>be</strong>entered into the Office file wrapper ofthe application <strong>be</strong>fore technicalpreparations for publication of theapplication have <strong>be</strong>gun. Technicalpreparations for publication of anapplication generally <strong>be</strong>gin four monthsprior to the projected date ofpublication. The patent applicationpublication of an application that hasentered the national stage under 35U.S.C. 371 may also includeamendments made during theinternational stage. See paragraph (c) ofthis section for publication of anapplication based upon a copy of theapplication submitted via the Officeelectronic filing system.(b) The patent application publicationwill include the name of the assignee,VerDate Mar2010 17:28 Aug 13, 2012 Jkt 226001 PO 00000 Frm 00048 Fmt 4701 Sfmt 4700 E:\FR\FM\14AUR6.SGM 14AUR6person to whom the inventor is underan obligation to assign the invention, orperson who otherwise shows sufficientproprietary interest in the matter if thatinformation is provided in theapplication data sheet in an applicationfiled under § 1.46. Assignee informationmay <strong>be</strong> included on the patentapplication publication in otherapplications if the assignee informationis provided in an application data sheetsubmitted in sufficient time to <strong>be</strong>entered into the Office file wrapper ofthe application <strong>be</strong>fore technicalpreparations for publication of theapplication have <strong>be</strong>gun. Providingassignee information in the applicationdata sheet does not substitute forcompliance with any requirement ofpart 3 of this chapter to have anassignment recorded by the Office.(c) At applicant’s option, the patentapplication publication will <strong>be</strong> basedupon the copy of the application(specification, drawings, and theapplication data sheet and/or theinventor’s oath or declaration) asamended, provided that applicantsupplies such a copy in compliancewith the Office electronic filing systemrequirements within one month of themailing date of the first Officecommunication that includes aconfirmation num<strong>be</strong>r for theapplication, or fourteen months of theearliest filing date for which a <strong>be</strong>nefit issought under title 35, United StatesCode, whichever is later.* * * * *■ 47. Section 1.321 is amended byrevising paragraph (b) to read as follows:§ 1.321 Statutory disclaimers, includingterminal disclaimers.* * * * *(b) An applicant may disclaim ordedicate to the public the entire term, orany terminal part of the term, of a patentto <strong>be</strong> granted. Such terminal disclaimeris binding upon the grantee and itssuccessors or assigns. The terminaldisclaimer, to <strong>be</strong> recorded in the Patentand Trademark Office, must:(1) Be signed by the applicant or anattorney or agent of record;(2) Specify the portion of the term ofthe patent <strong>be</strong>ing disclaimed;(3) State the present extent ofapplicant’s ownership interest in thepatent to <strong>be</strong> granted; and(4) Be accompanied by the fee setforth in § 1.20(d).* * * * *■ 48. Section 1.324 is revised to read asfollows:
Federal Register / Vol. 77, No. 157 / Tuesday, August 14, 2012 / Rules and Regulations48823sro<strong>be</strong>rts on DSK5SPTVN1PROD with RULES§ 1.324 Correction of inventorship inpatent, pursuant to 35 U.S.C. 256.(a) Whenever through error a personis named in an issued patent as theinventor, or an inventor is not named inan issued patent, the Director, pursuantto 35 U.S.C. 256, may, on application ofall the parties and assignees, or on orderof a court <strong>be</strong>fore which such matter iscalled in question, issue a certificatenaming only the actual inventor orinventors.(b) Any request to correctinventorship of a patent pursuant toparagraph (a) of this section must <strong>be</strong>accompanied by:(1) A statement from each person whois <strong>be</strong>ing added as an inventor and eachperson who is currently named as aninventor either agreeing to the change ofinventorship or stating that he or shehas no disagreement in regard to therequested change;(2) A statement from all assignees ofthe parties submitting a statement underparagraph (b)(1) of this section agreeingto the change of inventorship in thepatent, which statement must complywith the requirements of § 3.73(c) of thischapter; and(3) The fee set forth in § 1.20(b).(c) For correction of inventorship inan application, see § 1.48.(d) In an interference under part 41,subpart D, of this title, a request forcorrection of inventorship in a patentmust <strong>be</strong> in the form of a motion under§ 41.121(a)(2) of this title. In a contestedcase under part 42, subpart D, of thistitle, a request for correction ofinventorship in a patent must <strong>be</strong> in theform of a motion under § 42.22 of thistitle. The motion under § 41.121(a)(2) or§ 42.22 of this title must comply withthe requirements of this section.■ 49. Section 1.414 is amended byrevising paragraph (c)(2) to read asfollows:§ 1.414 The United States Patent andTrademark Office as a Designated Office orElected Office.* * * * *(c) * * *(2) National stage processing forinternational applications entering thenational stage under 35 U.S.C. 371.■ 50. Section 1.421 is revised to read asfollows:§ 1.421 Applicant for internationalapplication.(a) Only residents or nationals of theUnited States of America may fileinternational applications in the UnitedStates Receiving Office. If aninternational application does notinclude an applicant who is indicated as<strong>be</strong>ing a resident or national of theUnited States of America, and at leastone applicant:(1) Has indicated a residence ornationality in a PCT Contracting State,or(2) Has no residence or nationalityindicated, applicant will <strong>be</strong> so notifiedand, if the international applicationincludes a fee amount equivalent to thatrequired by § 1.445(a)(4), theinternational application will <strong>be</strong>forwarded for processing to theInternational Bureau acting as aReceiving Office (see also § 1.412(c)(6)).(b) Although the United StatesReceiving Office will acceptinternational applications filed by anyapplicant who is a resident or nationalof the United States of America forinternational processing, for thepurposes of the designation of theUnited States, an internationalapplication will <strong>be</strong> accepted by thePatent and Trademark Office for thenational stage only if the applicant isthe inventor or other person as providedin § 1.422 or § 1.424. Joint inventorsmust jointly apply for an internationalapplication.(c) A registered attorney or agent ofthe applicant may sign the internationalapplication Request and file theinternational application for theapplicant. A separate power of attorneyfrom each applicant may <strong>be</strong> required.(d) Any indication of differentapplicants for the purpose of differentDesignated Offices must <strong>be</strong> shown onthe Request portion of the internationalapplication.(e) Requests for changes in theindications concerning the applicant,agent, or common representative of aninternational application shall <strong>be</strong> madein accordance with PCT Rule 92bis andmay <strong>be</strong> required to <strong>be</strong> signed by allapplicants.(f) Requests for withdrawals of theinternational application, designations,priority claims, the Demand, orelections shall <strong>be</strong> made in accordancewith PCT Rule 90bis and must <strong>be</strong> signedby all applicants. A separate power ofattorney from the applicants will <strong>be</strong>required for the purposes of any requestfor a withdrawal in accordance withPCT Rule 90bis which is not signed byall applicants.■ 51. Section 1.422 is revised to read asfollows:§ 1.422 Legal representative as applicantin an international application.If an inventor is deceased or underlegal incapacity, the legal representativeof the inventor may <strong>be</strong> an applicant inan international application whichdesignates the United States of America.VerDate Mar2010 17:28 Aug 13, 2012 Jkt 226001 PO 00000 Frm 00049 Fmt 4701 Sfmt 4700 E:\FR\FM\14AUR6.SGM 14AUR6§ 1.423 [Removed and Reserved]■ 52. Section 1.423 is removed andreserved.■ 53. Section 1.424 is added to read asfollows:§ 1.424 Assignee, obligated assignee, orperson having sufficient proprietary interestas applicant in an international application.(a) A person to whom the inventor hasassigned or is under an obligation toassign the invention may <strong>be</strong> anapplicant in an international applicationwhich designates the United States ofAmerica. A person who otherwiseshows sufficient proprietary interest inthe matter may <strong>be</strong> an applicant in aninternational application whichdesignates the United States of Americaon proof of the pertinent facts and ashowing that such action is appropriateto preserve the rights of the parties.(b) Neither any showing requiredunder paragraph (a) of this section nordocumentary evidence of ownership orproprietary interest will <strong>be</strong> required orconsidered by the Office in theinternational stage, but will <strong>be</strong> requiredin the national stage in accordance withthe conditions and requirements of§ 1.46.■ 54. Section 1.431 is amended byrevising paragraph (b)(3)(iii) to read asfollows:§ 1.431 International applicationrequirements.* * * * *(b) * * *(3) * * *(iii) The name of the applicant, asprescri<strong>be</strong>d (note §§ 1.421, 1.422, and1.424);* * * * *■ 55. Section 1.491 is amended byrevising the section heading andparagraph (b), and adding a newparagraph (c), to read as follows:§ 1.491 National stage commencement,entry, and fulfillment.* * * * *(b) An international application entersthe national stage when the applicanthas filed the documents and feesrequired by 35 U.S.C. 371(c)(1) and(c)(2) within the period set in § 1.495.(c) An international applicationfulfills the requirements of 35 U.S.C.371 when the national stage hascommenced under 35 U.S.C. 371(b) or(f) and all applicable requirements of 35U.S.C. 371 have <strong>be</strong>en satisfied.■ 56. Section 1.492 is amended byrevising paragraph (h) to read asfollows:§ 1.492 National stage fees.* * * * *
- Page 1:
UNIFORM CERTIFICATE OF ATTENDANCE F
- Page 4 and 5:
SPTO explains the America Invents A
- Page 6 and 7:
PTO/SB/01A (01-09)Approved for use
- Page 8 and 9:
PTO/SB/ (06-12)Approved for use thr
- Page 10 and 11:
PTO/ (06-12)Approved for use throug
- Page 12 and 13:
PTO/(06-1Approved for use through 0
- Page 14 and 15:
What will change about the oath ord
- Page 16 and 17:
Action item●●●If you have not
- Page 18 and 19:
But 37 CFR § 1.63 says:A person ma
- Page 20 and 21:
●●●Combined assignment anddec
- Page 22 and 23:
●●●●●●Consequences of i
- Page 24 and 25:
How to file the ADSs●●If you pr
- Page 26 and 27:
Supplemental ADSAny ADS filed after
- Page 28 and 29:
Provisionals●●●Rules are a bi
- Page 30 and 31:
Are all assignees applicants?●●
- Page 32 and 33:
Substitute Statement●●●This f
- Page 34 and 35:
●●●Docket consequences of the
- Page 36 and 37:
New Rule-46 practice67●●●Rule
- Page 38 and 39:
Consequences of AIA for PCT filers
- Page 40 and 41:
If you are entrusted the US nationa
- Page 42 and 43:
●●●Choosing between a “bypa
- Page 44 and 45:
●●●Getting your name and addr
- Page 46 and 47:
Exercises relating to September 16,
- Page 48 and 49: Important AIA webinar September 6
- Page 50 and 51: Exercises relating to September 16,
- Page 52 and 53: 48776 Federal Register / Vol. 77, N
- Page 54 and 55: sroberts on DSK5SPTVN1PROD with RUL
- Page 56 and 57: sroberts on DSK5SPTVN1PROD with RUL
- Page 58 and 59: sroberts on DSK5SPTVN1PROD with RUL
- Page 60 and 61: sroberts on DSK5SPTVN1PROD with RUL
- Page 62 and 63: sroberts on DSK5SPTVN1PROD with RUL
- Page 64 and 65: sroberts on DSK5SPTVN1PROD with RUL
- Page 66 and 67: sroberts on DSK5SPTVN1PROD with RUL
- Page 68 and 69: sroberts on DSK5SPTVN1PROD with RUL
- Page 70 and 71: sroberts on DSK5SPTVN1PROD with RUL
- Page 72 and 73: sroberts on DSK5SPTVN1PROD with RUL
- Page 74 and 75: 48798 Federal Register / Vol. 77, N
- Page 76 and 77: 48800 Federal Register / Vol. 77, N
- Page 78 and 79: 48802 Federal Register / Vol. 77, N
- Page 80 and 81: 48804 Federal Register / Vol. 77, N
- Page 82 and 83: 48806 Federal Register / Vol. 77, N
- Page 84 and 85: 48808 Federal Register / Vol. 77, N
- Page 86 and 87: 48810 Federal Register / Vol. 77, N
- Page 88 and 89: 48812 Federal Register / Vol. 77, N
- Page 90 and 91: 48814 Federal Register / Vol. 77, N
- Page 92 and 93: 48816 Federal Register / Vol. 77, N
- Page 94 and 95: sroberts on DSK5SPTVN1PROD with RUL
- Page 96 and 97: sroberts on DSK5SPTVN1PROD with RUL
- Page 100 and 101: sroberts on DSK5SPTVN1PROD with RUL
- Page 102: 48826 Federal Register / Vol. 77, N